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Physics V course sequence · Interactive lesson

The photoelectric effect and what it does not prove

Millikan's slope hands you h to within a percent, and then the real lesson starts: every feature of the effect survives a classical field driving a quantised atom. This topic is where you learn to ask what an experiment establishes, what it merely permits, and which measurement — photon statistics — finally closes the gap.

UPV-02.03 · Lesson 3 of 9 in this unit. Position is not a completion score.
Starting model: The photoelectric effect and what it does not proveStopping potential against drive frequency for a metal of φ = 2.28 eV: V_s = (h/e)(ν − ν₀) climbs at 0.414 V per 10¹⁴ Hz above the threshold ν₀ = 5.51 × 10¹⁴ Hz and is zero below it. At ν = 8.0 × 10¹⁴ Hz the dot sits at V_s = 1.03 V; the bar shows the emission rate, 40% of maximum — intensity moves the bar, never the dot.Vₛ / Vslope = h/e for every metalVₛ = 1.03 Vν₀ = 5.51ν / 10¹⁴ Hzrate ∝ I
Start with a picture. Change the model in the lab below.
1

Build the model

Three photon signatures, all reproducible without photons.

The key idea

The photoelectric effect is the ejection of electrons from a surface by light above a threshold frequency; its threshold, promptness and h/e stopping-potential slope all follow from a quantised atom in a classical field, so they evidence atomic energy levels, not photons.

Example. For sodium, φ = 2.28 eV: 400 nm light (hν = 3.10 eV) ejects electrons stopped by 0.82 V, while 600 nm light (2.07 eV) ejects none at any intensity — the threshold sits at λ₀ = 1240/2.28 nm = 544 nm.

The complete physical model and assumptions

Shine light of frequency ν on a metal and electrons leave with kinetic energy capped at hν − φ, above a threshold φ/h, within nanoseconds, at a rate proportional to intensity — and the stopping potential's slope against ν is h/e for every metal ever tried. Einstein read this as light arriving in quanta, and the reading stuck. But run the calculation the other way: keep the field classical, A(t) = A₀ cos ωt, quantise only the atom, and treat the coupling (e/m) A⋅p̂ in first-order time-dependent perturbation theory. The golden rule then delivers a transition rate that is constant from t = 0 (promptness), proportional to |A₀|² (intensity), and non-zero only into continuum states at Ef = Eᵢ + ħω — the threshold and the h/e slope — because that ħω is a beat between the drive's e(−iωt) and the stationary states' phases e(−iEt/ħ), not a property of the light. So the photoelectric effect establishes quantised energy exchange with the atom and merely permits a quantised field. The cost of that honesty is that photon evidence must come from somewhere else: from intensity correlations, where every classical field obeys g²(0) ≥ 1 and a one-photon state measures g²(0) = 0.

1Three facts, and the classical field's absurd timetable

From Lenard's 1902 experiments onward the facts hardened. A maximum kinetic energy that grows linearly with frequency and ignores intensity; a threshold frequency below which nothing leaves however bright the lamp; and emission that begins promptly — Lawrence and Beams bounded the delay below about 3 ns in 1928. A classical field feeding energy continuously into a classical electron fails on the timetable spectacularly. At 1.0 μW m⁻² on sodium, an atom of cross-section ~1 × 10⁻¹⁹ m² collects ~1 × 10⁻²⁵ W, and gathering φ = 2.28 eV = 3.65 × 10⁻¹⁹ J takes 3.7 × 10⁶ s — six weeks against the measured nanoseconds. Note what that estimate assumed, though: an electron absorbing continuously, which is to say a classical atom. The failure convicts the pairing; it does not yet say which partner must be quantised.

2Einstein's ledger turns the plot into a measurement of h

Postulate energy exchanged in lumps hν and the bookkeeping is one line: the fastest electron carries Kₘₐₓ = hν − φ, so the voltage that just stops it obeys eVₛ = hν − φ. Plot Vₛ against ν and every metal gives a straight line of the same slope h/e = 4.136 × 10⁻¹⁵ V s; the work function only slides the intercept −φ/e. Two mercury lines suffice: caesium stopped by 0.32 V at 546.1 nm and by 1.45 V at 365.0 nm gives slope 1.13 V / 2.72 × 10¹⁴ Hz = 4.15 × 10⁻¹⁵ V s, hence h = 6.65 × 10⁻³⁴ J s, within a third of a percent. That is exactly Millikan's 1916 programme — he ran it hoping to break Einstein's equation and instead confirmed it to half a percent, while writing that the theory behind it seemed untenable. His instinct that the equation outran its interpretation is the actual subject of this topic.

3Quantise the atom, keep the field classical

Now run the calculation Lamb and Scully made famous in 1969. Let the atom have a bound state |i⟩ at energy Eᵢ and a continuum of states |f⟩, and couple it to the unquantised wave A(t) = A₀ cos ωt through Ĥ′(t) = (e/m) A(t)⋅p̂ = (e/2m) A₀⋅p̂ (e(−iωt) + e(iωt)). First-order time-dependent perturbation theory gives an amplitude cf(t) whose sinc² factor collapses, after a few optical periods, onto energy conservation Ef = Eᵢ + ħω — only the e(−iωt) term can reach the continuum; its partner would need a state ħω below |i⟩ — and Fermi's golden rule turns it into the rate Γ = (2π/ħ)|⟨f|(e/2m) A₀⋅p̂|i⟩|² ρ(Ef). Read the three signatures off. The rate is constant from t = 0, so the first electrons appear immediately: promptness without accumulation. It is proportional to |A₀|², so the count rate tracks intensity while each electron's energy does not. And the continuum is only reachable when ħω exceeds the binding energy: threshold, and with it the h/e slope. The ħ entered through the atom's stationary-state phases e(−iEt/ħ) beating against the drive e(−iωt) — nowhere was the field cut into lumps.

4What the effect establishes, and what it merely permits

Hold the two calculations side by side. Einstein's photon ledger predicts the facts; the semiclassical golden rule predicts the same facts. When two models agree on every measured number, the experiment cannot separate them — it establishes only what both require and merely permits what one of them adds. Both require quantised atomic energy exchange: stationary states, with transitions bookkept in units set by ħ. Only one requires a granular field, so the photoelectric effect is evidence for the quantum atom and silent on the photon. Keep this discipline for the rest of the course: Compton scattering meets the same audit in the next topic (a Doppler model of a recoiling electron reproduces the shift, and only Bothe–Geiger coincidences force quantum-by-quantum transfer), and the duality bounds of UPV-02.07 are theorems about a two-state space, not about clumsy kicks. To convict the field itself you must measure a quantity for which classical and quantum field theories give different answers — not the energy of one electron, but the statistics of many detections.

5Antibunching: the number a classical field cannot reach

Split the beam at a 50:50 mirror, put a detector on each output, and count coincidences inside a short window: g²(0) is the coincidence rate divided by what chance alone would give. Model the light classically as a fluctuating intensity I(t) ≥ 0, each detector firing in proportion to I; then g²(0) = ⟨I²⟩/⟨I⟩², and Cauchy–Schwarz forces ⟨I²⟩ ≥ ⟨I⟩². Every classical field has g²(0) ≥ 1: thermal light gives 2, an ideal laser exactly 1 — even a perfectly steady wave splits, so both halves fire together at least at chance. Quantum mechanically the same measurement reads g²(0) = ⟨n̂(n̂−1)⟩/⟨n̂⟩², and the one-photon state gives zero, since n̂(n̂−1)|1⟩ = 0: a photon delivered whole to one output cannot also fire the other. Kimble, Dagenais and Mandel saw g²(0) < 1 in the resonance fluorescence of single sodium atoms in 1977; Grangier, Roger and Aspect measured 0.18 ± 0.06 on a heralded cascade source in 1986, thirteen standard deviations below the classical floor. That — not 1905 — is where field quantisation became an experimental fact.

6From counts to g²(0): the estimator and its floors

In the laboratory g²(0) is an estimator built from three numbers: singles rates R₁ and R₂, a coincidence window τ, and the measured coincidence rate Rc. Uncorrelated detectors coincide by accident at R₁R₂τ, so g²(0) ≈ Rc/(R₁R₂τ) — chance sits at 1 by construction. With R₁ = 9000 s⁻¹, R₂ = 8000 s⁻¹ and τ = 10 ns, chance predicts 0.72 coincidences per second; a true single-photon emitter should deliver almost none. The systematic floor comes from whatever mimics classical light: background counts, detector afterpulsing, and a second emitter in the focal volume — two independent single photons give g²(0) = 1/2. The statistical floor is Poisson: with Nc recorded coincidences the fractional uncertainty is 1/√Nc, so quoting g²(0) = 0.10 ± 0.02 needs about 25 of them. And the claim worth making is never 'g² is small' but 'g² sits below 1 by k standard deviations' — the error propagation is two lines of NumPy; the physics is knowing which floor you are standing on.

2

Key equations

Read the units, assumptions and limits before substituting.

Einstein's energy ledger

e Vₛ = hν − φ

One line predicts the threshold ν₀ = φ/h, a Vₛ blind to intensity, and a slope no metal can alter.

Vₛ the stopping potential in V; φ the metal's work function in eV; hν the energy of one exchange in eV

The slope every metal shares

dVₛ/dν = h/e = 4.136 × 10⁻¹⁵ V s

Two stopping potentials at two known lines hand you h. Millikan reached half a percent in 1916 while calling the hypothesis behind the equation reckless.

equivalently 0.414 V per 10¹⁴ Hz; the metal moves only the intercept −φ/e

Photon-scale bookkeeping

hc = 1240 eV nm

Keeps threshold and stopping-potential arithmetic in eV, the unit work functions are tabulated in.

λ in nm gives the exchange energy 1240/λ in eV; 544 nm ↔ 2.28 eV, sodium's threshold

Semiclassical photoemission rate

Γ = (2π/ħ) |⟨f|(e/2m) A₀⋅p̂|i⟩|² ρ(Ef), Ef = Eᵢ + ħω

Constant from t = 0, proportional to |A₀|², and gated at ħω ≥ φ: all three photon signatures from an unquantised field.

A₀ the amplitude of the classical vector potential A(t) = A₀ cos ωt, in V s m⁻¹; the ½ is the cosine's absorbing half e(−iωt); ρ(Ef) the continuum density of states in J⁻¹

The classical floor on coincidences

g²(0) = ⟨I²⟩/⟨I⟩² ≥ 1

Cauchy–Schwarz: any classical wave, split at a mirror, fires both detectors at least as often as chance.

I(t) ≥ 0 the classical intensity in W m⁻²; averages taken over the field's fluctuations

The single-photon zero

g²(0) = ⟨n̂(n̂−1)⟩/⟨n̂⟩² = 0 for |1⟩

n̂(n̂−1)|1⟩ = 0 — one photon cannot fire two detectors. A measured g²(0) < 1 is the field's quantisation certificate.

n̂ = â†â the number operator on the detected mode; |1⟩ the one-photon Fock state
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

8.0 ×10¹⁴ Hz
3 to 13 ×10¹⁴ Hz; steps of 0.1.
2.28 eV
1.9 to 4.5 eV; steps of 0.01.
40 %
0 to 100 %; steps of 5.

Try this. Push the intensity slider: the bar grows and the dot refuses to move — a classical wave feeding a classical electron would move both, while a classical wave driving a quantised atom moves only the bar, exactly as drawn. Then raise φ from caesium's 1.95 eV toward zinc's 4.3 eV: the line slides right without tilting, because the slope h/e belongs to nature and only the intercept belongs to the metal.

Live results

PHOTON ENERGY hν
3.31 eV
STOPPING POTENTIAL Vₛ
1.03 V
THRESHOLD ν₀ = φ/h
5.51 ×10¹⁴ Hz
EMISSION RATE
40 %

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Physics V modelStopping potential against drive frequency for a metal of φ = 2.28 eV: V_s = (h/e)(ν − ν₀) climbs at 0.414 V per 10¹⁴ Hz above the threshold ν₀ = 5.51 × 10¹⁴ Hz and is zero below it. At ν = 8.0 × 10¹⁴ Hz the dot sits at V_s = 1.03 V; the bar shows the emission rate, 40% of maximum — intensity moves the bar, never the dot.Vₛ / Vslope = h/e for every metalVₛ = 1.03 Vν₀ = 5.51ν / 10¹⁴ Hzrate ∝ I
Stopping potential against drive frequency for a metal of φ = 2.28 eV: Vₛ = (h/e)(ν − ν₀) climbs at 0.414 V per 10¹⁴ Hz above the threshold ν₀ = 5.51 × 10¹⁴ Hz and is zero below it. At ν = 8.0 × 10¹⁴ Hz the dot sits at Vₛ = 1.03 V; the bar shows the emission rate, 40% of maximum — intensity moves the bar, never the dot.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Drive frequency ν: 8.0 ×10¹⁴ Hz; Work function φ: 2.28 eV; Relative intensity I: 40 %

Baseline 8.0; choose 3 to 13, in steps of 0.1.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

"The photoelectric effect proves light comes in photons." It does not. Threshold, prompt emission, intensity-proportional rates and the h/e slope are all reproduced by first-order perturbation theory with the classical field A₀ cos ωt driving a quantised atom: the ħω in Ef = Eᵢ + ħω is contributed by the atom's stationary-state phases, so every "photon signature" is really a signature of atomic energy levels. Einstein's inference was reasonable in 1905, when there was no quantum atom to absorb the credit; after matrix mechanics the semiclassical calculation quietly took it. What no classical field can do — weak, noisy or otherwise — is push g²(0) below 1, because ⟨I²⟩ ≥ ⟨I⟩² always; only photon number, with ⟨n̂(n̂−1)⟩ < ⟨n̂⟩², reaches it, and that was first measured in 1977. Ask of every proof which quantisation it establishes and which it merely permits.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

Sodium has work function φ = 2.28 eV. Light of wavelength 400 nm falls on it. Find the maximum photoelectron energy, the stopping potential, and the longest wavelength that ejects electrons at all.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 4 steps revealed.

MediumExample 2

A caesium photocathode is illuminated with the mercury lines 546.1 nm and 365.0 nm; the stopping potentials are 0.32 V and 1.45 V. Extract h and the work function, then state which quantisation this measurement establishes and which it merely permits.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

A candidate single-photon source feeds a 50:50 beamsplitter. Singles rates are R₁ = 9.0 × 10³ s⁻¹ and R₂ = 8.0 × 10³ s⁻¹, the coincidence window is τ = 10 ns, and 36 coincidences are recorded in 500 s. Compute g²(0) with its Poisson uncertainty, test the classical bound, and state what a second identical emitter in the focus would do.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

Four results are reported from a photoemission and photon-counting laboratory. Which one cannot be reproduced by any model in which the electromagnetic field is a classical wave?
7

Review & continue

The photoelectric effect is the ejection of electrons from a surface by light above a threshold frequency; its threshold, promptness and h/e stopping-potential slope all follow from a quantised atom in a classical field, so they evidence atomic energy levels, not photons.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.