
Advanced Quantum Mechanics course sequence · Interactive lesson
Emission and absorption matrix elements: √n and √(n + 1)
Every radiative rate in this unit begins with two numbers, √n and √(n + 1). This topic derives them from one mode of the quantised field, turns them into dipole matrix elements, and shows where Quantum Mechanics II's semiclassical theory was right all along, and the one place it was not.
UAQM-12.01 · Lesson 1 of 9 in this unit. Position is not a completion score.Build the model
Absorption counts the photons present; emission counts them plus one.
The key idea
The emission and absorption matrix elements are the first-order amplitudes of the A⋅p coupling that take an atom with n photons in one mode to its other level with n + 1 or n − 1 photons: √(n + 1) and √n times atomic factors that are complex conjugates of each other.
Example. Hydrogen 1s and 2p in a Lyman α mode holding 8 photons: the 2p atom emits with amplitude √9 = 3 units of ℰ|ε⋅dba| and the 1s atom absorbs with √8 = 2.83 units, so emission is 9/8 as probable. Empty the mode and emission keeps 1 unit; absorption has none.
The complete physical model and assumptions
Quantum Mechanics II drove atoms with a classical wave and got absorption and stimulated emission right, yet an excited atom left alone never decayed. Quantise the field and the asymmetry appears in one line. Unit 11's coupling (e/m)A⋅p is linear in the mode operators, and the norms of a|n⟩ and a†|n⟩ are √n and √(n + 1), so between atomic levels dressed with n photons of one mode the absorption amplitude carries √n and the emission amplitude √(n + 1), times atomic factors that are complex conjugates of each other, all derived. In the dipole approximation, with Quantum Mechanics II's pba = i m ωba rba, both become √(n + s) ℰ|ε⋅dba|, the field per photon times the transition dipole projected on the polarisation, with s = 0 for absorption and 1 for emission. Emission is then stimulated, n, plus spontaneous, 1, and the 1 is the commutator [a, a†] = 1: it survives in the vacuum, which is why an undriven atom radiates. Give the mode the energy of a classical wave, E₀ = 2√n ℰ, and the semiclassical amplitudes return, missing only that 1, a relative 1/n. The model stops at first order in e and at a single mode. One mode alone trades energy with the atom reversibly; a decay rate needs the continuum of empty modes (12.02); a vanishing ε⋅dba hands the line to the next multipole (12.04); and the energy-violating terms of A⋅p, with the A² term, act only at second order (12.06, 12.09).
1Only one term of A connects each pair of states
SI units throughout, electron charge −e; no four-vector is needed here, and where one appears the metric is (+, −, −, −). Unit 11's Coulomb-gauge Hamiltonian, quoted, couples atom and field at first order in e through H₁ = (e/m)A⋅p, and one mode of its vector potential is A = √(ħ/(2ε₀ωV))[εa e(ik⋅r) + ε*a† e(−ik⋅r)]. Take product states |a, n⟩, the atom in its lower level a or upper level b with n photons in the mode. The a term lowers n by one and the a† term raises it, so each matrix element picks exactly one of them. Two pairings conserve energy at resonance: a with the atom going up, absorption, and a† with it coming down, emission. The other two, atom up while a photon is created or down while one is destroyed, are non-zero but miss energy by ħ(ω + ωba); they give no first-order rate and return at second order, in the level shift and in light scattering. The A² term, order e², moves n by 0 or 2 and cannot make a one-photon transition at first order, while the spin term −μ⋅B is linear in a and a† and inherits the same factors (12.04).
2The ladder factors, and the 1 the commutator leaves
The norms do the work: ‖a|n⟩‖² = ⟨n|a†a|n⟩ = n, while ‖a†|n⟩‖² = ⟨n|aa†|n⟩ = n + 1, and the difference is [a, a†] = 1. With Quantum Mechanics I's phases, a|n⟩ = √n|n − 1⟩ and a†|n⟩ = √(n + 1)|n + 1⟩, so the absorption amplitude ⟨b, n − 1|H₁|a, n⟩ carries √n and the emission amplitude ⟨a, n + 1|H₁|b, n⟩ carries √(n + 1), derived. Because k⋅ε = 0, e(ik⋅r) commutes with ε⋅p, and hermiticity then makes the two atomic factors exact complex conjugates. So |Mₑₘ|²/|Mabs|² = (n + 1)/n with no multipole approximation at all: the ratio is a statement about the field alone. Nor does it need a number state. Summed over final field states, an absorption probability goes as Σ|⟨f|a|ψ⟩|² = ⟨a†a⟩ = n̄ and an emission probability as ⟨aa†⟩ = n̄ + 1, whether the field is a laser's coherent state, a thermal mixture or anything else with mean occupation n̄. Topic 12.03 feeds the thermal n̄ into exactly these two factors.
3The dipole approximation turns p into r
Across an atom e(ik⋅r) is close to 1: for Lyman α at 121.6 nm, ka₀ = 2.7 × 10⁻³. The first correction, i k⋅r, has the opposite parity to the dipole term and cannot connect the same pair of states, so setting e(ik⋅r) = 1 errs at relative order (ka₀)² ≈ 10⁻⁵, unless ε⋅dba vanishes and the corrections are all that is left (12.04). Quantum Mechanics II's identity pba = i m ωba rba, quoted, from [r, Hₐₜₒₘ] = iħp/m, then gives (e/m)√(ħ/(2ε₀ωV))|ε⋅pba| = e ωba √(ħ/(2ε₀ωV))|ε⋅rba|. On resonance, ω = ωba, this is ℰ|ε⋅dba| with ℰ = √(ħω/(2ε₀V)) and dba = −e⟨b|r|a⟩, so |M| = √(n + s) ℰ|ε⋅dba|. Off resonance the A⋅p form keeps a factor ωba/ω, which is 1 on the energy shell, where every golden-rule rate evaluates it. Dimensions: V m⁻¹ × C m = J. For hydrogen 1s to 2p, |dba| = 6.32 × 10⁻³⁰ C m; in a 1.0 cm³ mode ℰ = 0.304 V m⁻¹, so the vacuum amplitude ℰ|dba| = 1.92 × 10⁻³⁰ J is ħ × 1.8 × 10⁴ s⁻¹.
4Stimulated and spontaneous: the n and the 1
Split the emission probability as |Mₑₘ|² = n ℰ²|ε⋅dba|² + ℰ²|ε⋅dba|². The first part grows with the photons already present, and its photon enters the same mode, with the same k and ε, as theirs: stimulated emission, the coherent amplification a laser runs on. The second part ignores what the mode holds and survives at n = 0. That is the result Quantum Mechanics II could not reach. Its semiclassical atom, with no applied field, has no perturbation at all, so an excited stationary state stays excited for ever, and Einstein's A had to be added through detailed balance. Here the excited atom has amplitude ℰ|ε⋅dba| to emit into every empty mode with ε⋅dba ≠ 0, written into the Hamiltonian. One mode alone does not make a decay, though: Unit 11's one-mode solution passes the energy back and forth at the vacuum Rabi frequency 2g, with g = ℰ|ε⋅dba|/ħ. An irreversible decay at a fixed rate needs the continuum of empty modes, which topic 12.02 sums with the golden rule and 12.05 treats exactly.
5Many photons: the classical field comes back
Give the mode the energy of a classical wave of amplitude E₀: nħω = ε₀E₀²V/2, so E₀ = 2√n ℰ, and a coherent state's mean field has exactly this amplitude with n replaced by n̄. Quantum Mechanics II's perturbation eE₀ ε⋅r cos ωt splits into halves rotating as e(−iωt) and e(+iωt), and each has a matrix element of size (E₀/2)|ε⋅dba| = √n ℰ|ε⋅dba|. The first is the quantised absorption amplitude exactly; the second is the stimulated part of emission, short only of the 1. So the semiclassical theory is not wrong but a limit: the emission probabilities differ by the factor (n + 1)/n, an excess of 1/n. For a 1.0 kV m⁻¹ wave at 780 nm in a 1.0 cm³ mode, n = 1.7 × 10⁷ and 1/n = 5.8 × 10⁻⁸. That 1/n counts only this mode; spontaneous emission into all the other, empty modes is a separate channel, summed in 12.02. At the other end, e → 0 sends every amplitude to zero, the free-field limit, because each is first order in e.
6Measured: Rabi frequencies in the ratio √(n + 1)
The cleanest test isolates one mode. The pair |b, n⟩ and |a, n + 1⟩ is coupled by Mₑₘ = ħg√(n + 1). Dropping the energy-violating couplings that lead out of the pair, the rotating-wave approximation, which costs only of order g/ω ≈ 5 × 10⁻⁷ here, the two-state solution, quoted from Unit 11, gives Pb(t) = cos²(g√(n + 1) t): the population oscillates at 2g√(n + 1). A classical wave of equal energy gives 2g√n instead. In 1996 Brune and co-workers in Paris sent circular Rydberg atoms, on a 51.1 GHz transition, through a superconducting cavity. With the cavity empty the atoms oscillated at 2g/2π ≈ 47 kHz, the vacuum Rabi frequency, where a semiclassical atom would not have moved. With a weak coherent field injected, the signal broke into discrete Fourier components at 47√2 = 66.5, 47√3 = 81.4 and 2 × 47 = 94 kHz, weighted by the field's photon-number distribution: the √(n + 1) of the emission amplitude, read one photon number at a time.
Key equations
Read the units, assumptions and limits before substituting.
One-mode coupling at first order in e
H₁ = (e/m)√(ħ/(2ε₀ωV)) [a e(ik⋅r) ε⋅p + a† e(−ik⋅r) ε*⋅p]
Quoted from Unit 11's Coulomb-gauge Hamiltonian. The A² term is order e² and moves n by 0 or 2, so it makes no one-photon transition at this order.
Electron charge −e, mass m in kg; ω in s⁻¹; V in m³; ε the unit polarisation, k⋅ε = 0; H₁ in JAbsorption amplitude
⟨b, n − 1|H₁|a, n⟩ = (e/m)√(ħ/(2ε₀ωV)) √n ⟨b|e(ik⋅r) ε⋅p|a⟩
Derived from a|n⟩ = √n|n − 1⟩. It vanishes at n = 0: an empty mode has nothing to give.
a the lower and b the upper atomic level, n photons in the mode; the amplitude is an energy in JEmission amplitude
⟨a, n + 1|H₁|b, n⟩ = (e/m)√(ħ/(2ε₀ωV)) √(n + 1) ⟨a|e(−ik⋅r) ε*⋅p|b⟩
Derived from a†|n⟩ = √(n + 1)|n + 1⟩. Hence |Mₑₘ|²/|Mabs|² = (n + 1)/n exactly, at every multipole order.
Same units. Its atomic factor is the complex conjugate of the absorption one, since H₁ is Hermitian and k⋅ε = 0Dipole form on resonance
|M| = √(n + s) ℰ|ε⋅dba|, with ℰ = √(ħω/(2ε₀V)) and s = 0 absorbing, 1 emitting
Derived with e(ik⋅r) ≈ 1 and Quantum Mechanics II's pba = i m ωba rba, quoted. Hydrogen 1s to 2p: |dba| = 0.7449 e a₀ = 6.32 × 10⁻³⁰ C m.
ℰ the field per photon in V m⁻¹; dba = −e⟨b|r|a⟩ in C m; ω = ωba in s⁻¹; V m⁻¹ × C m = JStimulated plus spontaneous
|Mₑₘ|² = n ℰ²|ε⋅dba|² + ℰ²|ε⋅dba|²
Derived. The 1 is [a, a†] = 1 and survives with the field in its vacuum; summed over every empty mode it becomes topic 12.02's A coefficient.
First term stimulated: the photon joins the n already in the mode. Second term spontaneous, independent of n. Both in J²The classical wave of equal energy
E₀ = 2√n ℰ, from nħω = ε₀E₀²V/2
Derived. Quantum Mechanics II's amplitude eE₀|ε⋅rba|/2 is then √n ℰ|ε⋅dba| for absorption and emission alike, so it misses only the 1: a 1/n correction.
E₀ the amplitude of the classical wave in V m⁻¹; for a coherent state n is the mean n̄Interactive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Set n = 0: the dashed atom never leaves the excited state, while the quantised one hands its energy to the empty mode and takes it back every 21 μs. Raise n to 20: the bars nearly match and the curves keep step for several cycles. Turn θ to 90° and even the spontaneous 1 is gone.
Live results
- EMISSION RABI 2g√(n+1)/2π
- 66.5 kHz
- CLASSICAL RABI 2g√n/2π
- 47.0 kHz
- SPONTANEOUS SHARE 1/(n+1)
- 50.0 %
- EMISSION |M|²/(ℰ|d|)²
- 2.00
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Photons in the mode n: 1; Angle θ between ε and dba: 0 °
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
‘Spontaneous emission is just stimulated emission driven by the vacuum's zero-point field.’ The vacuum does carry a fluctuating field, ⟨0|E²|0⟩ = ℰ² per mode, but treating it as a classical random field fails twice. A classical field drives upward and downward transitions with equal strength, so the vacuum would excite ground-state atoms as fast as it de-excites excited ones; in fact a|0⟩ = 0 and absorption from the vacuum is exactly zero. And the count is wrong: half a quantum per mode would give n + ½ for both processes, where the operators give n for absorption and n + 1 for emission. The 1 is the commutator [a, a†] = 1, entering through the order aa†. Analyses that symmetrise the operator order, quoted and not derived, find vacuum fluctuations supply half the spontaneous rate and radiation reaction the other half, and that for a ground-state atom the two cancel.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
A hydrogen atom sits in one running-wave mode of a periodic box of volume V = 1.0 × 10⁻¹² m³, tuned to Lyman α (121.6 nm, ħω = 10.20 eV) and polarised along z. The mode holds n = 3 photons. Find the absorption matrix element for the atom in 1s, the emission matrix element for the atom in 2p with m = 0, and the share of the emission probability that is spontaneous.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Field per photon: ℰ = √(ħω/(2ε₀V)) = √(1.634 × 10⁻¹⁸ J ÷ (2 × 8.854 × 10⁻¹² F m⁻¹ × 1.0 × 10⁻¹² m³)) = 304 V m⁻¹.
- Atomic factor, quoted from Quantum Mechanics II: |⟨2p, m = 0|z|1s⟩|² = (2¹⁵/3¹⁰)a₀², so |ε⋅dba| = 0.7449 e a₀ = 6.32 × 10⁻³⁰ C m. The dipole approximation is safe, with ka₀ = 2.7 × 10⁻³.
- One unit of coupling is ℰ|ε⋅dba| = 304 V m⁻¹ × 6.32 × 10⁻³⁰ C m = 1.92 × 10⁻²⁷ J; V m⁻¹ × C m = J, as an energy must be.
- Absorption from 1s: |Mabs| = √3 × 1.92 × 10⁻²⁷ J = 3.32 × 10⁻²⁷ J. Emission from 2p: |Mₑₘ| = √4 × 1.92 × 10⁻²⁷ J = 3.84 × 10⁻²⁷ J. Divided by ħ these are 3.15 × 10⁷ s⁻¹ and 3.64 × 10⁷ s⁻¹.
- Probabilities go as |M|², so emission wins by 4/3. Of its 4 units, 3 are stimulated, a photon added to the occupied mode, and 1 is spontaneous: 25%. Limit check: empty the mode and absorption vanishes while 1.92 × 10⁻²⁷ J of emission amplitude remains.
Answer. |Mabs| = 3.32 × 10⁻²⁷ J and |Mₑₘ| = 3.84 × 10⁻²⁷ J; emission is 4/3 as probable, and 25% of it is spontaneous.
MediumExample 2
A classical wave of amplitude E₀ = 2.0 V m⁻¹ at 589.0 nm fills one running-wave mode of quantisation volume V = 5.0 × 10⁻⁷ m³. Find the mean photon number it corresponds to, show that Quantum Mechanics II's absorption amplitude equals the quantised one, and find by how much quantised emission into this mode exceeds the semiclassical prediction. Below what amplitude does the spontaneous term pass 10% of the stimulated one?
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 4 steps revealed.
- Energy matching: n̄ħω = ε₀E₀²V/2. With ħω = hc/λ = 3.373 × 10⁻¹⁹ J and ε₀E₀²V/2 = 8.854 × 10⁻¹⁸ J, n̄ = 26.3. Equivalently E₀ = 2√n̄ ℰ, with ℰ = √(ħω/(2ε₀V)) = 0.195 V m⁻¹.
- Semiclassical: the e(−iωt) half of eE₀ ε⋅r cos ωt has matrix element eE₀ ε⋅rba/2, of size (E₀/2)|ε⋅dba| = √n̄ ℰ|ε⋅dba|, which is the quantised absorption amplitude exactly. Absorption and stimulated emission were always classical physics.
- Quantised emission goes as n̄ + 1 and semiclassical as n̄: the ratio is 27.3/26.3 = 1.038, an excess of 1/n̄ = 3.8%, all of it spontaneous emission into this one mode.
- The spontaneous term passes 10% of the stimulated one when 1/n̄ exceeds 0.10, so n̄ below 10 and E₀ below 2√10 × 0.195 V m⁻¹ = 1.23 V m⁻¹. Limit check: as E₀ → 0 semiclassical emission vanishes, while the quantised one stays at ℰ²|ε⋅dba|².
Answer. n̄ ≈ 26; both amplitudes are √n̄ ℰ|ε⋅dba|; quantised emission exceeds semiclassical by 3.8%, and the spontaneous term passes 10% of the stimulated one below E₀ ≈ 1.2 V m⁻¹.
HardExample 3
Circular Rydberg atoms on a 51.1 GHz transition cross a superconducting cavity with a measured vacuum Rabi frequency 2g/2π = 47 kHz. Using the emission amplitude ħg√(n + 1), predict the oscillation frequencies for n = 0 to 3 and compare a classical wave of equal energy. A coherent field with n̄ = 0.85 is then injected: give the weight of each frequency, and the single frequency a classical wave of that mean energy would show.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- The resonant pair |b, n⟩ and |a, n + 1⟩ is coupled by Mₑₘ = ħg√(n + 1), with g = ℰ|ε⋅dba|/ħ. Dropping the couplings out of the pair, which miss energy by about 2ħω (the rotating-wave approximation, g/ω ≈ 5 × 10⁻⁷ here), the two-state solution, quoted from Unit 11, gives Pb(t) = cos²(g√(n + 1) t), which oscillates at 2g√(n + 1).
- Quantised field: 47√(n + 1) kHz = 47.0, 66.5, 81.4 and 94.0 kHz for n = 0, 1, 2, 3. With g = π × 47 × 10³ s⁻¹ = 1.48 × 10⁵ s⁻¹, the vacuum term alone empties the excited state at t = π/(2g) = 10.6 μs.
- Classical wave with E₀ = 2√n ℰ: the Rabi frequency is |ε⋅dba|E₀/ħ = 2g√n, giving 0, 47.0, 66.5 and 81.4 kHz. Every line sits one rung lower, and at n = 0 nothing oscillates.
- A coherent state is a Poisson superposition, P(n) = e(−n̄) n̄ⁿ/n! = 0.427, 0.363, 0.154 and 0.044 for n = 0 to 3, so the signal is a sum of components at 47.0, 66.5, 81.4 and 94.0 kHz with those weights, beating against one another.
- A classical wave of mean energy n̄ħω has amplitude 2√n̄ ℰ and one Rabi frequency, 2g√n̄ = 47√0.85 kHz = 43.3 kHz, a line the quantised atom never shows. Brune and co-workers' 1996 data had discrete components in the ratios √2, √3 and 2 to the vacuum line.
Answer. Quantised: 47.0, 66.5, 81.4 and 94.0 kHz, weighted 0.43, 0.36, 0.15 and 0.04 at n̄ = 0.85. Classical: 0, 47.0, 66.5 and 81.4 kHz, or one 43.3 kHz line for the coherent field.
Quick check
Select an answer and explain it before checking.
Review & continue
The emission and absorption matrix elements are the first-order amplitudes of the A⋅p coupling that take an atom with n photons in one mode to its other level with n + 1 or n − 1 photons: √(n + 1) and √n times atomic factors that are complex conjugates of each other.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.