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Physics V course sequence · Interactive lesson

Orthogonality, normalisation and basis expansion

Quantum mechanics answers every question by projecting a state onto a basis. This topic is where you earn the right to do that: normalise so the numbers are probabilities, orthogonalise so they never double-count, and audit completeness so they sum to one.

UPV-01.04 · Lesson 4 of 9 in this unit. Position is not a completion score.
Starting model: Orthogonality, normalisation and basis expansionA unit state ψ at 35° is projected onto two normalised basis vectors: v₁ along the axis and v₂ at 90°. Naive coefficients cₖ = ⟨vₖ|ψ⟩ give Σ|cₖ|² = 1.000, drawn as the bar against the dashed Parseval line at 1; after Gram–Schmidt the sum is exactly 1 at every angle.1Σ|cₖ|² naivev₁ = e₁v₂ψ⟨v₁|v₂⟩ = 0.00naive cₖ = ⟨vₖ|ψ⟩, |cₖ|² read as Pₖ
Start with a picture. Change the model in the lab below.
1

Build the model

An orthonormal basis is what makes |cₙ|² a probability.

The key idea

An orthonormal basis satisfies ⟨m|n⟩ = δₘₙ, so any state expands as |ψ⟩ = Σ cₙ|n⟩ with cₙ = ⟨n|ψ⟩ read off by projection, and normalising to ⟨ψ|ψ⟩ = 1 makes each |cₙ|² a measurement probability.

Example. For |ψ⟩ = (|1⟩ + i√3|2⟩)/2 on an orthonormal (|1⟩, |2⟩), projection gives c₁ = 1/2 and c₂ = i√3/2, so P₁ = 1/4 and P₂ = 3/4, summing to 1; the factor i moves no probability in this basis, though it would in a rotated one.

The complete physical model and assumptions

The Born rule promises that |⟨n|ψ⟩|² is a probability, and that promise is bought entirely by the structure of the basis — this topic is the purchase. Normalisation, ⟨ψ|ψ⟩ = 1, spends the free scale in a ray so that squared moduli read as fractions of certainty. Orthogonality, ⟨m|n⟩ = δₘₙ, is what lets one inner product cₙ = ⟨n|ψ⟩ pull out one coefficient: apply ⟨m| to the expansion and the Kronecker δ kills every term but its own, where a non-orthogonal set would force a Gram-matrix solve. Parseval's identity, Σ|cₙ|² = ⟨ψ|ψ⟩ = 1, then converts normalisation into the statement that the outcome probabilities exhaust certainty. Gram–Schmidt is the constructive guarantee that such bases exist: any independent set — say the degenerate eigenvectors a Hermitian operator returns in no particular arrangement — is orthonormalised by subtracting projections and rescaling, without ever leaving the subspace it spans. The cost is the one thing the algebra cannot check: completeness. An orthonormal set that spans too little still yields impeccable coefficients; it simply returns Σ|cₙ|² < 1 and loses the rest of the probability without protest, which is why every truncated expansion, analytic or numerical, ends with a Parseval audit.

1Normalisation fixes the scale — and only the scale

A physical state is a ray: |ψ⟩ and z|ψ⟩ describe the same system for any nonzero complex z. Demanding ⟨ψ|ψ⟩ = 1 spends that freedom down to a single unobservable global phase, and it is what licenses reading squared moduli as probabilities. The mechanics is one inner product: |φ⟩ = |1⟩ + 2i|2⟩ has ⟨φ|φ⟩ = 1⋅1 + (−2i)(2i) = 1 + 4 = 5 — conjugate in the first slot, or the crossed i's give −4 and an impossible negative norm — so the normalised state is (|1⟩ + 2i|2⟩)/√5. On L² the same step fixes dimensions: for ψ(x) = A sin(πx/L) on [0, L], ∫|A|² sin²(πx/L) dx = |A|²L/2 = 1 gives A = √(2/L), and ψ carries units of m⁻¹⁄² so that |ψ|² dx is a pure number. Choosing A real and positive is convention, not physics: √(2/L)⋅e(iα) is exactly as normalised.

2Orthogonality lets one inner product read one coefficient

Expand |ψ⟩ = Σₙ cₙ|n⟩ and apply ⟨m|: linearity gives ⟨m|ψ⟩ = Σₙ cₙ⟨m|n⟩, and if ⟨m|n⟩ = δₘₙ the sum collapses to the single term cₘ. That collapse is the whole convenience of an orthonormal basis — each coefficient is extracted independently, by one integral or one dot product, with no reference to the others. Remove orthogonality and the extraction entangles: for an independent but non-orthogonal set (|vₙ⟩), the same move gives ⟨vₘ|ψ⟩ = Σₙ Gₘₙcₙ with Gₘₙ = ⟨vₘ|vₙ⟩, a linear system to solve. Try |v₁⟩ = |1⟩, |v₂⟩ = (|1⟩ + |2⟩)/√2 and |ψ⟩ = |1⟩: the raw projections are 1 and 1/√2, but solving with G = [[1, 1/√2], [1/√2, 1]] returns c = (1, 0) — the second vector contributes nothing, even though ψ has a healthy overlap with it. Overlap and coefficient only coincide when the basis is orthonormal.

3Parseval turns the norm into total probability

Compute ⟨ψ|ψ⟩ from the expansion and both slots bring a sum: ⟨ψ|ψ⟩ = Σₘ Σₙ cₘ* cₙ ⟨m|n⟩, an N²-term double sum. Orthonormality deletes every off-diagonal term and leaves Parseval's identity, Σₙ|cₙ|² = ⟨ψ|ψ⟩ = 1. This is the bookkeeping behind the Born rule: for a non-degenerate eigenvalue aₙ the numbers P(aₙ) = |cₙ|² are non-negative and now provably sum to one, so they form a probability distribution over measurement outcomes, with ⟨A⟩ = Σₙ aₙ|cₙ|² following at once. Read in reverse it is a diagnostic: probabilities that refuse to sum to one mean the basis is not orthonormal, the state is not normalised, or terms are missing. And it degrades gracefully — for any orthonormal subset, Σ|cₙ|² ≤ 1 (Bessel's inequality), the deficit equalling the probability of finding the system outside the spanned subspace. That inequality becoming equality for every state is exactly what completeness means.

4Gram–Schmidt subtracts what is already counted

Hermitian operators hand you orthogonality only across distinct eigenvalues; inside a degenerate eigenspace, the eigenvectors that fall out of solving (A − a)v = 0 by hand are merely independent. Gram–Schmidt repairs them. Normalise the first: |e₁⟩ = |v₁⟩/‖v₁‖. From the second, subtract its component along e₁: |w₂⟩ = |v₂⟩ − ⟨e₁|v₂⟩|e₁⟩, so ⟨e₁|w₂⟩ = ⟨e₁|v₂⟩ − ⟨e₁|v₂⟩ = 0 by construction; then normalise. Each later vector is stripped of every direction already banked before it is admitted. A zero remainder ‖wₙ‖ = 0 is information, not failure: vₙ was dependent on its predecessors and drops. Because every |eₖ⟩ is a combination of the degenerate eigenvectors, the new basis never leaves the eigenspace — orthonormalisation costs nothing in eigenvalue terms. Run on 1, x, x² with the inner product ∫₋₁¹ f*g dx, the same algorithm manufactures the Legendre polynomials up to normalisation; the ordering matters, and each ordering yields a different, equally legitimate basis.

5Completeness is an assumption — attach a number to it

No amount of orthonormality certifies that a set spans the space. Coefficients against an incomplete orthonormal set are each individually correct — still ⟨n|ψ⟩ — but Σ cₙ|n⟩ rebuilds only the projection of ψ onto the span, and the missing probability 1 − Σ|cₙ|² vanishes without an error message. In practice completeness is imported as a theorem — the spectral theorem in finite dimensions, Sturm–Liouville theory for eigenfunctions on an interval — and what you actually check is the truncation. How fast that audit converges is set by the boundary conditions: the flat state ψ(x) = 1/√L on [0, L] is square-integrable but non-zero at walls where every sine eigenfunction vanishes, so its odd-n coefficients cₙ = 2√2/(nπ) decay only as 1/n. The ground state captures |c₁|² = 8/π² = 0.811, adding n = 3 reaches 0.901, and Σ 8/(n²π²) over odd n crawls to 1 with a Gibbs overshoot at each wall — convergence in the mean-square norm, never pointwise. A smooth state that respects the walls converges orders of magnitude faster, and parity halves the work either way: a state even about the well centre has no even-n coefficients at all.

6In NumPy the whole construction is one QR factorisation

Stack the vectors as columns of A; then Q, R = np.linalg.qr(A) returns in Q an orthonormal basis for the same span, with R recording the projections Gram–Schmidt would have subtracted. Use it instead of coding the textbook loop: classical Gram–Schmidt in floating point loses orthogonality in proportion to κ(A)²ε for nearly dependent columns, the modified variant to κ(A)ε, while Householder QR keeps ‖Q†Q − I‖ at machine level regardless. Two habits keep grid work honest. First, the inner product must carry the measure: ⟨f|g⟩ ≈ Σⱼ f*(xⱼ)g(xⱼ)Δx, so vectors orthonormal under NumPy's plain dot product represent functions mis-scaled by √Δx — build the weight in before comparing with analytic states. Second, audit rather than trust: np.max(np.abs(Q.conj().T @ Q − np.eye(k))) should sit near 10⁻¹⁵, and Parseval on a known state should return 1 to the same tolerance, before any spectrum computed in that basis is believed.

2

Key equations

Read the units, assumptions and limits before substituting.

Orthonormality

⟨m|n⟩ = δₘₙ

The Kronecker delta is a selection rule: it is what turns a spanning set into a coordinate system, where each direction can be read without reference to the others.

δₘₙ = 1 for m = n and 0 otherwise; continuum bases replace it with δ(x − x′) and live outside L²

Normalisation

|ψ⟩ → |ψ⟩/√⟨ψ|ψ⟩, so that ⟨ψ|ψ⟩ = 1

Fixes the scale of the ray; the freedom left over is exactly one global phase e(iα), which no measurement sees.

in 1D position space the normalised ψ(x) carries units m⁻¹⁄², so |ψ|² dx is a pure number

Coefficients as projections

cₙ = ⟨n|ψ⟩, |ψ⟩ = Σₙ cₙ|n⟩

Turns "which state is this?" into a list of complex numbers in a chosen basis — the coordinates quantum mechanics computes with.

cₙ ∈ ℂ; the sum runs over the whole basis — the resolution of the identity Σ|n⟩⟨n| = 1 does the work

Parseval's identity

⟨ψ|ψ⟩ = Σₙ |cₙ|² = 1

The audit line: a kept set returning Σ|cₙ|² = 0.94 has silently discarded 6% of the probability.

cross terms cₘ*cₙ⟨m|n⟩ die by orthogonality; equality with 1 needs both normalisation and a complete set

Gram–Schmidt step

|wₙ⟩ = |vₙ⟩ − Σₖ₌₁ⁿ⁻¹ ⟨eₖ|vₙ⟩|eₖ⟩, |eₙ⟩ = |wₙ⟩/‖wₙ‖

Manufactures an orthonormal basis from any independent set — run inside a degenerate eigenspace it never leaves the eigenspace.

subtract the components already counted, then rescale; ‖wₙ‖ = 0 flags a dependent vector, which drops

Non-orthogonal sets need the Gram matrix

Σₙ Gₘₙ cₙ = ⟨vₘ|ψ⟩, Gₘₙ = ⟨vₘ|vₙ⟩

Shows what orthonormality buys: G = 1 turns a linear solve into a single inner product per coefficient.

G is Hermitian and positive-definite for an independent set; det G → 0 warns of near-dependence
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

90 °
20 to 90 °; steps of 5.
35 °
10 to 80 °; steps of 5.

Try this. With φ at 35°, drag θ down from 90° and the bar climbs past the Parseval line because both projections count the direction the two basis vectors share; θ = 20° with φ = 10° pushes the naive sum to 1.94, θ = 20° with φ = 80° drops it to 0.28, and θ = 90° pins it to 1 for every φ.

Live results

NAIVE c₁ = ⟨v₁|ψ⟩
0.82
NAIVE c₂ = ⟨v₂|ψ⟩
0.57
NAIVE Σ|cₖ|²
1.000
GRAM–SCHMIDT Σ|cₖ|²
1.000

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Physics V modelA unit state ψ at 35° is projected onto two normalised basis vectors: v₁ along the axis and v₂ at 90°. Naive coefficients cₖ = ⟨vₖ|ψ⟩ give Σ|cₖ|² = 1.000, drawn as the bar against the dashed Parseval line at 1; after Gram–Schmidt the sum is exactly 1 at every angle.1Σ|cₖ|² naivev₁ = e₁v₂ψ⟨v₁|v₂⟩ = 0.00naive cₖ = ⟨vₖ|ψ⟩, |cₖ|² read as Pₖ
A unit state ψ at 35° is projected onto two normalised basis vectors: v₁ along the axis and v₂ at 90°. Naive coefficients cₖ = ⟨vₖ|ψ⟩ give Σ|cₖ|² = 1.000, drawn as the bar against the dashed Parseval line at 1; after Gram–Schmidt the sum is exactly 1 at every angle.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Basis angle θ between v₁, v₂: 90 °; State angle φ: 35 °

Baseline 90; choose 20 to 90, in steps of 5.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

Normalising every vector in a set does not make the set orthonormal, and projecting onto a merely normalised set does not yield probabilities. Take |v₁⟩ = |1⟩ and |v₂⟩ = (|1⟩ + |2⟩)/√2, each of unit norm, and the state |ψ⟩ = |2⟩. The naive recipe gives ⟨v₁|ψ⟩ = 0 and ⟨v₂|ψ⟩ = 1/√2, so the would-be probabilities 0 and 1/2 total only 1/2 — half the certainty has apparently leaked from a set that spans the whole space. The actual coefficients solve the Gram system Σₙ Gₘₙcₙ = ⟨vₘ|ψ⟩ with G = [[1, 1/√2], [1/√2, 1]], giving c = (−1, √2): check, −|1⟩ + √2⋅(|1⟩ + |2⟩)/√2 = |2⟩. Their squared moduli, 1 and 2, are no distribution either. Orthogonality is precisely the condition that makes overlap, coefficient and probability the same number, and only after Gram–Schmidt does one inner product per coefficient deliver all three.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

A two-state system has orthonormal basis (|1⟩, |2⟩) and is prepared in the unnormalised state |φ⟩ = 3|1⟩ − 4i|2⟩. Normalise it and find the probability of each measurement outcome.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 4 steps revealed.

MediumExample 2

A Hermitian operator on ℂ³ has a doubly degenerate eigenvalue whose eigenspace is spanned by v₁ = (1, 1, 0)ᵀ and v₂ = (1, 0, 1)ᵀ — independent but not orthogonal, since ⟨v₁|v₂⟩ = 1. Run Gram–Schmidt to produce an orthonormal basis of the eigenspace.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

A particle in an infinite well of width L is prepared in ψ(x) = √(30/L⁵) x(L − x). Expand it on the energy eigenbasis φₙ(x) = √(2/L) sin(nπx/L), find the probability of measuring E₁, and use Parseval's identity to audit a truncation that keeps only n = 1.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

The state |ψ⟩ = N(2|1⟩ − 2i|2⟩ + |3⟩) is written on an orthonormal basis (|1⟩, |2⟩, |3⟩), the non-degenerate eigenbasis of some observable. With N chosen to normalise it, what is the probability that measuring that observable returns the eigenvalue belonging to |2⟩?
7

Review & continue

An orthonormal basis satisfies ⟨m|n⟩ = δₘₙ, so any state expands as |ψ⟩ = Σ cₙ|n⟩ with cₙ = ⟨n|ψ⟩ read off by projection, and normalising to ⟨ψ|ψ⟩ = 1 makes each |cₙ|² a measurement probability.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.