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Nuclear, particle & quantum-information sequence · Interactive lesson

Baryons, colour and exchange antisymmetry

The Δ⁺⁺ is three identical up quarks with spins aligned in the ground state: a wavefunction symmetric under every exchange, which three identical fermions may not have. This is where the fourth label comes from, what confinement does with it, and how much of the baryon spectrum the leftover symmetry then fixes for nothing.

UPV-17.06 · Lesson 6 of 9 in this unit. Position is not a completion score.
Starting model: Baryons, colour and exchange antisymmetryNucleon magnetic moments from the totally symmetric spin-flavour 56 that antisymmetric colour forces. Bars run up for positive and down for negative: μ_p = 2.801 μ_N and μ_n = -1.867 μ_N at m_u = 335 MeV and m_d = 335 MeV. Dashed lines mark the measured 2.793 and −1.913 μ_N.μₚ = (4μᵤ − μd)/3μₙ = (4μd − μᵤ)/3dashed = measured2.793 μN and −1.913 μN+2 μN0−2 μNp (uud) μₚ = 2.801n (udd) μₙ = −1.867ratio μₙ/μₚ = −0.6667 (56 gives −2/3)
Start with a picture. Change the model in the lab below.

Nuclear, particle & quantum-information sequence. These units continue into nuclear and particle physics and quantum information. Follow your university’s prerequisites, mathematical depth and assessment; this independent pathway is not a universal programme specification.

1

Build the model

One antisymmetric factor pays for three symmetric ones.

The key idea

Total exchange antisymmetry is the demand that a baryon's whole wavefunction — space, spin, flavour and colour together — change sign when any two of its three quarks are swapped, a sign supplied entirely by the colour factor.

Example. In the Δ⁺⁺ the space (L = 0), spin (all three Sz = +½) and flavour (uuu) factors are each symmetric, so the minus sign must come from colour: (1/√6)(RGB − RBG + GBR − GRB + BRG − BGR), six terms, each quark red in exactly one third of the probability.

The complete physical model and assumptions

Three quarks in a ground-state baryon share an L = 0 spatial wavefunction, which is symmetric; the Δ⁺⁺ is uuu, symmetric in flavour; and at Sz = +3/2 all three spins are up, symmetric in spin. The product is symmetric under exchange of identical spin-½ particles, which spin-statistics forbids. Rather than give up Fermi statistics, add a label: colour, taking three values, the baryon carrying the unique totally antisymmetric combination (1/√6) εᵢⱼₖ |qᵢ qⱼ qₖ⟩. That one factor pays the whole antisymmetry bill, and in paying it constrains everything else, since the other three factors must now multiply to something symmetric. At L = 0 that forces spin ⊗ flavour into the totally symmetric 56 of SU(6), and 56 = (10, 4) ⊕ (8, 2) is the observed ground band exactly: a decuplet with S = 3/2, an octet with S = 1/2, and no flavour singlet at all, since three spin-½ objects admit no totally antisymmetric spin state. The same wavefunction returns μₙ/μₚ = −2/3 with nothing fitted, against a measured −0.685. Two costs. Colour is never seen — confinement leaves only singlets as asymptotic states, a lattice and phenomenological result rather than a theorem. And the constituent masses near 336 MeV/c² that turn those ratios into magnitudes are fitted stand-ins for gluon field energy: the Lagrangian u and d masses are 2.2 and 4.7 MeV/c², about 1% of the proton.

1Three symmetric factors and a fermion that cannot exist

Take the Δ⁺⁺ at Sz = +3/2, mass 1232 MeV/c² and width 117 MeV. It is the lowest uuu state, so its spatial wavefunction is nodeless with L = 0: symmetric under exchange of any two quarks. Its flavour content is uuu: symmetric. Its spin state is |↑↑↑⟩, the top member of the S = 3/2 quadruplet: symmetric. So P̂₁₂Ψ = +Ψ, and three identical spin-½ particles are not permitted to do that. The corners of the decuplet make this unavoidable rather than exotic — Δ⁻(ddd) and Ω⁻(sss) are built the same way — and no rearrangement of space, spin or flavour rescues them, because each factor is already as symmetric as a factor can be. Two exits were open in 1964–65: abandon Fermi statistics for quarks, which is Greenberg's parastatistics, or give each quark one more degree of freedom whose state can carry the minus sign, which is Han and Nambu's. The second is the one nature took.

2Colour: three values, one antisymmetric invariant

Give each quark a label i = 1, 2, 3 and call the values R, G, B. In three dimensions there is exactly one totally antisymmetric rank-three invariant tensor, εᵢⱼₖ, so there is exactly one totally antisymmetric three-quark colour state: |1⟩c = (1/√6) εᵢⱼₖ|qᵢ qⱼ qₖ⟩ = (1/√6)(RGB − RBG + GBR − GRB + BRG − BGR). Three is also the smallest number of colours admitting such a state for three quarks, which is the first argument for Nc = 3. Two properties matter downstream. It is an SU(3)c singlet: every one of the eight generators annihilates it, T̂ᵃ|1⟩c = 0, so the total colour Casimir vanishes and there is no colour charge left for a gluon to couple to. And it is entangled rather than factorised — trace out any two quarks and the third is left in (1/3)𝟙, maximally mixed in colour. That is the precise sense in which no quark inside a proton is red.

3Confinement as a rule about which piece propagates

If only colour singlets reach a detector, then 'which hadrons exist' is a question about tensor products. 3 ⊗ 3̄ = 8 ⊕ 1 contains a singlet, so qq̄ mesons exist; 3 ⊗ 3 ⊗ 3 = 10 ⊕ 8 ⊕ 8 ⊕ 1 contains one, so qqq baryons exist; 3 ⊗ 3 = 6 ⊕ 3̄ contains none, which is why nothing is built from two quarks. One-gluon exchange already favours the surviving channels: with T̂₁⋅T̂₂ = ½[C₂(total) − C₂(1st) − C₂(2nd)] and C₂(3) = 4/3, C₂(8) = 3, C₂(1) = 0, the qq̄ singlet gives −4/3, attractive, and the octet +1/6, repulsive. Two cautions. The rule does not forbid exotics: qqqq̄q pentaquarks and qqq̄q̄ tetraquarks are colour singlets too, and LHCb has reported both. And confinement itself is not derived here — it is a lattice result and an experimental fact, not a theorem.

4Factor the antisymmetry and the ground band drops out

Write Ψ = ψspace ⊗ χₛₚᵢₙ ⊗ φflavour ⊗ ccolour. Exchange acts on all four at once, and colour is now fixed antisymmetric, so space ⊗ spin ⊗ flavour must be symmetric. In the ground band L = 0 makes space symmetric, so spin ⊗ flavour alone must be totally symmetric: the 56 in 6 ⊗ 6 ⊗ 6 = 56 ⊕ 70 ⊕ 70 ⊕ 20. Its content is 56 = (10, 4) ⊕ (8, 2), which is the observed spectrum — decuplet with S = 3/2, octet with S = 1/2, never the reverse. Two negative predictions ride along, and both hold. There is no S = 1/2 uuu state, because symmetric flavour demands symmetric spin. And there is no L = 0 flavour singlet: a flavour-singlet uds is antisymmetric, which would need a totally antisymmetric spin state of three spin-½ objects, and in a two-dimensional spin space no such state exists. The lightest flavour singlet, Λ(1405), is conventionally an L = 1 member of the 70, some 290 MeV above the octet Λ.

5The payoff: moments the wavefunction gives for free

The symmetric spin-flavour state is explicit: |p↑⟩ = (1/√18)(2u↑u↑d↓ − u↑u↓d↑ − u↓u↑d↑ + the cyclic permutations of each). Sandwiching Σᵢ μᵢ σ̂z, i in it returns spin fractions Δu = 4/3 and Δd = −1/3, hence μₚ = (4μᵤ − μd)/3 and, by u ↔ d, μₙ = (4μd − μᵤ)/3. Put μq = qq eħ/2mq with a single constituent mass m: in nuclear magnetons μₚ = mₚ/m and μₙ = −(2/3)(mₚ/m), so the ratio is −2/3 with m cancelled. Experiment gives −1.913/2.793 = −0.6849, a 2.7% miss from a wavefunction with nothing adjustable in it. Magnitudes are another matter: μₚ = 2.793 μN fixes m = 938.27/2.793 = 335.9 MeV/c², which is a fit, not a prediction. And Δu + Δd = 1 claims the quark spins carry all of the proton's spin, where polarised deep inelastic scattering measures about 0.30.

6Counting colours, and reading the bill for the model

Colour never appears in a final state, so Nc is counted indirectly. In e⁺e⁻ annihilation R = σ(hadrons)/σ(μ⁺μ⁻) = Nc Σq qq², which is 3(4/9 + 1/9 + 1/9) = 2 below the charm threshold and 10/3 between charm and bottom; measured values, with the QCD factor 1 + αₛ/π folded in, sit near 2.1 and 3.6. The π⁰ → γγ width scales as Nc², giving 7.76 eV against a measured 7.80 ± 0.12 eV, where Nc = 1 would put it under 1 eV. The bill is just as sharp. The Lagrangian masses are mᵤ ≈ 2.2 and md ≈ 4.7 MeV/c², so the three quarks are about 1% of the proton's 938 MeV/c² and the rest is gluon field energy the constituent model never writes down. Splittings come from the fitted term A Σ Ŝᵢ⋅Ŝⱼ/(mᵢ mⱼ), where ⟨Σ(i<j) Ŝᵢ⋅Ŝⱼ⟩ = +3/4 ħ² for S = 3/2 and −3/4 ħ² for S = 1/2. The model fits well; it derives nothing.

2

Key equations

Read the units, assumptions and limits before substituting.

Total exchange antisymmetry

Ψ = ψspace ⊗ χₛₚᵢₙ ⊗ φflavour ⊗ ccolour, P̂ᵢⱼ Ψ = −Ψ

Fix three factors and the fourth is forced. Antisymmetric colour is exactly what lets space, spin and flavour all be symmetric.

P̂ᵢⱼ swaps every label of quarks i and j at once. The sign belongs to the product, never to one factor on its own.

The three-quark colour singlet

|1⟩c = (1/√6) εᵢⱼₖ |qᵢ qⱼ qₖ⟩, T̂ᵃ|1⟩c = 0 (a = 1…8)

Every generator annihilates it, so ⟨Σₐ T̂ᵃT̂ᵃ⟩ = 0: no colour charge for a gluon to couple to. That is what 'white' means.

εᵢⱼₖ is the only totally antisymmetric rank-3 invariant tensor in three colours, so this state is unique up to phase.

What SU(3)c lets you build

3 ⊗ 3̄ = 8 ⊕ 1, 3 ⊗ 3 ⊗ 3 = 10 ⊕ 8 ⊕ 8 ⊕ 1, 3 ⊗ 3 = 6 ⊕ 3̄

Confinement becomes a selection rule on a decomposition: only the ⊕ 1 piece ever reaches a detector.

One singlet in qq̄, one in qqq, none in qq — so no hadron is made of two quarks.

The ground band is the 56 of SU(6)

6 ⊗ 6 ⊗ 6 = 56S ⊕ 70M ⊕ 70M ⊕ 20A, 56 = (10, 4) ⊕ (8, 2)

The decuplet must carry S = 3/2 and the octet S = 1/2. That pairing is forced by exchange symmetry, not fitted to the spectrum.

Entries are (SU(3) flavour multiplet, 2S + 1). Antisymmetric colour plus symmetric L = 0 space selects the 56 alone.

Nucleon moments from the 56 wavefunction

μₚ = (4μᵤ − μd)/3, μₙ = (4μd − μᵤ)/3, μq = qq eħ/2mq

With mᵤ = md the mass cancels and the ratio is −2/3, parameter-free, against a measured −0.685 — a 2.7% test of the wavefunction.

μ in J T⁻¹ or nuclear magnetons; mq is a constituent mass near 336 MeV/c², not the Lagrangian mass.

Colour hyperfine splitting

M = Σᵢ mᵢ + A Σ(i<j) (Ŝᵢ⋅Ŝⱼ)/(mᵢ mⱼ)

Fix A from Δ − N = 293 MeV and the ratio to Σ* − Σ is just mᵤ/mₛ: 293 × 336/510 = 193 MeV against 191 measured.

One fitted constant A; Ŝᵢ⋅Ŝⱼ in ħ², mᵢ the same constituent masses. Both splittings below are (3/2)A/(mᵢ mⱼ).
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

335 MeV
260 to 420 MeV; steps of 5.
335 MeV
260 to 420 MeV; steps of 5.

Try this. Drag both masses together and the bars stretch, but the ratio readout never leaves −0.6667: the 56 fixes it and m cancels. Only splitting them moves it — mᵤ = 340 with md = 320 MeV lands both bars within a percent of the measured lines, at the price of a d quark lighter than the u.

Live results

PREDICTED μₚ
2.801 μN
PREDICTED μₙ
-1.867 μN
RATIO μₙ / μₚ
-0.6667
RATIO MISS vs −0.6849
2.7 %

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Physics V modelNucleon magnetic moments from the totally symmetric spin-flavour 56 that antisymmetric colour forces. Bars run up for positive and down for negative: μ_p = 2.801 μ_N and μ_n = -1.867 μ_N at m_u = 335 MeV and m_d = 335 MeV. Dashed lines mark the measured 2.793 and −1.913 μ_N.μₚ = (4μᵤ − μd)/3μₙ = (4μd − μᵤ)/3dashed = measured2.793 μN and −1.913 μN+2 μN0−2 μNp (uud) μₚ = 2.801n (udd) μₙ = −1.867ratio μₙ/μₚ = −0.6667 (56 gives −2/3)
Nucleon magnetic moments from the totally symmetric spin-flavour 56 that antisymmetric colour forces. Bars run up for positive and down for negative: μₚ = 2.801 μN and μₙ = −1.867 μN at mᵤ = 335 MeV and md = 335 MeV. Dashed lines mark the measured 2.793 and −1.913 μN.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Constituent mass mᵤ: 335 MeV; Constituent mass md: 335 MeV

Baseline 335; choose 260 to 420, in steps of 5.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The usual repair of the Δ⁺⁺ is to say its three up quarks now carry different colours, so they are no longer identical and Pauli no longer applies. That gets the physics backwards twice. Exchange acts on every label at once — two electrons with opposite spins are still identical fermions, and their joint state is still antisymmetric overall — so an internal label never restores distinguishability; it only supplies somewhere for the minus sign to live. And the baryon is not |uR uG uB⟩. That product is not even colour-neutral: not every T̂ᵃ annihilates it, because it is a superposition of the singlet with decuplet and octet components, and its overlap with the singlet is only |⟨1|RGB⟩|² = 1/6. The physical colour state is the six-term εᵢⱼₖ superposition, in which each quark's reduced density matrix is (1/3)𝟙 — no quark in a proton has a colour to be different from.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

Audit the exchange symmetry of the Δ⁺⁺ at Sz = +3/2 factor by factor and say what the colour factor must be. Then compute the probability that the physical colour state is found in the naive product |uR uG uB⟩.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 4 steps revealed.

MediumExample 2

The 56 wavefunction gives μₚ = (4μᵤ − μd)/3 and μₙ = (4μd − μᵤ)/3, with μq = qq eħ/2mq. Using one constituent mass m, find μₙ/μₚ and compare with measurement; fit m from μₚ = 2.793 μN; then fit μᵤ and μd separately from both moments and read off mᵤ and md.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

Get the colour factors from the Casimirs, given C₂(3) = C₂(3̄) = 4/3, C₂(8) = 3 and C₂(1) = 0. Find T̂₁⋅T̂₂ for a qq̄ pair in the singlet and in the octet, then the value per pair inside a three-quark singlet, and say what the two results predict for one-gluon exchange.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

Colour supplies the antisymmetry, so in an L = 0 baryon the spin ⊗ flavour product must come out totally symmetric. Which candidate ground-state baryon does that requirement rule out?
7

Review & continue

Total exchange antisymmetry is the demand that a baryon's whole wavefunction — space, spin, flavour and colour together — change sign when any two of its three quarks are swapped, a sign supplied entirely by the colour factor.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.