
Physics V course sequence · Interactive lesson
Spectra, degeneracy and completeness
Once Ĥ is self-adjoint its spectrum splits at the asymptotic potential, and the two halves behave nothing alike. Here you learn to count the bound levels, δ-normalise the ones you cannot count, write closure as a sum plus an integral, and prove that no one-dimensional bound level is ever degenerate.
UPV-04.08 · Lesson 8 of 9 in this unit. Position is not a completion score.Build the model
The identity is a sum plus an integral.
The key idea
The spectrum of Ĥ is every energy at which Ĥ − E fails to have a bounded inverse: a discrete part carrying normalisable eigenvectors, and a continuous part carrying only non-normalisable generalised ones.
Example. An electron in a 5.00 eV deep, 0.400 nm wide square well has exactly two bound levels — discrete, non-degenerate, normalisable — while every E above the well top is in the spectrum too, doubly degenerate and normalisable only to a delta.
The complete physical model and assumptions
The spectral theorem does not hand you an eigenbasis; it hands you a projection-valued measure, and only part of that measure is built from eigenvectors. Where V(x) tends to finite asymptotes, the equation ψ″ = (2m/ħ²)(V − E)ψ behaves in two incompatible ways. Below the lower asymptote both tails are exponential, admissibility kills the growing one at each end, and the two one-sided conditions can be met at once only at isolated energies: a discrete point spectrum whose eigenvectors are genuine unit-norm elements of L²(ℝ) obeying ⟨m|n⟩ = δₘₙ. Above the asymptote both tails oscillate, nothing is excluded, and every E belongs to the spectrum — but not one of those solutions is square-integrable, so none of them is a state. They are generalised eigenvectors, distributions living outside the Hilbert space in the dual of a rigged triple, and the best normalisation available is ⟨E|E′⟩ = δ(E − E′). Completeness then cannot be a sum: closure reads 1̂ = Σₙ|n⟩⟨n| + ∫dE Σσ|E, σ⟩⟨E, σ|, the label σ running over one value below the higher asymptote and two above it. The cost is paid twice. You can never prepare a continuum ket, so every scattering statement is secretly about a normalisable packet; and on a computer the continuum must be caged in a finite box, which fakes it into levels whose spacing you have to watch collapse before you believe anything read off them.
1Spectrum is a bigger word than eigenvalue
The spectrum of Ĥ is the set of real E for which Ĥ − E has no bounded inverse. For a self-adjoint operator it is real and closed, but nothing in that definition promises eigenvectors. Take the free particle, Ĥ = p̂²/2m on L²(ℝ): its spectrum is the whole half-line [0, ∞), and it has no eigenvectors at all. At E = 1.50 eV the equation Ĥψ = Eψ is solved perfectly smoothly by e^{ikx} with k = 6.275 nm⁻¹, yet ∫₀L |e^{ikx}|² dx = L diverges, so that solution is not a vector in the space and E is not an eigenvalue. At the other extreme, the infinite well has nothing but eigenvalues. Most Hamiltonians in this unit carry both kinds at once. So "the differential equation has a solution at E" is never the test. The test is whether a square-integrable solution exists, and that is a statement about how ψ behaves at the ends of the interval, not about the ODE.
2The asymptotic potential fixes the threshold
Write the equation as ψ″ = (2m/ħ²)(V − E)ψ and look at the tails. Far to the right, where V → V₊, an energy below V₊ gives ψ″ = κ²ψ with κ = √(2m(V₊ − E))/ħ, whose two solutions are e(+κx) and e(−κx); square-integrability throws one away. The same happens on the left. Integrate inward from each end and you reach the midpoint with two solutions, each fixed up to a scale; matching ψ and ψ′ there is two conditions against one free ratio, leaving one real equation in E. It fails at a generic energy and holds only at isolated ones — the discreteness comes from the boundary condition, not from the shape of the well. Raise E above V₊ and κ becomes ik: both e^{+ikx} and e(−ikx) stay bounded, nothing is rejected, every energy is admitted. For an electron bound by 2.00 eV, κ = 7.25 nm⁻¹ and the tail decays with length 1/κ = 0.138 nm — a level is either localised on that scale or not localised at all.
3Delta normalisation and the Jacobian everyone drops
Continuum solutions are not in the Hilbert space, so they need a home: the rigged triple Φ ⊂ ℋ ⊂ Φ′, where Φ holds well-behaved test states and the generalised eigenvectors live in its dual. The strongest statement available is distributional, ∫ e(i(k−k′)x) dx = 2π δ(k − k′). Label by k and ψₖ = e^{ikx}/√(2π) gives ⟨k|k′⟩ = δ(k − k′). But closure integrates over energy, and changing the label changes the delta: δ(k − k′) = (dE/dk) δ(E − E′), so |E⟩ = √(dk/dE)|k⟩ with dk/dE = m/ħ²k. That Jacobian is the density of states, and dropping it is the commonest slip here. The result ψE(x) = √(m/2πħ²k) e^{ikx} carries units (J⋅m)(−1/2): for an electron at 1.50 eV, with ħ²/2m = 0.03810 eV nm², k = 6.275 nm⁻¹ and the prefactor is 0.577 (eV⋅nm)(−1/2). So |⟨E|ψ⟩|² is a probability per joule. A value of 5.0 eV⁻¹ is perfectly legal; only its integral over a band is a probability, and over a 20 meV window that one gives 0.10.
4One dimension has no degenerate bound levels
Let ψ₁ and ψ₂ solve the same equation at the same E and build W = ψ₁ψ₂′ − ψ₂ψ₁′. Then W′ = ψ₁ψ₂″ − ψ₂ψ₁″ = (2m/ħ²)(V − E)(ψ₁ψ₂ − ψ₂ψ₁) = 0, so W is one constant everywhere. If both states are bound, ψ and ψ′ vanish as |x| → ∞, so that constant is zero; W = 0 means ψ₂′/ψ₂ = ψ₁′/ψ₁, and integrating gives ψ₂ ∝ ψ₁ — the same ray, not a second state. Notice what the proof used, because each assumption is a loophole. It used vanishing tails, which the continuum has not: above both asymptotes W ≠ 0 and the degeneracy is exactly two, one left-incident solution and one right-incident. It used one connected interval with V finite, so an infinite barrier splitting ℝ into two identical wells produces exactly degenerate pairs. And it used a single coordinate: at fixed E a second-order ODE has a two-dimensional solution space, and W tests dependence inside it. In three dimensions Ĥψ = Eψ is a partial differential equation; the argument survives only inside each radial equation, whose levels are indeed non-degenerate, while the 2l + 1 values of m, and for hydrogen and the oscillator several values of l, share one energy. That is why hydrogen's n² and the 3D oscillator's (n+1)(n+2)/2 are no counterexample. A corollary comes free: if V is even, ψ(−x) solves the same equation at the same E, so it is a multiple of ψ(x) whose square is 1, and every 1D bound state has definite parity.
5The box that fakes a continuum, and how to catch it
Put Ĥ on a grid inside a hard-walled box of length Lbox, hand it to scipy.linalg.eigh, and everything comes back discrete — a finite box has no continuum at all. The way to separate the two parts is to move the wall. A genuine bound level barely notices: for the weakly bound level of the 5.00 eV well, κ = 5.199 nm⁻¹, and with the wall d = 4.80 nm beyond the well edge the shift scales as e(−2κd) = e(−49.9) ≈ 2 × 10⁻²². The faked levels behave like box levels instead. Near energy E their spacing is ΔE = πħ²k/(m Lbox), which for an electron at 6.00 eV in a 10.0 nm box is 0.300 eV and drops to 0.150 eV when the box is doubled, while the count below 6.00 eV climbs from 40 to 80: the two bound levels plus a share that grows as k Lbox/π. Hence the operational rule: converge every eigenvalue in both grid spacing and box length, and treat any level whose energy tracks Lbox as a discretised slice of the continuum, not as a state of Ĥ.
6What the split predicts: part of a state can leave
Feed closure into the propagator. For a static Ĥ, |ψ(t)⟩ = Σₙ e(−iEₙ t/ħ) cₙ |n⟩ + ∫ dE e(−iEt/ħ) c(E) |E⟩. Unitarity keeps the norm of each term fixed, Σ|cₙ|² and ∫|c(E)|² dE, so the two behave in opposite ways only once you project onto a fixed normalisable state |φ⟩. The bound term gives Σₙ e(−iEₙ t/ħ) cₙ⟨φ|n⟩, an almost periodic function that never dies away. The continuum term gives ∫ dE e(−iEt/ħ) c(E)⟨φ|E⟩, the Fourier transform of an integrable function, so by the Riemann–Lebesgue lemma it tends to zero as t → ∞ — that part of the state leaves every bounded region and never returns. The survival amplitude ⟨ψ(0)|ψ(t)⟩ = Σₙ |cₙ|² e(−iEₙ t/ħ) + ∫ dE |c(E)|² e(−iEt/ħ) therefore does not decay to zero. Park a packet in a well holding one bound level and give that level 64% of the norm, |c₁|² = 0.64: the survival probability falls from 1 towards |c₁|⁴ = 0.41 and stays there, while the other 36% leaves for good. Near-exponential decay is what you get when the bound projection is zero and the continuum coefficient carries a narrow resonance, never exactly exponential because the spectrum is bounded below — but the bookkeeping that predicts it is already this closure relation.
Key equations
Read the units, assumptions and limits before substituting.
Closure: a sum plus an integral
1̂ = Σₙ |n⟩⟨n| + ∫ dE Σσ |E, σ⟩⟨E, σ|
Insert it anywhere and a normalised state gives Σ|cₙ|² + ∫|c(E)|² dE = 1. Drop the integral and closure fails silently.
n runs over bound levels with Eₙ below the asymptotic V; the integral runs above it, σ over that energy's degeneracyTwo orthonormalisations
⟨m|n⟩ = δₘₙ · ⟨E, σ|E′, σ′⟩ = δσσ′ δ(E − E′)
Fixes the units of the coefficients: |cₙ|² is a probability, |c(E)|² a probability density per joule.
δₘₙ is a dimensionless number; δ(E − E′) carries J⁻¹, so ⟨E|E⟩ = δ(0) divergesEnergy-normalised continuum state
ψE(x) = √(m / 2πħ²k) e^{ikx}, k = √(2mE)/ħ
Turns ⟨k|k′⟩ = δ(k − k′) into ⟨E|E′⟩ = δ(E − E′). For an electron at 1.50 eV the prefactor is 0.577 (eV⋅nm)(−1/2).
√(dk/dE) = √(m/ħ²k) is the density-of-states Jacobian; ψE has units (J⋅m)(−1/2)Wronskian constancy → non-degeneracy
W = ψ₁ψ₂′ − ψ₂ψ₁′ , dW/dx = 0 at equal E
Bound states force W → 0 in the tails, so W ≡ 0 and ψ₂ ∝ ψ₁: no 1D bound level is ever degenerate.
Needs both ψ to solve the same equation at the same E on one connected interval with V finiteWhere the spectrum splits
E < min(V₋, V₊): discrete · between: g = 1 · E > max(V₋, V₊): g = 2
The threshold is energetic, not geometric: it is set by V at infinity, never by how wide or deep the well is.
V± are the limits of V(x) as x → ±∞, and g is the degeneracy of that energyInteractive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Drag the box length from 2 to 8: the right-hand bars crowd onto the threshold while the bound bars do not move at all — that immobility is how you tell a real level from a box artefact. Then lower λ and watch levels leave through E = 0 one at a time.
Live results
- BOUND LEVELS
- 3
- GROUND LEVEL E₀
- -0.694 D
- BOX SPACING ΔE₂₁
- 0.375 D
- BOX LEVELS BELOW 0.5 D
- 1
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Well strength λ = √(2mD)/(αħ): 3.0; Box length / well width: 2.0
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
Students write ⟨E|E⟩ = 1 and then read |⟨E|ψ⟩|² as "the probability the particle has energy E". Both fail for one reason: |E⟩ is not in the Hilbert space. ⟨E|E⟩ = δ(0) is infinite, no apparatus can prepare that ket, and |⟨E|ψ⟩|² carries J⁻¹ — a density that may sit at 5 eV⁻¹ with no probability exceeding one. Only ∫|c(E)|² dE over a finite band is a probability. The error has a companion: quoting Σₙ|n⟩⟨n| = 1̂ as though every self-adjoint Ĥ owned a countable eigenbasis. The free particle has no eigenvectors whatever, and for any Ĥ with an escape channel that sum is a projector onto a proper subspace, not the identity. The missing weight is exactly the part of the state that leaves and never comes back.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
An electron sits in a one-dimensional square well of depth V₀ = 5.00 eV and width L = 0.400 nm. Using ħ²/2m = 0.03810 eV nm², find how many bound levels it holds, state the degeneracy of each part of the spectrum, and write down the closure relation for this Hamiltonian.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 4 steps revealed.
- The well parameter is z₀ = (L/2)√(2mV₀)/ħ = (L/2)√(V₀ ÷ (ħ²/2m)) = 0.200 nm × √(5.00/0.03810) nm⁻¹ = 0.200 × 11.456 = 2.291.
- Bound levels alternate even, odd, even… and one appears per interval of π/2 in z₀, so the count is ⌈2z₀/π⌉ = ⌈4.582/3.1416⌉ = ⌈1.459⌉ = 2.
- Both lie below the asymptotic value V(±∞) = 0 and decay at both ends, so the Wronskian argument makes each non-degenerate. Above E = 0 the two asymptotes are equal, both e^{+ikx} and e(−ikx) are admissible, and every energy is doubly degenerate.
- Closure therefore reads 1̂ = |1⟩⟨1| + |2⟩⟨2| + ∫₀^∞ dE (|E,+⟩⟨E,+| + |E,−⟩⟨E,−|). The two bound projectors alone form a rank-2 operator — nowhere near the identity on L²(ℝ).
Answer. Two bound levels, each non-degenerate; a continuum at every E > 0 with degeneracy 2; closure is a two-term sum plus an integral over the continuum.
MediumExample 2
Write the free-electron scattering state as ψE(x) = A e^{ikx}. Fix A so that ⟨E|E′⟩ = δ(E − E′), evaluate it at E = 1.50 eV with ħ²/2m = 0.03810 eV nm², then find the probability that an energy measurement on a normalised packet with |⟨E|ψ⟩|² = 5.0 eV⁻¹ near 1.50 eV lands in the 20 meV band centred there.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- In the k label, ∫ e(i(k−k′)x) dx = 2π δ(k − k′), so ψₖ = e^{ikx}/√(2π) gives ⟨k|k′⟩ = δ(k − k′). Each sign of k is its own branch: ⟨E, σ|E′, σ′⟩ = δσσ′ δ(E − E′).
- Changing the label changes the delta: δ(k − k′) = (dE/dk) δ(E − E′). So set |E⟩ = √(dk/dE)|k⟩; with E = ħ²k²/2m, dE/dk = ħ²k/m, giving A = √(m / 2πħ²k).
- Numbers: k = √(E ÷ (ħ²/2m)) = √(1.50/0.03810) = √39.37 = 6.275 nm⁻¹, and m/(2πħ²k) = 1/[4π (ħ²/2m) k] = 1/(4π × 0.03810 × 6.275) = 1/3.004 = 0.3329 eV⁻¹ nm⁻¹.
- So A = √0.3329 = 0.577 (eV⋅nm)(−1/2), which is 4.56 × 10¹³ (J⋅m)(−1/2). It is not dimensionless: ψE is normalised per unit energy, not to unit probability.
- |⟨E|ψ⟩|² = 5.0 eV⁻¹ is a density, so exceeding 1 is no contradiction. The probability is its integral over the band: P ≈ 5.0 eV⁻¹ × 0.020 eV = 0.10.
Answer. A = √(m/2πħ²k) = 0.577 (eV⋅nm)(−1/2) at 1.50 eV, i.e. 4.56 × 10¹³ (J⋅m)(−1/2); the 20 meV band carries P ≈ 0.10.
HardExample 3
You diagonalise a finite-difference Ĥ for that 5.00 eV, 0.400 nm well inside a hard-walled box of length Lbox = 10.0 nm, then repeat at 20.0 nm. The weakly bound level has binding energy 1.03 eV. Predict what happens to (i) the two bound eigenvalues, (ii) the level spacing near E = +6.00 eV, and (iii) the number of eigenvalues below 6.00 eV. Use ħ²/2m = 0.03810 eV nm².
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- A hard box has no continuum, so eigh returns nothing but discrete numbers. The diagnostic is never what the spectrum looks like at one box size — it is how each level moves when the wall moves.
- Bound levels: κ = √(1.03/0.03810) = √27.03 = 5.199 nm⁻¹, and the wall sits d = (10.0 − 0.400)/2 = 4.80 nm beyond the well edge. The wall's effect scales as e(−2κd) = e(−49.9) ≈ 2 × 10⁻²², so both bound eigenvalues are unmoved to every digit eigh prints.
- Faked levels: for a box kₘ = mπ/Lbox, so near energy E the spacing is ΔE = (dE/dk)(π/Lbox) = 2(ħ²/2m)k × π/Lbox. At E = 6.00 eV, k = √(6.00/0.03810) = √157.5 = 12.549 nm⁻¹, giving ΔE = 2 × 0.03810 × 12.549 × π/10.0 = 0.300 eV.
- Doubling the box to 20.0 nm halves it, ΔE = 0.150 eV. No physics changed; the spacing is an artefact of the wall.
- Counting: a hard-walled level needs a whole number of half-waves, so the count below 6.00 eV is about (1/π)∫k(x) dx, and the well adds phase, since inside it kᵢₙ = √(11.00/0.03810) = 16.99 nm⁻¹. At 10.0 nm that is (12.549 × 9.60 + 16.99 × 0.400)/π = 127.27/π = 40.5, so 40 eigenvalues; at 20.0 nm it is (12.549 × 19.60 + 6.80)/π = 80.5, so 80. Two are the bound levels and the rest, 38 then 78, are box artefacts: the bound count stays at 2 while the continuum count scales with the box — that contrast is the whole test.
Answer. Bound levels frozen (shift ~10⁻²² eV); spacing near 6.00 eV halves from 0.300 eV to 0.150 eV; the count below 6.00 eV goes 40 → 80, of which only 2 are bound. Only the box-independent levels belong to the discrete spectrum of Ĥ.
Quick check
Select an answer and explain it before checking.
Review & continue
The spectrum of Ĥ is every energy at which Ĥ − E fails to have a bounded inverse: a discrete part carrying normalisable eigenvectors, and a continuous part carrying only non-normalisable generalised ones.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.