
Advanced Quantum Mechanics course sequence · Interactive lesson
Absorption, inelastic channels and the optical theorem
Real targets capture, excite and break up what you fire at them, and a phase shift alone cannot say so. One extra number per partial wave can. From it we count flux into three cross-sections, prove the optical theorem with every channel open, and see why anything that absorbs must also scatter.
UAQM-02.09 · Lesson 9 of 9 in this unit. Position is not a completion score.Build the model
Whatever a target absorbs, it also scatters: every shadow is an elastic wave.
The key idea
The inelasticity ηₗ is the amplitude, between 0 and 1, with which partial wave l returns in the elastic channel, Sₗ = ηₗ e(2iδₗ); the fraction 1 − ηₗ² of its flux has gone into other channels, and those losses, weighted by 2l + 1, make up the reaction cross-section.
Example. An s wave at k = 1.0 fm⁻¹ that returns with η₀ = 0.60 and δ₀ = 0 loses 64% of its flux, σᵣ = 0.64π fm² = 2.0 fm², yet still scatters σₑₗ = 0.16π fm² = 0.50 fm²; the two add to (4π/k) Im f(0) = 0.80π fm² = 2.5 fm².
The complete physical model and assumptions
A target that can capture, excite or break up the projectile returns less flux in each partial wave than it received, so the elastic S-matrix element can no longer be a pure phase. Write Sₗ = ηₗ e(2iδₗ) with 0 ≤ ηₗ ≤ 1, and every other open channel is lumped into how far ηₗ falls below 1. Counting flux through a large sphere then does all the work. The outgoing scattered wave gives σₑₗ = (π/k²) Σ (2l + 1)|1 − Sₗ|², the flux that never returns gives σᵣ = (π/k²) Σ (2l + 1)(1 − ηₗ²), and their sum is (2π/k²) Σ (2l + 1)(1 − Re Sₗ), which is exactly (4π/k) Im f(0). The optical theorem therefore survives absorption, because whatever leaves the beam, scattered or swallowed, shows up as a shortfall straight ahead, where only the forward elastic wave overlaps the incident one. The Argand plane adds the second lesson: Sₗ lies on a circle of radius ηₗ, never closer to the point 1 than 1 − ηₗ, so no partial wave absorbs without scattering elastically, and at total absorption the two shares are equal. A black disc with kR ≫ 1 thus removes 2πR², half absorbed and half diffracted into a forward cone about 1/(kR) wide. The bookkeeping stops at what it lumps: ηₗ says how much flux leaves the elastic channel but not where it goes, and it predicts no ηₗ at all; the multichannel S-matrix and the optical potential that would are named here, not built.
1An S-matrix element that falls short of the unit circle
Units are SI, with nuclear numbers in MeV and fm (ħc = 197.327 MeV fm, 1 b = 100 fm²); everything here is non-relativistic, so the course metric diag(1, −1, −1, −1) never enters. Work in the centre-of-mass frame with ħk = √(2μE). QM-II's partial waves give, far from the target, ψ → Σ (2l + 1) Pₗ(cos θ)[Sₗ e(ikr) − (−1)ˡ e(−ikr)]/(2ikr): the incoming spherical waves are fixed by the plane wave, and the target acts only on what comes back. With one open channel, flux conservation forces |Sₗ| = 1 and Sₗ = e(2iδₗ). A target that can capture, excite or break up the projectile sends some flux into other channels, so write Sₗ = ηₗ e(2iδₗ) with 0 ≤ ηₗ ≤ 1. The inelasticity ηₗ, not topic 2.07's Sommerfeld η, lumps every other channel into one number per wave; resolving them needs the multichannel S-matrix, and predicting ηₗ an optical potential V − iW, both only named here. Subtracting e(ikz) leaves f(θ) e(ikr)/r with f(θ) = Σ (2l + 1)(Sₗ − 1)Pₗ(cos θ)/(2ik), derived. QM-II's points Sₗ sat on the unit circle; absorption moves them inside it.
2Counting flux: elastic and reaction cross-sections
The elastic flux is carried by the scattered wave. Integrating |f|² over angles, with ∫Pₗ Pₗ′ dΩ equal to 4π/(2l + 1) for l = l′ and 0 otherwise, gives σₑₗ = (π/k²) Σ (2l + 1)|1 − Sₗ|², derived. The absorbed flux is the net current into a large sphere, and it must be computed from the whole wave, not from f alone. For ψ = (A e(ikr) − B e(−ikr))/r the radial current (ħ/μ) Im(ψ* ∂ψ/∂r) is (ħk/μ)(|A|² − |B|²)/r²: the in-out cross terms, oscillating as e(±2ikr), become real once multiplied by ik and drop out of the imaginary part exactly. Orthogonality separates the l again, and the inward excess divided by the incident flux ħk/μ is σᵣ = (π/k²) Σ (2l + 1)(1 − ηₗ²), derived. Two checks: π/k² is an area, so both sums are areas; and at ηₗ = 1, σᵣ = 0 while σₑₗ becomes (4π/k²) Σ (2l + 1) sin²δₗ, QM-II's elastic result.
3The optical theorem with every channel open
Add the two. Since |1 − S|² = 1 − 2 Re S + |S|², σₜₒₜ = (π/k²) Σ (2l + 1)[|1 − Sₗ|² + 1 − |Sₗ|²] = (2π/k²) Σ (2l + 1)(1 − ηₗ cos 2δₗ). Now set θ = 0, where every Pₗ(1) = 1: Im[(Sₗ − 1)/(2ik)] = (1 − Re Sₗ)/(2k), so Im f(0) = (1/2k) Σ (2l + 1)(1 − ηₗ cos 2δₗ) and σₜₒₜ = (4π/k) Im f(0), derived: the form QM-II quoted, now with inelastic channels included. Dimensions: a length times 4π/k is an area. The reason is interference. Flux removed from the beam, whether scattered or absorbed, appears as a shortfall directly behind the target, and the only outgoing wave that overlaps the incident one there is the forward elastic amplitude. With spin ½ on a spinless target, topic 2.02's h(θ) carries Pₗ¹(cos θ), which vanishes at θ = 0, so the forward amplitude is g(0) times the unit matrix and σₜₒₜ = (4π/k) Im g(0) for every beam polarisation, the weight 2l + 1 splitting into l + 1 for j = l + ½ and l for j = l − ½.
4In the Argand plane: no absorption without scattering
Plot Sₗ as the point (ηₗ cos 2δₗ, ηₗ sin 2δₗ): purely elastic waves live on the unit circle, absorbing ones inside it. In units of (π/k²)(2l + 1), the elastic share is |1 − Sₗ|², the squared distance from Sₗ to the point 1; the reaction share 1 − ηₗ² depends on the radius alone; and the total 2(1 − Re Sₗ) is twice the horizontal gap to the line Re S = 1. On the circle of radius ηₗ the point nearest 1 is ηₗ itself, so the elastic share is at least (1 − ηₗ)², derived: a wave cannot be absorbed while its elastic scattering is switched off. The elastic share runs from (1 − ηₗ)² to (1 + ηₗ)²; the reaction share reaches 1 only at ηₗ = 0, where the elastic share is exactly 1 too. For a pure absorber, δₗ = 0, elastic over reaction is (1 − ηₗ)/(1 + ηₗ), never above 1. So when 14 MeV neutrons on lead give about 2.9 b elastic against 2.5 b non-elastic (quoted), the excess says the nucleus also refracts the wave through the real part of its potential.
5The black disc: πR² absorbed and πR² diffracted
Let a sphere swallow every partial wave whose classical impact parameter l/k, from lħ = pb, lies inside R and leave the rest alone: Sₗ = 0 for l ≤ L ≈ kR, Sₗ = 1 beyond. Since Σ (2l + 1) from 0 to L is (L + 1)², σᵣ = σₑₗ = π(L + 1)²/k² ≈ π(R + ƛ)² with ƛ = 1/k, tending to πR² as kR grows, and σₜₒₜ → 2πR², derived. The ƛ is an edge term: drawing the cut at (l + ½)/k = R instead gives π(R + ƛ/2)², so only the leading πR² is free of that choice. The elastic half is shadow scattering: f(θ) = (i/2k) Σ (2l + 1)Pₗ(cos θ) up to L, purely imaginary, the wave that cancels the beam behind the disc. Its forward value i(L + 1)²/(2k) ≈ ik(R + ƛ)²/2 returns σₜₒₜ = 2π(R + ƛ)² through the optical theorem. With Pₗ(cos θ) ≈ J₀((l + ½)θ) (quoted) the sum becomes iR′ J₁(kR′θ)/θ with edge radius R′ = (L + 1)/k ≈ R + ƛ, the Fraunhofer pattern of a disc, whose first zero sits at kR′θ = 3.83. So the second πR² hides in a forward cone about 1/(kR) wide: a transmission measurement with a small detector counts it, a counter at large angles never sees it. For light the same doubling is the extinction paradox, which Babinet's principle explains.
6Measured limits: the 1/v law and a grey proton
At low energy only the s wave counts, and QM-II's scattering length turns complex, a = α − iβ with β positive, so S₀ ≈ e(−2ika) and η₀ = e(−2kβ). Then σᵣ = (π/k²)(1 − e(−4kβ)) ≈ 4πβ/k, derived: absorption grows as 1/v while σₑₗ tends to the constant 4π|a|². Thermal neutrons on ¹⁰B are absorbed with σᵣ = 3840 b at 2200 m s⁻¹ (quoted). With the centre-of-mass k = 3.17 × 10¹⁰ m⁻¹ that gives 1 − η₀² = 1.23 × 10⁻⁴ and β = 0.970 fm, and the 1/v law predicts 611 b at 1.00 eV; the measured cross-section follows 1/v closely up to the keV region (quoted). At the other extreme, TOTEM measured σₜₒₜ = 110.6 mb and σₑₗ = 31.0 mb for proton-proton scattering at √s = 13 TeV (quoted). A black disc gives the ratio 1/2; the measured 0.280 says the proton is grey, and a uniform grey disc with δₗ = 0, whose ratio is (1 − ηₗ)/2, needs ηₗ = 0.44. That reading rests only on flux conservation, which relativity keeps (quoted).
Key equations
Read the units, assumptions and limits before substituting.
Partial-wave amplitude with absorption
f(θ) = Σ (2l + 1) [(Sₗ − 1)/(2ik)] Pₗ(cos θ), with Sₗ = ηₗ e(2iδₗ) and 0 ≤ ηₗ ≤ 1
Each partial wave is one point Sₗ in the unit disc of the Argand plane: ηₗ = 1 is QM-II's purely elastic wave, ηₗ = 0 a wave that never comes back.
f in m; k in m⁻¹ with ħk = √(2μE); ηₗ is the inelasticity, not the Coulomb η; δₗ real; derived from the asymptotic waveElastic cross-section
σₑₗ = (π/k²) Σ (2l + 1) |1 − Sₗ|² = (π/k²) Σ (2l + 1)(1 + ηₗ² − 2ηₗ cos 2δₗ)
|1 − Sₗ| is the distance from Sₗ to the point 1, so elastic scattering measures how far the returning wave differs from no interaction at all.
σ in m² (1 b = 10⁻²⁸ m² = 100 fm²); derived by integrating |f|² over angles with the orthogonality of the PₗReaction (absorption) cross-section
σᵣ = (π/k²) Σ (2l + 1)(1 − ηₗ²)
It depends on the ηₗ alone, never on the phases, and wave l can absorb at most (π/k²)(2l + 1), reached only at ηₗ = 0.
σᵣ in m²; 1 − ηₗ² is the fraction of wave l's incoming flux not returned elastically; derived from the net inward currentOptical theorem with inelastic channels
σₜₒₜ = σₑₗ + σᵣ = (2π/k²) Σ (2l + 1)(1 − ηₗ cos 2δₗ) = (4π/k) Im f(0)
Everything removed from the beam, scattered or absorbed, is fixed by the forward elastic amplitude, the one part of the outgoing wave that interferes with the incident beam.
Im f(0) in m, σ in m²; derived using Pₗ(1) = 1; for spin ½ on spin 0 it reads (4π/k) Im g(0), since h(0) = 0No absorption without elastic scattering
|1 − Sₗ|² ≥ (1 − ηₗ)², so wave l scatters at least (π/k²)(2l + 1)(1 − ηₗ)² elastically
Any ηₗ below 1 forces elastic scattering. At ηₗ = 0 the elastic and reaction shares are both (π/k²)(2l + 1): shadow scattering equals absorption.
dimensionless inequality, then an area in m²; derived: on the circle |Sₗ| = ηₗ the point nearest 1 is ηₗ itself, at δₗ = 0Black disc of radius R
σᵣ = σₑₗ = π(R + ƛ)², which tends to πR² for kR ≫ 1, so σₜₒₜ → 2πR²
A black sphere removes twice its geometric area from a beam. Fast neutrons on lead, measured near 5.4 b at 14 MeV, need a black radius of 1.36A¹⁄³ fm.
R and ƛ = 1/k in m; derived with Sₗ = 0 for l ≤ kR and Sₗ = 1 beyond; the elastic half is a forward peak about 1/(kR) wideInteractive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Set δₗ = 0 and lower ηₗ from 1 to 0: the elastic bar rides its dashed floor (1 − ηₗ)² and grows with the absorption, until at ηₗ = 0 both bars stand at 1, the black disc wave by wave. Then sweep δₗ at fixed ηₗ: the reaction bar never moves.
Live results
- ELASTIC |1 − Sₗ|²
- 0.76 π(2l + 1)/k²
- REACTION 1 − ηₗ²
- 0.64 π(2l + 1)/k²
- TOTAL 2(1 − Re Sₗ)
- 1.40 π(2l + 1)/k²
- ELASTIC FLOOR (1 − ηₗ)²
- 0.16 π(2l + 1)/k²
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Inelasticity ηₗ: 0.60; Phase shift δₗ: 30 °
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The tempting picture is that a perfectly absorbing sphere of radius R removes its geometric area πR² from a beam and scatters nothing, since everything that hits it is swallowed. Both halves are wrong. Unitarity keeps each Sₗ inside the unit circle, and the elastic share |1 − Sₗ|² vanishes only at Sₗ = 1, which is no interaction at all; at Sₗ = 0, total absorption, it equals the absorbed share. So the black sphere absorbs πR², scatters another πR² elastically, and removes 2πR², which the optical theorem confirms from the forward amplitude ikR²/2. The scattered half is the shadow itself, the wave that cancels the beam behind the sphere, diffracted into a cone about 1/(kR) wide. Counters at large angles miss it because it is narrow, not because it is absent. A related slip reads the optical theorem as elastic only: with channels open, Im f(0) measures the total.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
At k = 0.80 fm⁻¹ only the s and p waves of a spinless projectile on a spinless target matter. The s wave has η₀ = 0.50 and δ₀ = 30°, the p wave η₁ = 0.80 and δ₁ = 15°. Find σₑₗ, σᵣ and σₜₒₜ, and confirm the optical theorem.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- π/k² = π/0.640 fm² = 4.909 fm². The points are S₀ = 0.50 at 60° and S₁ = 0.80 at 30° in the Argand plane, both inside the unit circle.
- Elastic: |1 − S₀|² = 1 + 0.25 − 2(0.50)cos 60° = 0.750, and |1 − S₁|² = 1 + 0.64 − 1.60 cos 30° = 0.254, weighted by 3 to 0.763. So σₑₗ = 4.909 × 1.513 fm² = 7.43 fm².
- Reaction: (1 − 0.25) + 3(1 − 0.64) = 0.750 + 1.080 = 1.830, so σᵣ = 4.909 × 1.830 fm² = 8.98 fm². The p wave absorbs more than it scatters elastically, possible because its phase shift is small.
- Total: σₜₒₜ = 7.43 + 8.98 = 16.41 fm². Optical theorem: Im f(0) = [(1 − 0.50 cos 60°) + 3(1 − 0.80 cos 30°)]/(2k) = (0.750 + 0.9215)/1.60 fm = 1.0447 fm, and (4π/k) Im f(0) = 15.708 fm × 1.0447 fm = 16.41 fm² ✓.
- Unitarity floors: 0.750 ≥ (1 − 0.50)² = 0.250 and 0.254 ≥ (1 − 0.80)² = 0.040 ✓. Dimensions: fm² is an area, and 1 b = 100 fm².
Answer. σₑₗ = 7.43 fm² = 0.0743 b, σᵣ = 8.98 fm² = 0.0898 b and σₜₒₜ = 16.4 fm² = 0.164 b, equal to (4π/k) Im f(0) with Im f(0) = 1.04 fm.
MediumExample 2
A neutron, spin ½, with k = 0.60 fm⁻¹ strikes a spin-0 nucleus. The s₁/₂ wave has η = 0.70 and δ = 50°, p₃/₂ has η = 0.90 and δ = 25°, and p₁/₂ is purely elastic with δ = 10°; higher waves are negligible. Find σᵣ, σₑₗ and σₜₒₜ, check them against Im g(0), and say how σₜₒₜ changes for a fully polarised beam.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 6 steps revealed.
- With spin, the weight 2l + 1 splits into j + ½ per channel: 1 for s₁/₂, 2 for p₃/₂ and 1 for p₁/₂, adding back to 3 for the p wave. π/k² = π/0.360 fm² = 8.727 fm².
- Reaction: (1 − 0.49) + 2(1 − 0.81) + 1 × 0 = 0.890, so σᵣ = 8.727 × 0.890 fm² = 7.77 fm². The elastic p₁/₂ channel absorbs nothing.
- Elastic: s₁/₂ gives 1.49 − 1.40 cos 100° = 1.733; p₃/₂ gives 1.81 − 1.80 cos 50° = 0.653, weighted to 1.306; p₁/₂ gives 2 − 2 cos 20° = 0.121. The sum 3.160 makes σₑₗ = 27.6 fm².
- Total: σₜₒₜ = (3.160 + 0.890) × 8.727 fm² = 4.050 × 8.727 fm² = 35.3 fm² = 0.353 b.
- Optical theorem: Im g(0) = [(1 − 0.70 cos 100°) + 2(1 − 0.90 cos 50°) + (1 − cos 20°)]/(2k) = (1.1216 + 0.8430 + 0.0603)/1.20 fm = 1.687 fm, and (4π/k) Im g(0) = 20.94 fm × 1.687 fm = 35.3 fm² ✓.
- Polarisation: h(θ) is built on Pₗ¹(cos θ), zero at θ = 0 whatever the ηₗ, so the forward amplitude is g(0) times the unit matrix and every spinor sees the same Im g(0). The total is 0.353 b for any beam polarisation; the j = l ± ½ splitting shows only at θ ≠ 0.
Answer. σᵣ = 7.77 fm², σₑₗ = 27.6 fm² and σₜₒₜ = 35.3 fm² = 0.353 b, equal to (4π/k) Im g(0) with Im g(0) = 1.69 fm; the total is the same for every beam polarisation.
HardExample 3
Neutrons of 14.0 MeV strike ²⁰⁸Pb. Treat the nucleus as a black disc of radius 1.2A¹⁄³ fm and predict σᵣ and σₜₒₜ. The measured total is about 5.4 b: what black radius does it imply? Then use the optical theorem to bound the forward elastic cross-section, and estimate the angle of the first diffraction minimum. Take mₙc² = 939.6 MeV and ħc = 197.3 MeV fm.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 6 steps revealed.
- Laboratory k = √(2 × 939.6 × 14.0)/197.3 fm⁻¹ = 0.822 fm⁻¹, and the centre-of-mass k is 208/209 of it, 0.818 fm⁻¹, so ƛ = 1.222 fm. The relativistic correction, 0.4%, is dropped.
- R = 1.2 × 208¹⁄³ fm = 1.2 × 5.925 fm = 7.11 fm, so kR = 5.82: about six partial waves are absorbed. Black disc: σᵣ = σₑₗ = π(R + ƛ)² = π(8.33 fm)² = 218 fm² = 2.18 b, and σₜₒₜ = 4.36 b, 19% below the measurement.
- Invert: 2π(R + ƛ)² = 540 fm² gives R + ƛ = 9.27 fm and R = 8.05 fm = 1.36A¹⁄³ fm. The neutron's black radius exceeds the 7.11 fm density radius by about the range of the nuclear force, which a diffuse surface stretches further.
- Optical theorem: Im f(0) = kσₜₒₜ/(4π) = 0.8182 × 540/12.566 fm = 35.16 fm. Since |f(0)|² ≥ [Im f(0)]², dσₑₗ/dΩ at 0° in the centre of mass is at least (35.16 fm)² = 1236 fm² sr⁻¹ = 12.4 b sr⁻¹, a bound that holds whatever the real part of f(0).
- Diffraction: the shadow amplitude iR′ J₁(kR′θ)/θ has the edge radius R′ = R + ƛ = 9.27 fm, the radius whose forward value ikR′²/2 = 35.2 fm matches the Im f(0) above; a radius of 8.05 fm would give only 26.5 fm. It first vanishes at kR′θ = 3.83, so with kR′ = 0.818 × 9.27 = 7.58 the first minimum lies near 0.51 rad = 29° in the centre of mass. Since kR′ is only 7.6, the small-angle form makes this an estimate.
- Check against the split: the measured non-elastic 2.5 b and elastic 2.9 b (quoted) sit either side of the black disc's 2.70 b each, as a slightly grey, refracting nucleus should.
Answer. With R = 7.11 fm: σᵣ = 2.18 b and σₜₒₜ = 4.36 b. The measured 5.4 b needs R = 8.05 fm = 1.36A¹⁄³ fm; forward elastic ≥ 12.4 b sr⁻¹; first diffraction minimum near 29° (centre of mass), set by the edge radius R + ƛ = 9.27 fm.
Quick check
Select an answer and explain it before checking.
Review & continue
The inelasticity ηₗ is the amplitude, between 0 and 1, with which partial wave l returns in the elastic channel, Sₗ = ηₗ e(2iδₗ); the fraction 1 − ηₗ² of its flux has gone into other channels, and those losses, weighted by 2l + 1, make up the reaction cross-section.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.