
Quantum core · institution-dependent · Interactive lesson
The rectangular barrier and tunnelling
Two faces, four matching conditions, one exact transmission coefficient. Learn where the sinh² comes from, when the e(−2κL) shorthand is safe, and why a barrier the particle comfortably clears can still turn it back.
UPIV-07.08 · Lesson 8 of 9 in this unit. Position is not a completion score.Quantum core · institution-dependent. Departments differ in how much quantum mechanics they include in Physics IV or teach in a dedicated course. Follow your university’s required mathematical depth and assessment; these numbered units are not automatically optional.
Build the model
A wall too high to climb still passes a fraction — and the width sits in an exponent.
The key idea
Barrier tunnelling is the transmission of a particle through a region where its energy lies below the potential, at a rate fixed by how far the wavefunction's real exponential decays across the width.
Example. An electron 4.0 eV below the top of a 5.0 eV barrier has κ = 10.2 nm⁻¹. A 0.50 nm barrier passes T = 9.1 × 10⁻⁵ of the incident flux; widen it to 1.00 nm and only 3.2 × 10⁻⁹ gets through — 28 000 times less.
The complete physical model and assumptions
The rectangular barrier is the smallest problem in which a particle crosses a region it has no energy to enter, and it is solved exactly, which is why every tunnelling estimate is quoted against it. Three regions of constant potential, two abrupt faces. Below the top the equation inside reads ψ″ = κ²ψ with κ = √(2m(V₀−E))/ħ, so the interior solution is not a wave but a pair of real exponentials, rising and falling, and both must be kept because a finite width leaves a far face to reflect from. Continuity of ψ and ψ′ at each face gives four linear equations; eliminating the two interior amplitudes returns the transmitted flux exactly, T = [1 + V₀²sinh²(κL)/(4E(V₀−E))]⁻¹. Everything this topic teaches lives in that one expression. Once κL passes about 2, sinh² grows as e(2κL)/4 and T collapses to a bounded prefactor times e(−2κL): width and mass sit in an exponent, so doubling L multiplies T by a further e(−2κL), four orders of magnitude for an electron 4 eV under a 0.5 nm barrier — which is what spreads α-decay lifetimes over twenty decades and lets an STM resolve single atoms. Push E above V₀ and κ turns imaginary, sinh becomes sin, and the same formula predicts partial reflection off a barrier the particle clears, broken by energies at which the barrier is perfectly transparent. The cost: unnormalisable plane waves, a square profile no real barrier has, one dimension, and no statement about how long the crossing takes.
1Three regions, five amplitudes, four equations
Put the faces at x = 0 and x = L, with V = V₀ between them and V = 0 outside. To the left E > V, so ψ = A e(ikx) + B e(−ikx) with k = √(2mE)/ħ — an incident beam and a reflected one. Inside, for E < V₀, the equation is ψ″ = +κ²ψ, whose solutions are real exponentials C e(κx) + D e(−κx): nothing oscillates in a classically forbidden region. Both terms are needed. The rising one is dropped only for a barrier of infinite width; here the far face is a finite distance away and reflects. To the right, ψ = F e(ikx) alone, because nothing beyond the barrier sends a wave back — that single choice is what makes this a scattering problem rather than a bound-state one. Only ratios matter, so set A = 1, and continuity of ψ and ψ′ at both faces gives four linear equations for B, C, D and F. Note that ψ″ does jump at each face, since V does; ψ and ψ′ do not, because V is finite.
2Eliminate the interior and read the sinh²
The four equations are linear, so eliminate the interior amplitudes C and D and solve for F. Taking the modulus squared gives T = |F|²/|A|² = [1 + V₀² sinh²(κL)/(4E(V₀−E))]⁻¹. Three things are worth noticing straight away. It is written as 1/(1 + something non-negative), so 0 < T ≤ 1 automatically and no algebra slip can hand you T > 1. R = 1 − T comes out of the same solution, which is the standard check on the work. And only two dimensionless numbers appear: divide through by V₀² and T = [1 + sinh²(κL)/(4u(1 − u))]⁻¹ with u = E/V₀. Height, width and mass never act separately — they enter through the single strength β = √(2mV₀L²)/ħ, with κL = β√(1 − u). Two barriers with the same β have the same transmission curve.
3The thick-barrier limit, and the prefactor it hides
Since sinh(κL) = (e(κL) − e(−κL))/2, once κL is past about 2 the second term is under 2% of the first, so sinh²(κL) → e(2κL)/4 and T → [16E(V₀−E)/V₀²] e(−2κL). The 2 in the exponent is not decoration: the amplitude falls as e(−κL) across the width, and probability is amplitude squared. Write the prefactor as 16u(1 − u): it peaks at 4 when E = V₀/2 and vanishes at both ends, so away from those ends it shifts T by only a factor of a few, while the exponent shifts it by decades. Know where the shorthand fails. Its fractional error is at most 2e(−2κL) + e(−4κL) — 4% at κL = 2, 0.5% at κL = 3 — but 29% at κL = 1, and for κL below 1 it is worthless. Test κL before you use it, and fall back on the sinh form.
4How hard the exponent bites
Take an electron with 4.0 eV of barrier above it: κ = 5.123 × √4.0 = 10.25 nm⁻¹, so 2κ = 20.5 nm⁻¹. Every extra 0.10 nm of width multiplies T by e(−2.05) = 0.13 — a factor of 7.8 lost per ångström. That one number is the scanning tunnelling microscope: an atom-sized bump bringing the surface 0.1 nm closer to the tip carries about eight times the current, so a feedback loop holding the current fixed traces out single atoms. Mass rides in the same exponent, through κ ∝ √m. At the same 4.0 eV deficit a proton's κ is √1836 = 42.9 times an electron's, so across 0.50 nm the electron's T = 9 × 10⁻⁵ becomes about 10⁻¹⁹⁰. Heavy particles do not tunnel through nanometre barriers at all; alpha decay works only because the nuclear barrier is some tens of femtometres wide.
5Above the barrier: sin replaces sinh, and T can reach 1
Let E > V₀. Then κ = √(2m(V₀−E))/ħ is imaginary; write κ = ik₂ with k₂ = √(2m(E−V₀))/ħ real and use sinh(iθ) = i sin θ. The same expression continues into T = [1 + V₀² sin²(k₂L)/(4E(E−V₀))]⁻¹, and two classical expectations break at once. A particle with E > V₀ is now reflected part of the time: at V₀ = 3.0 eV, L = 1.0 nm and E = 3.85 eV the barrier turns back 41% of the incident flux. And T hits exactly 1 whenever sin(k₂L) = 0, that is k₂L = nπ, or L = n⋅λ₂/2 — a whole number of half-wavelengths inside. The wave reflected from the far face then comes back exactly out of phase with the one reflected from the near face and cancels it: the mechanism of an anti-reflection coating, and of the Ramsauer–Townsend minimum in electron–noble-gas scattering.
6What the square barrier is not
Four costs. Plane waves are not normalisable, so this is a steady-state statement about a beam, not about a wave packet; a real packet carries a spread of energies and smears the sharp resonances into shallow ripples. Real barriers are not square: a metal surface is rounded by the image potential and an alpha particle sees a Coulomb tail, and for those you integrate κ(x) between the turning points instead — that is the WKB exponent. The model is one-dimensional and single-particle, with no transverse momentum, no other electrons and no phonons; inside a semiconductor heterostructure m must also be swapped for an effective mass. And the calculation returns amplitudes and fluxes but never a time: how long the particle spends in the barrier is not a question this model answers, and the rival definitions of tunnelling time disagree.
Key equations
Read the units, assumptions and limits before substituting.
Wavenumber outside, decay constant inside
k = √(2mE)/ħ, κ = √(2m(V₀−E))/ħ
κ fixes how fast T dies with width: 1/2κ = 49 pm at a 4.0 eV deficit.
Both in m⁻¹. For an electron, κ = 5.12 nm⁻¹ × √((V₀−E)/eV).Exact transmission below the top
T = [1 + V₀² sinh²(κL) / (4E(V₀−E))]⁻¹
The only form valid for thin barriers, κL ≲ 1, where the exponential shorthand can be 30% or more out.
L is the barrier width; T is a pure number, and the leading 1 keeps it under 1.Thick-barrier limit
T ≈ [16E(V₀−E)/V₀²] ⋅ e(−2κL)
Splits T into a prefactor worth a factor of a few — at most 4 — and an exponent worth decades.
Fractional error at most 2e(−2κL) + e(−4κL): 4% at κL = 2, 0.5% at κL = 3, 29% at κL = 1.Flux definition of R and T
T = (kₒᵤₜ/kᵢₙ)|t|², R = |r|², R + T = 1
R + T = 1 is the arithmetic check that all four matching equations were solved right.
Ratios of the current j = (ħ/m)⋅Im(ψ*ψ′). Here kₒᵤₜ = kᵢₙ, so T = |t|².Above the barrier, E > V₀
T = [1 + V₀² sin²(k₂L)/(4E(E−V₀))]⁻¹, k₂ = √(2m(E−V₀))/ħ
Resonant transmission: a whole number of half-waves fits, and the two face reflections cancel.
κ → ik₂ turns sinh into sin. T = 1 exactly when k₂L = nπ, n = 1, 2, 3…At the top of the barrier, E = V₀
T = [1 + mV₀L²/(2ħ²)]⁻¹ = [1 + β²/4]⁻¹
T runs smoothly through E = V₀, so the two branches need no special case to join them.
β = √(2mV₀L²)/ħ is the barrier's dimensionless strength; nothing diverges here.Interactive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Widen the barrier from 0.10 to 0.80 nm: the tunnelling branch flattens onto the axis while the resonances above the top crowd downwards — one number, β = √(2mV₀L²)/ħ, drives both. The marked point at E = V₀ is only 1/(1 + β²/4), never 1.
Live results
- BARRIER STRENGTH β
- 5.07
- T AT E = V₀/2
- 0.0031
- T AT THE TOP E = V₀
- 0.135
- FIRST RESONANCE E₁
- 2.77 eV
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Barrier height V₀: 2.0 eV; Barrier width L: 0.70 nm
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The commonest story is that the particle borrows energy from the uncertainty principle, climbs over, and pays it back. Nothing in the solution does that. A stationary scattering state carries one energy E throughout, and the transmitted wave has the same k as the incident wave, so the particle leaves with exactly the energy it arrived with — nothing is borrowed, spent or returned. What happens instead is that the interior solution is a real exponential rather than an oscillation, and a barrier of finite width leaves a non-zero amplitude at the far face. Nor is negative kinetic energy inside the barrier an observable: pinning the particle within a width ~1/κ costs a momentum spread ~ħκ, hence an energy ~(V₀ − E), which is exactly enough to lift it above the top. The second error is arithmetic — T falls as e(−2κL), not e(−κL), because probability is the square of an amplitude.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
An electron of energy 2.0 eV meets a rectangular barrier of height 6.0 eV and width 0.40 nm. Find the decay constant κ inside the barrier, check that the thick-barrier formula is safe to use, and estimate the transmission coefficient.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- The barrier stands V₀ − E = 6.0 − 2.0 = 4.0 eV above the electron's energy, and κ = √(2m(V₀−E))/ħ. For an electron that is κ = 5.12 nm⁻¹ × √((V₀−E)/eV) = 5.12 × 2.0 = 10.2 nm⁻¹.
- Test the limit before trusting it: κL = 10.25 × 0.40 = 4.10 (κ carried to four figures), well past 2, so the thick-barrier form is good to far better than 1%.
- Prefactor: 16E(V₀−E)/V₀² = 16 × 2.0 × 4.0 / 6.0² = 128/36 = 3.56 — a pure number, below its ceiling of 4.
- Exponent: 2κL = 8.20, and e(−8.20) = 2.75 × 10⁻⁴. So T = 3.56 × 2.75 × 10⁻⁴ = 9.8 × 10⁻⁴.
- Check against the exact form: at the unrounded κL = 4.0985, sinh(κL) = 30.12, so T = [1 + 6.0² × 30.12²/(4 × 2.0 × 4.0)]⁻¹ = 9.79 × 10⁻⁴ — 0.04% below the estimate.
Answer. κ = 10.2 nm⁻¹ and T ≈ 9.8 × 10⁻⁴. About one electron in a thousand crosses; the other 999 are reflected.
MediumExample 2
A scanning tunnelling microscope tip sits 0.50 nm above a metal surface, across an apparent barrier standing 4.0 eV above the electron energy. The tip is withdrawn to 0.60 nm at fixed bias. By what factor does the tunnelling current fall, and what change of gap would halve it?
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 4 steps revealed.
- The current is proportional to T, and with E and V₀ unchanged the prefactor 16E(V₀−E)/V₀² is identical at both gaps, so it cancels in the ratio and only e(−2κL) survives. That is why the STM's exponential law holds even though nobody knows the prefactor accurately.
- κ = 5.123 × √4.0 = 10.25 nm⁻¹, so 2κ = 20.5 nm⁻¹.
- I(0.60)/I(0.50) = e(−2κ × 0.10 nm) = e(−2.049) = 0.129, so the current falls to 12.9% of its former value — a factor of 7.8 for one ångström of retraction.
- For a halving, solve e(−2κ ΔL) = ½: ΔL = ln 2/(2κ) = 0.693/20.5 nm⁻¹ = 0.0338 nm = 34 pm.
Answer. The current falls by a factor of 7.8, to 12.9%. A gap change of only 34 pm halves it — the sensitivity that lets an STM image single atoms.
HardExample 3
An electron beam is fired at a 1.0 nm wide barrier of height V₀ = 3.0 eV, at energies above the top. Find the two lowest energies at which the barrier is perfectly transparent, and the worst transmission between them.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Above the top κ turns imaginary. With k₂ = √(2m(E−V₀))/ħ, the transmission is T = [1 + V₀² sin²(k₂L)/(4E(E−V₀))]⁻¹.
- T = 1 needs sin(k₂L) = 0, so k₂L = nπ: the barrier must hold a whole number of half-wavelengths, and the reflections from its two faces then cancel.
- For an electron k₂ = 5.12 nm⁻¹ × √((E−V₀)/eV), so with L = 1.0 nm the condition √((E−V₀)/eV) = nπ/5.12 gives E − V₀ = 0.376n² eV. For n = 1, E = 3.38 eV; for n = 2, E = 4.50 eV.
- A first guess puts the worst point where sin²(k₂L) = 1, i.e. k₂L = 3π/2: E − V₀ = 0.376 × 1.5² = 0.846 eV, E = 3.85 eV, and T = [1 + 3.0²/(4 × 3.85 × 0.846)]⁻¹ = [1 + 9.00/13.02]⁻¹ = 0.591.
- But the reflection term is V₀² sin²(k₂L)/(4E(E−V₀)), and E(E−V₀) is still climbing steeply, so the minimum of T sits at lower energy. Setting dT/dE = 0 with dk₂/dE = k₂/(2(E−V₀)) gives tan(k₂L) = k₂L⋅E/(2E − V₀), whose root between π and 3π/2 is k₂L = 1.416π. Then E − V₀ = 0.376 × 1.416² = 0.754 eV, E = 3.75 eV, sin²(k₂L) = 0.932, and T = [1 + 9.00 × 0.932/(4 × 3.754 × 0.754)]⁻¹ = [1 + 8.39/11.32]⁻¹ = 0.574.
Answer. Perfect transmission at E = 3.38 eV and E = 4.50 eV. The worst transmission between them is T = 0.57, at E = 3.75 eV rather than at the phase midpoint 3.85 eV (where T = 0.59): the barrier reflects 43% of a beam that classically clears it every time.
Quick check
Select an answer and explain it before checking.
Review & continue
Barrier tunnelling is the transmission of a particle through a region where its energy lies below the potential, at a rate fixed by how far the wavefunction's real exponential decays across the width.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.