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Quantum core · institution-dependent · Interactive lesson

The rectangular barrier and its opaque limit

Almost everything students believe about tunnelling comes from one exponential. This is where that exponential is earned: four matching conditions, one collapse of the algebra, an exact T(E) good at every energy, and only then the opaque limit — plus the sine branch above the barrier that classical mechanics gets flatly wrong.

UPV-06.05 · Lesson 5 of 9 in this unit. Position is not a completion score.
Starting model: The rectangular barrier and its opaque limitlog₁₀T against incident electron energy E from 0 to 11 eV. Solid is the exact matched barrier, dashed is the opaque estimate 16E(V₀ − E)/V₀²⋅e^(−2κL), drawn only left of the E = V₀ line. Frame top is T = 1, floor is 10⁻¹². At the marker E = 2.20 eV, κL or qL = 2.57.log₁₀ TE = V₀110⁻⁶10⁻¹²011 eVlog₁₀T = −1.64
Start with a picture. Change the model in the lab below.

Quantum core · institution-dependent. Your university determines the required depth of these quantum topics, including the use of operators, differential equations and computation. Institution-dependent does not automatically mean optional.

1

Build the model

Match ψ and ψ′ at two faces; the exponential is only the limit.

The key idea

The transmission coefficient of a rectangular barrier is the ratio of transmitted to incident probability current for a beam of fixed energy E, obtained by matching ψ and ψ′ at both faces of a constant potential V₀ of width L.

Example. An electron at E = 2.0 eV meeting V₀ = 5.0 eV across L = 0.30 nm has κ = 8.87 nm⁻¹ and κL = 2.662, so T = [1 + (25/24)sinh²2.662]⁻¹ = 1.85 × 10⁻² — one part in 54 of the incident current.

The complete physical model and assumptions

A rectangular barrier is the one tunnelling problem that solves exactly, and it is worth solving that way because every approximation used afterwards is a limit of this one answer. The model is three regions of constant potential, a single energy E, and a boundary condition put in by hand: a unit-amplitude wave incident from the left, a reflected amplitude r, an evanescent pair inside, and one outgoing amplitude t on the right, with nothing returning from infinity. Continuity of ψ and ψ′ at both faces gives four linear equations, and because k² + κ² = 2mV₀/ħ² is fixed by the barrier alone, the algebra collapses to T = [1 + V₀² sinh²(κL)/(4E(V₀ − E))]⁻¹. What it costs is worth naming. The state is not normalisable, so T is defined as a ratio of probability currents, and it becomes one particle's chance of getting through only for a wave packet narrow in energy; the sharp corners are a fiction no material supplies; and the calculation is time-independent, so it fixes how much flux gets through and says nothing whatever about how long that took. Push it to κL ≫ 1 and it becomes the exponential everyone quotes, 16E(V₀ − E)/V₀² ⋅ e(−2κL), whose prefactor is part of the limit rather than decoration. Continue it past E = V₀ and sinh turns into sin: a particle that can clear the barrier is still reflected, except at qL = nπ, where the barrier is perfectly transparent.

1Three regions, four conditions, one deliberate choice

Write V(x) = V₀ on 0 < x < L and zero outside, then solve Ĥ|ψ⟩ = E|ψ⟩ in the position basis, ψ(x) = ⟨x|ψ⟩, region by region. For 0 < E < V₀ the solutions are ψI = e(ikx) + r e(−ikx) with k = √(2mE)/ħ, ψII = C e(κx) + D e(−κx) with κ = √(2m(V₀ − E))/ħ, and ψIII = t e(ikx). Outside the barrier the equation allows four travelling waves, e(±ikx) on each side, and only three appear here; leaving out the fourth is a choice. Dropping the incoming wave on the right is the scattering boundary condition, and it picks one of the two degenerate continuum states at this energy — the other is the mirror solution incident from the right. Because V is bounded, both ψ and ψ′ are continuous at x = 0 and x = L, giving four equations for r, C, D and t once the incident amplitude is normalised to 1. None of these states lies in L²; they are δ-normalised, so every quantity you extract from them is a ratio.

2The algebra collapses because k² + κ² is fixed

Eliminate C and D and the transmission amplitude is t = e(−ikL)/[cosh κL + (i/2)(κ/k − k/κ) sinh κL]. Take the modulus squared: |1/t|² = cosh²κL + ¼(κ/k − k/κ)² sinh²κL = 1 + sinh²κL ⋅ [1 + (κ² − k²)²/(4k²κ²)] = 1 + sinh²κL ⋅ (k² + κ²)²/(4k²κ²). Now the barrier does the work. k² + κ² = 2mV₀/ħ² is independent of E, so (k² + κ²)²/(4k²κ²) = V₀²/(4E(V₀ − E)) and T = |t|² = [1 + V₀² sinh²(κL)/(4E(V₀ − E))]⁻¹. Two details deserve saying out loud. T is defined as jₜᵣₐₙₛ/jinc with j = (ħ/m)Im(ψ*ψ′), and only because the two leads share the same k does that flux ratio reduce to |t|². R = |r|² follows the same way, and R + T = 1 is the stationary current being divergence-free, not an extra assumption.

3The opaque limit, and exactly how wrong it is

For κL ≫ 1, sinh κL → e(κL)/2 and sinh²κL → e(2κL)/4, so T → 16E(V₀ − E)/V₀² ⋅ e(−2κL). That prefactor is dimensionless, peaks at 4 when E = V₀/2, and vanishes at both ends — everything with real range in it sits in the exponent. Numbers: with ħ²/2mₑ = 0.0381 eV nm², so κ/nm⁻¹ = 5.123√(ΔE/eV), an electron at E = 5.0 eV under V₀ = 10.0 eV with L = 0.50 nm has κ = 11.46 nm⁻¹ and κL = 5.73, and the exact T = 4.2354 × 10⁻⁵ against 4.2355 × 10⁻⁵ from the limit. The limit misses by a relative (16E(V₀ − E)/V₀² − 2)e(−2κL), high when the prefactor exceeds 2 and low when it falls below 2: 2 × 10⁻⁵ here, 0.90% at κL = 2.66, and useless below κL ≈ 2. The same exponent gives d ln T/dL = −2κ, so one decade of transmission costs ΔL = ln10/2κ = 0.10 nm at this κ.

4Cross E = V₀ and sinh becomes sin

Nothing in the algebra breaks at E = V₀; κ simply becomes imaginary. Put κ = iq with q = √(2m(E − V₀))/ħ: sinh²(iqL) = −sin²(qL), the factor V₀ − E flips sign with it, and T = [1 + V₀² sin²(qL)/(4E(E − V₀))]⁻¹. Two readings follow. First, a particle with more than enough energy is still reflected — an electron at E = 6.0 eV over V₀ = 5.0 eV with L = 0.30 nm has qL = 1.537 rad and T = 0.490, so 51% of the flux comes back off a barrier it could classically walk across. Second, T returns to exactly 1 whenever sin qL = 0, that is qL = nπ: an integer number of interior half-wavelengths fits between the faces and the two reflected amplitudes cancel. The wavenumber in that condition is the interior q, never the asymptotic k. For the same barrier the first resonance sits at E = 9.18 eV; widen L to 0.80 nm and three of them, at 5.59, 7.35 and 10.29 eV, crowd into the same window.

5E = V₀ is a removable singularity, not a wall

At E = V₀ both κ and V₀ − E vanish and the exact formula reads 0/0. That is a fact about the expression, not about the physics. Expand it: sinh²(κL) → κ²L² while V₀ − E = ħ²κ²/2m, the κ² cancels, and V₀² sinh²(κL)/(4E(V₀ − E)) → mV₀L²/(2ħ²), so T(E = V₀) = [1 + mV₀L²/(2ħ²)]⁻¹. For V₀ = 5.0 eV and L = 0.30 nm that group is V₀L²/(4 × 0.0381 eV nm²) = 2.953, giving T = 0.253: a particle whose energy exactly matches the barrier still gets a quarter of its flux through and loses three quarters. In Python, evaluate this point from the limit rather than the ratio: at E = V₀ exactly, sinh²(κL)/(V₀ − E) is 0/0, which NumPy returns as nan and plain floats raise as ZeroDivisionError, so an energy grid that lands on V₀ leaves a hole in the curve. Anywhere else the ratio is safe, because the same V₀ − E sets both κ and the denominator.

6|t|² is not a clock

T answers how much, never how long. A stationary scattering state is a steady beam at one energy — it has no beginning, so it cannot time anything. What t carries beyond its modulus is a phase, and differentiating that gives the Wigner phase time τ = ħ d(arg t + kL)/dE, the kL undoing the free-flight phase e(−ikL) that this convention builds into t. For an opaque barrier the phase time saturates, stopping its growth with L, which is the Hartman effect; it is not superluminal signalling, because a delay read off a stationary phase means anything only for a packet narrow in energy and barely reshaped in transit. A real tunnelling-time question needs a wave packet, a stated definition — phase time, dwell time and Larmor time disagree with each other — and a check that the packet's energy spread does not straddle a resonance. None of that is inside T(E), and estimating L/v from an interior velocity is meaningless: below the barrier there is no real wavenumber to build a velocity from.

2

Key equations

Read the units, assumptions and limits before substituting.

Exact transmission, E < V₀

T(E) = [1 + V₀² sinh²(κL) / (4E(V₀ − E))]⁻¹

Exact at every energy below the barrier — no approximation anywhere in it.

κ = √(2m(V₀ − E))/ħ in m⁻¹; L in m; E and V₀ in any one energy unit

Interior decay constant

κ = √(2m(V₀ − E))/ħ

V₀ − E = 3.0 eV gives κ = 8.87 nm⁻¹, so ψ decays by e every 1.13 Å.

for an electron κ/nm⁻¹ = 5.123 √((V₀ − E)/eV), since ħ²/2mₑ = 0.0381 eV nm²

Opaque limit, κL ≫ 1

T ≈ 16E(V₀ − E)/V₀² ⋅ e(−2κL)

Relative error ≈ (16E(V₀ − E)/V₀² − 2) e(−2κL): 2 × 10⁻⁵ at κL = 5.73, but 0.90% at κL = 2.66.

the prefactor is dimensionless and never exceeds 4, reached at E = V₀/2

Above the barrier, E > V₀

T(E) = [1 + V₀² sin²(qL) / (4E(E − V₀))]⁻¹

T = 1 exactly at qL = nπ; at fixed E, varying L, the minima sit at qL = (n + ½)π.

q = √(2m(E − V₀))/ħ is the interior wavenumber, not the asymptotic k = √(2mE)/ħ

Transmission amplitude and its phase

t = e(−ikL) / [cosh κL + (i/2)(κ/k − k/κ) sinh κL]

arg t carries the phase shift; continued to complex k, its poles are the next topic's resonances, and for a well its bound states.

k = √(2mE)/ħ in both leads, which is why T = |t|² and R = 1 − T

Width sensitivity

d(ln T)/dL = −2κ

At κ = 11.5 nm⁻¹ that is 0.10 nm — the exponential the STM lives on.

valid for κL ≫ 1; κ in m⁻¹; one decade of T costs ΔL = ln10 / 2κ
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

5.0 eV
2 to 10 eV; steps of 0.5.
0.30 nm
0.1 to 0.8 nm; steps of 0.05.
2.20 eV
0.2 to 10.7 eV; steps of 0.25.

Try this. Hold V₀ at 5 eV and drag L from 0.30 to 0.80 nm: below the barrier the solid curve sinks nearly four decades, while above it the lone resonance at 9.18 eV becomes three, at 5.59, 7.35 and 10.29 eV. Then watch the dashed curve fall away below the solid one as E → V₀, exactly where its limit stops being true.

Live results

INTERIOR κ OR q
8.57 nm⁻¹
κL OR qL
2.57
log₁₀ T EXACT
-1.643
log₁₀ T OPAQUE, E < V₀
-1.638

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Physics V modellog₁₀T against incident electron energy E from 0 to 11 eV. Solid is the exact matched barrier, dashed is the opaque estimate 16E(V₀ − E)/V₀²⋅e^(−2κL), drawn only left of the E = V₀ line. Frame top is T = 1, floor is 10⁻¹². At the marker E = 2.20 eV, κL or qL = 2.57.log₁₀ TE = V₀110⁻⁶10⁻¹²011 eVlog₁₀T = −1.64
log₁₀T against incident electron energy E from 0 to 11 eV. Solid is the exact matched barrier, dashed is the opaque estimate 16E(V₀ − E)/V₀²⋅e(−2κL), drawn only left of the E = V₀ line. Frame top is T = 1, floor is 10⁻¹². At the marker E = 2.20 eV, κL or qL = 2.57.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Barrier height V₀: 5.0 eV; Barrier width L: 0.30 nm; Electron energy E: 2.20 eV

Baseline 5.0; choose 2 to 10, in steps of 0.5.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The formula is not T = e(−2κL). That exponential is one factor of the κL ≫ 1 limit, and the prefactor 16E(V₀ − E)/V₀² belongs to the same limit. Use that limit, prefactor and all, on a thin barrier and you get numbers that are not probabilities: at E = V₀/2 with κL = 0.3 the prefactor is 4, so the opaque form reads 4e(−0.6) = 2.20, while the exact answer is sech²(0.3) = 0.915. The reverse slip is quieter — quoting e(−2κL) alone for a thick barrier is wrong by the prefactor itself, a factor of 4 at E = V₀/2 and an unbounded one as E → 0, small beside the exponential but exactly the factor a fitted preformation constant then absorbs. And κ is not a momentum. No eigenvalue of p̂ is imaginary, nothing in the matching gives the particle negative kinetic energy inside, and κ is only the decay rate of an evanescent amplitude. What is measured is |t|².

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

An electron of energy E = 2.0 eV meets a rectangular barrier of height V₀ = 5.0 eV and width L = 0.30 nm. Find κ and κL, evaluate the exact transmission, and compare it with the opaque-limit estimate. Use ħ²/2mₑ = 0.0381 eV nm².

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

MediumExample 2

Keep the same barrier, V₀ = 5.0 eV and L = 0.30 nm, but send the electron in at E = 6.0 eV, above the top. (a) Find the transmission. (b) Find the lowest energy above V₀ at which the barrier is perfectly transparent.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

An electron at E = 1.0 eV faces a barrier of height V₀ = 4.0 eV. (a) What width gives T = 1.0 × 10⁻⁶, and how good is the opaque form there? (b) By what factor does T change if that width grows by 0.010 nm? (c) Take the same width and the same barrier, but a proton, with mₚ/mₑ = 1836.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

An electron beam with E > V₀ crosses a rectangular barrier of width L. For which condition is the transmission exactly 1?
7

Review & continue

The transmission coefficient of a rectangular barrier is the ratio of transmitted to incident probability current for a beam of fixed energy E, obtained by matching ψ and ψ′ at both faces of a constant potential V₀ of width L.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.