
Advanced Quantum Mechanics course sequence · Interactive lesson
The spin-dependent amplitude g(θ) + i h(θ) σ⋅n
Spin turns a scattering amplitude from a number into a 2 × 2 matrix, and symmetry decides which matrix before any force is named. Build g + i h σ⋅n from rotations and parity, read what g and h do to a spin, and find the spin-orbit force that makes h nonzero: the groundwork for every polarisation measurement in this unit.
UAQM-02.01 · Lesson 1 of 9 in this unit. Position is not a completion score.Build the model
Rotations and parity leave a spin-half projectile two amplitudes, not four.
The key idea
For a spin-half particle scattering from a spin-zero target, the amplitude is the 2 × 2 spin matrix M = g(θ) + i h(θ) σ⋅n, where g leaves the spin alone, h acts through the spin component along the normal n to the scattering plane, and an unpolarised beam scatters with dσ/dΩ = |g|² + |h|².
Example. At θ = 90° with g = 1.50 fm and h = 0.50 fm, an unpolarised beam scatters with dσ/dΩ = 2.25 + 0.25 = 2.50 fm² sr⁻¹, or 25.0 mb sr⁻¹. At θ = 0° and 180° the h term must vanish, leaving |g|² alone.
The complete physical model and assumptions
Give the projectile spin half and leave the target spinless, and the scattering amplitude stops being a number: it becomes a 2 × 2 matrix M acting on the incoming spinor, four complex functions of direction where Quantum Mechanics II had one. Symmetry, not dynamics, decides how many of them are free. Rotation invariance lets M be built only from the identity, σ and the two momenta, so its vector part is a combination of σ⋅k, σ⋅k′ and σ⋅(k × k′). Parity removes the first two, because σ is axial and the momenta are polar, leaving M = g(θ) + i h(θ) σ⋅n with n normal to the scattering plane: two functions of angle, derived for any rotation- and parity-invariant interaction. Quantised along the beam, g keeps the spin and h flips it, so an unpolarised beam sees |g|² + |h|² with no interference, and h must vanish at 0 and π, where there is no scattering plane. What makes h nonzero is a force that couples spin to orbit: a central potential gives h = 0 exactly, and a spin-orbit term gives, in first Born approximation, a real h that grows as k² sinθ. The form fails where its assumptions do. A target with spin brings in more amplitudes, the weak interaction restores a parity-violating σ⋅k term at the 10⁻⁷ level, a Coulomb-range tail spoils h(0) = 0, and relativistic projectiles need Unit 5's Dirac treatment.
1The amplitude becomes a matrix in spin space
Quantum Mechanics II's asymptotic form carries over with one change: the projectile brings a spinor χ, and far from the target ψ → e(ikz)χ + Mχ e(ikr)/r, with M(k′, k) a 2 × 2 matrix acting on spin. The target has spin zero and stays in its ground state, so it is structureless and adds no labels. For an incident spinor χ the scattered flux gives dσ/dΩ = |Mχ|² = χ†M†Mχ, and for an unpolarised beam, whose density matrix is half the identity, dσ/dΩ = ½ Tr(M†M). Any 2 × 2 matrix is a combination of the identity and the three Pauli matrices, so M = a + b⋅σ: four complex functions of the outgoing direction at fixed energy, where the spinless problem had one. How many are genuinely free is settled by symmetry before any force is written down. Units are SI, with amplitudes in metres, usually quoted in fm, and 1 fm² sr⁻¹ = 10 mb sr⁻¹. Everything here is non-relativistic, so no metric signature enters.
2Rotations allow a scalar and a vector built from k and k′
If H commutes with J = L + S, rotating the whole experiment changes nothing: U(R) M(k′, k) U(R)† = M(Rk′, Rk), with U(R) Quantum Mechanics II's spin-half rotation. Because U(R) σ U(R)† turns σ like a vector, the parts of M must obey a(Rk′, Rk) = a(k′, k) and b(Rk′, Rk) = R b(k′, k). So a is a rotation scalar, and the only scalars on hand are k², k′² and k⋅k′; elastic scattering fixes |k′| = |k|, so a depends on θ alone. The vector b has to be assembled from the vectors on hand. Away from θ = 0 and π the three vectors k, k′ and k × k′ are independent, so b = β₁k + β₂k′ + β₃ k × k′, each β a scalar and so a function of θ. Rotations have turned four functions of direction into four functions of one angle, but removed none: σ⋅k and σ⋅k′ are perfectly good rotation scalars.
3Parity removes σ⋅k and σ⋅k′
Parity sends k → −k and k′ → −k′ but leaves σ alone: spin, like L = r × p, is an axial vector, as Unit 1 sorted it. If H commutes with P, then M(−k′, −k) = M(k′, k). The scalar a survives, k⋅k′ being even, but β₁k and β₂k′ change sign while (−k) × (−k′) = k × k′ does not, so β₁ = β₂ = 0. Renaming a as g(θ) and writing β₃ k² sinθ ≡ i h(θ) gives M = g(θ) + i h(θ) σ⋅n with n = k × k′/|k × k′|, two functions of angle, derived from rotation and parity alone. Time reversal removes nothing more: with Unit 1's Θ = −iσy K, reciprocity requires M(k′, k) = σy M(−k, −k′)ᵀ σy, and since n(−k, −k′) = −n while σy σᵢᵀ σy = −σᵢ, the form obeys it already. The i is a convention chosen so that h is real in first Born approximation. For k along z and k′ at polar angle θ and azimuth φ, n = (−sinφ, cosφ, 0), so scattering towards +x has n along +y.
4What g and h do to a spin
Quantise the spin along k. Then σ⋅n = −sinφ σₓ + cosφ σy, and M has g in both diagonal places, h e(−iφ) above and −h e(iφ) below: g keeps the spin component along the beam and h reverses it, so a neutron arriving spin-up leaves as g|↑⟩ − h e(iφ)|↓⟩. The unpolarised cross-section needs only Tr σᵢ = 0 and Tr σᵢσⱼ = 2δᵢⱼ. Expanding, M†M = |g|² + |h|² − 2 Im(g*h) σ⋅n, the traceless last term drops out of ½ Tr(M†M), and dσ/dΩ = |g|² + |h|², derived: flip and non-flip end in orthogonal spin states and add as probabilities. The spin's direction responds to h at first order, the rate only at second. When g and h are real, as in first Born approximation, M = (g/cos(β/2)) exp(i(β/2)σ⋅n) with tan(β/2) = h/g, a pure rotation of the spin about n through −β that polarises nothing. Polarisation needs a phase between g and h, and lives in the discarded term: that is topic 2.3.
5Why h vanishes at 0 and π
At θ = 0 the outgoing momentum equals the incident one, and at θ = π it is reversed. Either way only one vector, k, is on hand, so M can hold only the identity and σ⋅k, and parity forbids σ⋅k: at both ends M is a multiple of the identity. Yet n is undefined there, pointing a different way for each azimuth from which θ = 0 is approached, so M has a limit only if h(0) = h(π) = 0, derived. For a short-range force M is smooth in k′ and h falls as sinθ at both ends. Two consequences follow. The forward amplitude is spin-blind, so Quantum Mechanics II's optical theorem, applied to each incident spinor, gives σₜₒₜ = (4π/k) Im g(0) whatever the beam's polarisation. And a beam's helicity can change σₜₒₜ on a spin-zero target only through a parity-violating σ⋅k term. The weak interaction supplies one, and in proton scattering on helium-4 the helicity dependence is measured at a few parts in 10⁷. A Coulomb-range tail denies the forward amplitude, as the hard example shows.
6A spin-orbit force makes h, real in first Born
If V depends on r alone and ignores spin, H commutes with σ, every order of perturbation theory returns a multiple of the identity, and h = 0 exactly. Add a spin-orbit term, H = p²/(2 m) + V(r) + Vₛₒ(r) L⋅S/ħ², with Vₛₒ an energy and m the reduced mass, and take Quantum Mechanics II's first Born amplitude −(m/2πħ²)⟨k′|V|k⟩, quoted. The new step is L e(ik⋅r) = ħ(r × k) e(ik⋅r). With q = k′ − k, ∫ e(−iq⋅r) Vₛₒ(r) r d³r = i q̂ dṼₛₒ/dq and q × k = −k × k′, so hB = (m k² sinθ/(4πħ²q)) dṼₛₒ/dq, real, derived; its units are kg m⁻² × J m⁴/(J² s² m⁻¹) = m. For V = −U e(−r²/b²) and Vₛₒ = −W e(−r²/b²) this gives h/g = (W/U)(k²b²/4) sinθ: zero at both ends, zero as k → 0, where only s waves scatter, and growing as k². In nuclei W/U is of order 0.1: the same coupling splits ¹⁷O's 0d₅/₂ and 0d₃/₂ neutron levels by a measured 5.08 MeV, which is (5/2)|⟨Vₛₒ⟩|, so |⟨Vₛₒ⟩| ≈ 2.0 MeV against a central well some tens of MeV deep.
Key equations
Read the units, assumptions and limits before substituting.
Most general amplitude under rotation and parity
M(k′, k) = g(θ) + i h(θ) σ⋅nn = k × k′/|k × k′|
A 2 × 2 spin matrix carries four complex functions; rotations make them functions of θ and parity removes σ⋅k and σ⋅k′. The i is a convention that makes h real in first Born approximation.
g, h in m (usually fm); σ the Pauli matrices; n the unit normal to the scattering plane, an axial vector. Derived.Non-flip and flip amplitudes, spin quantised along k
⟨↑|M|↑⟩ = ⟨↓|M|↓⟩ = g⟨↓|M|↑⟩ = −h e(iφ), ⟨↑|M|↓⟩ = h e(−iφ)
g keeps the spin component along the beam and h reverses it, with a phase e(iφ) that leaves the flip probability the same at every azimuth.
φ the azimuth of k′ about k; n = (−sinφ, cosφ, 0) for k along z; g and h in m. Derived from σ⋅n = −sinφ σₓ + cosφ σy.Unpolarised cross-section
dσ/dΩ = ½ Tr(M†M) = |g|² + |h|²
No interference term survives, because σ⋅n is traceless: flip and non-flip end in orthogonal spin states. Spin enters the unpolarised rate only at order h².
m² sr⁻¹, with 1 fm² sr⁻¹ = 10 mb sr⁻¹; needs Tr σᵢ = 0 and Tr σᵢσⱼ = 2δᵢⱼ. Derived.The spin-flip amplitude vanishes at the ends
h(0) = h(π) = 0
Only k exists at θ = 0 or π and parity forbids σ⋅k, so M is a multiple of the identity there; QM II's optical theorem then gives σₜₒₜ = (4π/k) Im g(0) whatever the beam's spin.
θ in rad; needs forward and backward amplitudes to exist, as for a short-range force, and then h ∝ sinθ near both ends. Derived.Spin-orbit amplitude in first Born approximation
hB(θ) = (m k² sinθ/(4πħ² q)) dṼₛₒ/dq
Real for any real Vₛₒ(r), so in first Born approximation g and h are relatively real and no polarisation appears. It vanishes identically when Vₛₒ = 0.
m reduced mass in kg; k, q = 2k sin(θ/2) in m⁻¹; Ṽₛₒ(q) = ∫ e(−iq⋅r) Vₛₒ(r) d³r in J m³; hB in m. Derived.Equal-range Gaussian wells, first Born
h/g = (W/U)(k²b²/4) sinθ
Spin dependence grows as k²b²: negligible for slow projectiles, which scatter only in s waves, and equal to g at 90° only when kb reaches 2√(U/W).
V = −U e(−r²/b²), Vₛₒ = −W e(−r²/b²); U, W in J; b in m; k in m⁻¹. Derived.Interactive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Set W/U to zero: the faint |h|² curve drops off the plot and the solid curve lands on the dashed one, because a central force never touches the spin. Then raise kb from 1 to 4: h/g grows as k², yet |h|² still dives to nothing at 0° and 180°.
Live results
- RATIO h/g AT θ
- 0.625
- SPIN-FLIP FRACTION AT θ
- 0.281
- SPIN ROTATION ABOUT n
- -64.0 °
- log₁₀ dσ/dΩ ÷ |g(0)|²
- -2.57
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Momentum times range kb: 2.50; Spin-orbit depth ratio W/U: 0.40; Marker angle θ: 90 °
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The tempting slip is to treat g and i h σ⋅n as two complex numbers that interfere, writing the unpolarised cross-section as |g + ih|² = |g|² + |h|² + 2 Im(gh*) and reading the last term as interference between the central and spin-orbit forces. But M is an operator on spin, and an unpolarised beam averages with density matrix I/2: the cross term carries Tr(σ⋅n), and every Pauli matrix is traceless, so it vanishes. |g + ih|² is the cross-section for one particular spin state, spin up along n; spin down along n gives |g − ih|², and the two average to |g|² + |h|². Physically, quantised along the beam, g leaves the spin as it was and h flips it, and amplitudes that end in orthogonal spin states add as probabilities. The term 2 Im(gh*) is real physics, a left-right asymmetry for a beam polarised along n, but it is not part of the unpolarised rate.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
In first Born approximation a neutron scattering at θ = 50° from a spin-zero nucleus has g = 2.40 fm and h = 0.60 fm. Find dσ/dΩ for an unpolarised beam in mb sr⁻¹, the fraction of neutrons polarised along k that leave with that spin component reversed, and dσ/dΩ for neutrons polarised along +n and along −n.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 4 steps revealed.
- Unpolarised: dσ/dΩ = ½ Tr(M†M) = |g|² + |h|² = 5.76 + 0.36 = 6.12 fm² sr⁻¹. With 1 fm² = 10⁻³⁰ m² = 10 mb, that is 61.2 mb sr⁻¹.
- Spin along k: M|↑⟩ = g|↑⟩ − h e(iφ)|↓⟩, so the reversed fraction is |h|²/(|g|² + |h|²) = 0.36/6.12 = 0.0588, the same at every azimuth φ.
- Spin along ±n is an eigenstate of σ⋅n with eigenvalue ±1, so Mχ = (g ± ih)χ and dσ/dΩ = |g ± ih|² = g² + h² = 6.12 fm² sr⁻¹ for both signs, because g and h are real.
- Checks: the ±n results average to the unpolarised 61.2 mb sr⁻¹, as they must, and h = 0 returns the spinless value |g|² = 57.6 mb sr⁻¹. Dimensions: fm × fm = fm² per steradian.
Answer. 61.2 mb sr⁻¹ unpolarised; 5.9% of spins along k are reversed; 61.2 mb sr⁻¹ for spin along either +n or −n, since real g and h give no left-right difference.
MediumExample 2
Neutrons of 30.0 MeV (laboratory) scatter from carbon-12, spin zero, modelled in first Born approximation by V = −U e(−r²/b²) and Vₛₒ = −W e(−r²/b²) with b = 2.00 fm and W/U = 0.100. At θ = 90° find h/g, the fractional change the spin-orbit term makes to the unpolarised cross-section, and the angle through which the spin of a neutron polarised along k is turned.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Centre of mass: E = 30.0 MeV × 12/13 = 27.69 MeV and mc² = 939.57 MeV × 12/13 = 867.3 MeV, so k = √(2mc²E)/ħc = √(2 × 867.3 × 27.69) MeV/(197.33 MeV fm) = 219.2 MeV/(197.33 MeV fm) = 1.111 fm⁻¹, and kb = 2.221.
- Equal-range Gaussians in first Born approximation: h/g = (W/U)(k²b²/4) sinθ = 0.100 × (4.934/4) × 1 = 0.1234. Both are real and positive for attractive wells.
- Unpolarised: dσ/dΩ = |g|²(1 + (h/g)²) = |g|² × 1.0152, so the spin-orbit term raises the 90° cross-section by 1.5%. Both terms carry e(−k²b²) = 7.2 × 10⁻³ of the forward value.
- With g and h real, M = (g/cos(β/2)) exp(i(β/2)σ⋅n) and tan(β/2) = h/g, a rotation of the spin about n through −β with β = 2 arctan(0.1234) = 14.07°.
- Consistency: the flip probability is sin²(β/2) = h²/(g² + h²) = 0.0150, the same 1.5%. The rate sees h at second order, the spin's direction at first. First Born is only a model for wells this deep; the g + ih σ⋅n form itself is exact.
Answer. h/g = 0.123 at 90°; the unpolarised cross-section rises by only 1.5%, yet a spin arriving along k is turned through 14.1° about −n in the scattering plane.
HardExample 3
A neutron passing a nucleus of charge Ze sees the field −v × E/c², and −μ⋅B for its moment κμN σ, κ = −1.913 (measured), is the term Vₛₒ(r) L⋅S/ħ² with Vₛₒ = −κZαħc ħ²/(mₚ m c² r³), m the reduced mass, all quoted. For 10 keV neutrons on ²⁰⁸Pb find h(θ) in first Born approximation, compare it at θ = 10° with the nuclear amplitude g = −9.5 fm, and explain why h does not vanish as θ → 0.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Write Vₛₒ = C/r³ with C = −κZαħc ħ²/(mₚ m c²). Its transform diverges logarithmically, but the integral needed is finite: ∫ e(−iq⋅r)(r/r³) d³r = −4πi q/q², the transform of −∇(1/r); matching it to i q̂ dṼₛₒ/dq gives dṼₛₒ/dq = −4πC/q.
- Into hB = (m k² sinθ/(4πħ² q)) dṼₛₒ/dq: h = −mCk² sinθ/(ħ²q²). With q² = 2k²(1 − cosθ) and sinθ/(1 − cosθ) = cot(θ/2), h = −(mC/2ħ²) cot(θ/2) = (κZαħc/(2 mₚ c²)) cot(θ/2). The reduced mass and k cancel.
- Numbers: αħc/mₚ c² = 1.43996 MeV fm/938.272 MeV = 1.5347 × 10⁻³ fm, so h = (−1.913 × 82 × 1.5347 × 10⁻³/2) cot(θ/2) fm = −0.1204 cot(θ/2) fm, a length as an amplitude must be, zero at θ = π as the symmetry demands, and the same at every energy.
- At θ = 10°: cot 5° = 11.43, h = −1.376 fm and |h|² = 1.89 fm² against |g|² = 90.3 fm², so the flip part is 2.1% of |g|² and dσ/dΩ = 92.1 fm² sr⁻¹ = 921 mb sr⁻¹. |h| overtakes |g| once cot(θ/2) = 9.5/0.1204 = 78.9, at θ = 1.45°.
- h(0) = 0 needs a forward amplitude, and the 1/r³ tail makes Ṽₛₒ singular at q = 0. Atomic electrons screen the charge beyond a = 0.885a₀Z(−1/3) = 1.08 × 10⁻¹¹ m (quoted), so h turns over and vanishes for q ≲ 1/a: with k = 2.19 × 10¹³ m⁻¹, θ ≲ 1/(ka) = 4.2 × 10⁻³ rad, 0.24°.
Answer. h(θ) = (κZαħc/(2 mₚ c²)) cot(θ/2) = −0.120 cot(θ/2) fm for lead, independent of energy; at 10° h = −1.38 fm, 2.1% of |g|² in the rate. Screening restores h → 0 within about 0.24° of forward.
Quick check
Select an answer and explain it before checking.
Review & continue
For a spin-half particle scattering from a spin-zero target, the amplitude is the 2 × 2 spin matrix M = g(θ) + i h(θ) σ⋅n, where g leaves the spin alone, h acts through the spin component along the normal n to the scattering plane, and an unpolarised beam scatters with dσ/dΩ = |g|² + |h|².
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.