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Advanced Quantum Mechanics course sequence · Interactive lesson

Dirac solutions at rest: positive and negative energy

This is where the Dirac equation is first solved rather than built, and the answer is a shock: of its four solutions at rest, two have energy −mc². We find and label all four exactly, then show by counting dimensions and by watching a current beat why none can be thrown away, while saying nothing about what they mean until Unit 8.

UAQM-04.05 · Lesson 5 of 9 in this unit. Position is not a completion score.
Starting model: Dirac solutions at rest: positive and negative energyLeft: the rest levels E = ±mc², each doubly degenerate, with bars giving the probability of each energy in the spinor aψ⁽¹⁾ + b e^(iδ)ψ⁽³⁾, here P₊ = 0.90 and P₋ = 0.10. Right: the current j_z/ρ = cψ†α_zψ/ψ†ψ over 12 × 10⁻²¹ s, beating at 2mc²/ħ = 1.55 × 10²¹ rad s⁻¹ between dashed envelopes at ±0.60 c. The bars never move with time; only the interference term does.+mc²P₊ = 0.90 in ψ⁽¹⁾gap 1.022 MeV−mc²P₋ = 0.10 in ψ⁽³⁾jz/ρ from −c to +c+ct from 0 to 12 × 10⁻²¹ s
Start with a picture. Change the model in the lab below.
1

Build the model

At p = 0 the Dirac Hamiltonian is a single matrix, and half its eigenvalues are negative.

The key idea

A Dirac solution at rest is a spatially uniform four-component spinor obeying iħ ∂ψ/∂t = βmc²ψ; there are four independent ones, two with energy +mc² and two with −mc², each pair labelled spin up and spin down by Σz.

Example. For an electron in a box of volume V, ψ⁽¹⁾ = (1, 0, 0, 0)ᵀ e(−imc²t/ħ)/√V has E = +0.511 MeV and Sz = +ħ/2, its phase turning at 7.76 × 10²⁰ rad s⁻¹, while ψ⁽⁴⁾ = (0, 0, 0, 1)ᵀ e(+imc²t/ħ)/√V has E = −0.511 MeV and Σz = −1.

The complete physical model and assumptions

Set p = 0 in Dirac's Hamiltonian H = cα⋅p + βmc² and only one matrix survives, so the free particle at rest is solved by diagonalising β. Because β² = 1 its eigenvalues are ±1, and because topic 4.02 proved it traceless they come two and two: the rest energies are +mc² twice and −mc² twice, and in the Dirac representation, where β is diagonal, the solutions are the four unit columns times e(∓imc²t/ħ). Σz, the Pauli σz copied into both diagonal blocks, commutes with β and splits each degenerate pair into spin up and spin down; stripped of its rest-energy phase, the upper pair is exactly the Pauli spinor of non-relativistic quantum mechanics, which is the check that the construction is right. The trouble is the lower pair. The positive-energy spinors span two of four dimensions, so the projector (1 + β)/2 has rank 2: an arbitrary initial spinor, or any perturbation built from the odd matrices αᵢ, which make up the current and the coupling to a vector potential, lands partly on the negative pair, and a superposition of both signs makes the current beat at 2mc²/ħ = 1.55 × 10²¹ rad s⁻¹. The solutions are exact; what stops here is their reading. The full free spectrum, −√(p²c² + m²c⁴) included, is unbounded below, so a one-particle theory that couples to radiation has no floor to stop at, and these states are kept as mathematics until Unit 8 reinterprets them.

1At rest only β survives

Units are SI with ħ and c kept, and the metric is diag(+1, −1, −1, −1) with xμ = (ct, x), as throughout this course. Put the particle in a box of volume V with periodic walls, so that the p = 0 mode is a normalisable, spatially uniform spinor ψ = χ(t)/√V. The momentum operator −iħ∇ annihilates it, the term cα⋅p drops out of H = cα⋅p + βmc², and Dirac's equation becomes iħ dχ/dt = βmc²χ: four first-order equations with constant coefficients and no spatial derivative left. Because β² = 1, the series for exp(−iβθ) splits into even and odd powers, cos θ − iβ sin θ, so χ(t) = [cos(mc²t/ħ) − iβ sin(mc²t/ħ)] χ(0) for every initial χ(0), derived in any representation. Dimensions check: mc²t/ħ is J × s ÷ J s, a pure number, and ψ†ψ = χ†χ/V is a density in m⁻³, as topic 4.04's ρ must be.

2Two energies, each taken twice

Stationary states are eigenvectors of β, and the algebra alone fixes the spectrum. β² = 1 forces every eigenvalue λ to obey λ² = 1, so λ = ±1, and topic 4.02 showed Tr β = 0, so in four dimensions each sign occurs twice. The rest energies are +mc² twice and −mc² twice, derived without writing a matrix element. In the Dirac representation β = diag(1, 1, −1, −1), its eigenvectors are the unit columns e⁽ʳ⁾, and the solutions are ψ⁽ʳ⁾ = e⁽ʳ⁾ e(−imc²t/ħ)/√V for r = 1, 2 and e⁽ʳ⁾ e(+imc²t/ħ)/√V for r = 3, 4: one rate, mc²/ħ = 7.76 × 10²⁰ rad s⁻¹ for the electron, in opposite senses. With the measured mc² = 0.51099895 MeV = 8.187 × 10⁻¹⁴ J the two pairs sit 2mc² = 1.022 MeV apart with nothing between them; for the proton the gap is 1.877 GeV. Unit 8 ties this gap to the measured 1.022 MeV threshold for a photon to make an electron-positron pair near a nucleus; here that is quoted only as the number to watch.

3Σz splits each pair into spin up and spin down

A doubly degenerate energy does not fix a state; a second operator that commutes with H must. Σz = diag(σz, σz), σz copied into both diagonal blocks, commutes with β because block-diagonal matrices multiply block by block and each block of β is ±1 times the identity. Its eigenvalue is +1 on ψ⁽¹⁾ and ψ⁽³⁾ and −1 on ψ⁽²⁾ and ψ⁽⁴⁾, and since S = (ħ/2)Σ obeys [Sₓ, Sy] = iħSz blockwise, these are spin up and spin down along z with Sz = ±ħ/2, derived. At rest Σₓ and Σy commute with βmc² too, so any axis n̂ serves: put eigenspinors of σ⋅n̂ in both blocks. That freedom is special to p = 0; topic 4.07 shows Σ is no longer conserved once p ≠ 0. The non-relativistic check is exact: strip the rest-energy phase e(−imc²t/ħ) from ψ⁽¹⁾ and ψ⁽²⁾ and their upper halves are the Pauli spinors (1, 0) and (0, 1) of a spin-half particle at rest. The label does not yet say which physical spin the negative pair carries; Unit 8 settles that.

4Upper and lower are a choice of basis

In the Dirac representation positive energy means the upper two components, but only because β is diagonal there. The Weyl representation of topic 4.02, in the convention β = [[0, 1], [1, 0]] and αᵢ = diag(−σᵢ, σᵢ) in 2 × 2 blocks, is reached by ψW = UψD with U = (1/√2)[[1, −1], [1, 1]]. Applying U to the rest solutions gives (χ, χ)/√2 for E = +mc² and (−χ, χ)/√2 for E = −mc², with χ = (1, 0) or (0, 1); check the first directly, since β swaps the halves and leaves (χ, χ) as it was. Both halves are now nonzero, so a vanishing lower half no longer marks positive energy, yet the energies, Tr Λ₊ = 2 and the spin labels are unchanged, the last because U has blocks proportional to the identity and so commutes with Σz. The representation-free statement of positive energy at rest is Λ₊ψ = ψ with Λ₊ = (1 + β)/2, never that the lower half vanishes. Unit 5 reads the two Weyl halves as the two chiralities.

5Two spinors cannot span four dimensions

Λ₊ = (1 + β)/2 and Λ₋ = (1 − β)/2 are projectors with Λ₊ + Λ₋ = 1 and Tr Λ₊ = (4 + Tr β)/2 = 2: the positive-energy pair fills a two-dimensional subspace of a four-dimensional space. A first-order equation accepts any column in C⁴ as its initial value, and P₊ = ψ†Λ₊ψ/ψ†ψ equals 1 only if Λ₋ψ = 0; in the Dirac representation (1, 0, 1, 0)ᵀ/√2, one of the two eigenvectors of αz with eigenvalue +1, has P₊ = P₋ = 1/2. Sort matrices by how they treat β to see that this is generic. Even ones such as 1, β and Σ commute with it and keep the two energy signs apart; the odd αᵢ anticommute with it and swap them, so αz e⁽¹⁾ = e⁽³⁾ and αₓ e⁽¹⁾ = e⁽⁴⁾. The αᵢ build topic 4.04's current and the coupling −qcα⋅A of topic 4.09, so a perturbation W acting on ψ⁽¹⁾ mixes in ψ⁽³⁾ with Quantum Mechanics II's first-order amplitude ⟨ψ⁽³⁾|W|ψ⁽¹⁾⟩/(2mc²). A 1.0 keV matrix element gives 9.8 × 10⁻⁴ in amplitude and 9.6 × 10⁻⁷ in probability: small because 2mc² is large, but never zero.

6Both signs together: the current beats at 2mc²/ħ

Take ψ = aψ⁽¹⁾ + b e(iδ)ψ⁽³⁾ with a and b real and a² + b² = 1. The density ρ = 1/V never changes, and neither do the populations a² and b², because the free H = βmc² drives no transitions. But jz = cψ†αzψ = 2c Re(ψ₁*ψ₃ − ψ₂*ψ₄) multiplies two phases running in opposite senses, and jz/ρ = 2abc cos(2mc²t/ħ + δ). It oscillates at the difference of the two rest frequencies, 2mc²/ħ = 1.55 × 10²¹ rad s⁻¹, a period πħ/mc² = 4.05 × 10⁻²¹ s for the electron. Three checks hold. Dimensions: c/V is m s⁻¹ × m⁻³ = m⁻² s⁻¹, a current density. The single-sign limit b = 0 gives jz = 0, the group velocity pc²/E = 0 of a particle at rest. And |jz/ρ| never exceeds c, reaching it at a = b, where ψ(0) is the αz eigenvector of the last section. A state at rest whose density stays uniform while its current swings back and forth at 1.55 × 10²¹ rad s⁻¹ is the seed of the Zitterbewegung that Unit 8 interprets; here it is only derived.

2

Key equations

Read the units, assumptions and limits before substituting.

Dirac equation at rest

iħ ∂ψ/∂t = βmc² ψ

One matrix is left, so the rest problem is diagonalising β; no spatial derivative remains.

p = 0 removes cα⋅p; m in kg, c in m s⁻¹, ħ in J s; β is a dimensionless 4 × 4 matrix, so βmc² is in J

Rest energies

E = +mc² (twice) and E = −mc² (twice)

Derived from the algebra in any representation: the gap 2mc² = 1.022 MeV belongs to β, not to a choice of basis.

β² = 1 gives eigenvalues ±1, Tr β = 0 gives two of each; electron mc² = 0.511 MeV = 8.19 × 10⁻¹⁴ J

The four rest solutions (Dirac representation)

ψ⁽ʳ⁾(t) = e⁽ʳ⁾ e(−iεᵣ mc²t/ħ) / √V

Valid where β = diag(1, 1, −1, −1). Each phase turns at mc²/ħ = 7.76 × 10²⁰ rad s⁻¹ for the electron, the negative pair the other way.

e⁽ʳ⁾: unit column, 1 in row r; εᵣ = +1 for r = 1, 2 and −1 for r = 3, 4; box volume V in m³, ψ in m(−3/2)

Spin label at rest

[Σz, βmc²] = 0, with Σz = diag(σz, σz)

In the Dirac representation both are block-diagonal with commuting blocks, and a commutator that vanishes in one basis vanishes in all, so each degenerate pair splits into spin up and spin down.

Σz dimensionless, eigenvalue +1 for r = 1, 3 and −1 for r = 2, 4; Sz = (ħ/2)Σz in J s

Energy projectors at rest

Λ₊ = (1 + β)/2 and Λ₋ = (1 − β)/2

P₊ = ψ†Λ₊ψ/ψ†ψ. Rank 2 means the positive-energy pair spans half the space; any ψ with Λ₋ψ ≠ 0 needs the other pair.

Dimensionless 4 × 4; Λ₊ + Λ₋ = 1, Λ₊Λ₋ = 0, Tr Λ₊ = Tr Λ₋ = 2

The beat in the current

jz/ρ = 2c √(P₊P₋) cos(2mc²t/ħ + δ)

Populations stay fixed; only the interference term moves, at 2mc²/ħ = 1.55 × 10²¹ rad s⁻¹. It vanishes for a state of one energy sign.

ψ = aψ⁽¹⁾ + b e(iδ)ψ⁽³⁾, a and b real, P₊ = a², P₋ = b²; jz = cψ†αzψ in m⁻² s⁻¹, δ in rad
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

0.10
0 to 1; steps of 0.05.
0 °
0 to 360 °; steps of 15.
2.00 zs
0 to 12 zs; steps of 0.25.

Try this. Set P₋ to 0 and the curve lies flat: a positive-energy state at rest carries no current, as pc²/E = 0 demands. At P₋ = 0.50 and phase 0° it starts at +c, since ψ(0) = (1, 0, 1, 0)ᵀ/√2 is an αz eigenvector; drag t and the bars stay put while the current swings once every 4.05 × 10⁻²¹ s.

Live results

P(E = +mc²)
0.90
⟨H⟩
0.409 MeV
BEAT AMPLITUDE 2√(P₊P₋)
0.60 c
jz/ρ AT TIME t
-0.60 c

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Advanced Quantum Mechanics modelLeft: the rest levels E = ±mc², each doubly degenerate, with bars giving the probability of each energy in the spinor aψ⁽¹⁾ + b e^(iδ)ψ⁽³⁾, here P₊ = 0.90 and P₋ = 0.10. Right: the current j_z/ρ = cψ†α_zψ/ψ†ψ over 12 × 10⁻²¹ s, beating at 2mc²/ħ = 1.55 × 10²¹ rad s⁻¹ between dashed envelopes at ±0.60 c. The bars never move with time; only the interference term does.+mc²P₊ = 0.90 in ψ⁽¹⁾gap 1.022 MeV−mc²P₋ = 0.10 in ψ⁽³⁾jz/ρ from −c to +c+ct from 0 to 12 × 10⁻²¹ s
Left: the rest levels E = ±mc², each doubly degenerate, with bars giving the probability of each energy in the spinor aψ⁽¹⁾ + b e(iδ)ψ⁽³⁾, here P₊ = 0.90 and P₋ = 0.10. Right: the current jz/ρ = cψ†αzψ/ψ†ψ over 12 × 10⁻²¹ s, beating at 2mc²/ħ = 1.55 × 10²¹ rad s⁻¹ between dashed envelopes at ±0.60 c. The bars never move with time; only the interference term does.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Negative-energy probability P₋: 0.10; Relative phase δ at t = 0: 0 °; Time t (1 zs = 10⁻²¹ s): 2.00 zs

Baseline 0.10; choose 0 to 1, in steps of 0.05.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The tempting error is to treat the E = −mc² solutions like the rejected root of a quadratic and keep only ψ⁽¹⁾ and ψ⁽²⁾, a two-component theory with the right spin. It fails for a structural reason, not a philosophical one. Λ₊ = (1 + β)/2 has rank 2, so the positive-energy spinors are not complete in the four-dimensional space a first-order equation acts on: the initial spinor (1, 0, 1, 0)ᵀ/√2 has P₋ = 1/2 and no expansion in ψ⁽¹⁾ and ψ⁽²⁾ alone. Nor can the restriction survive dynamics, because the odd matrices αᵢ, from which the current and every coupling to a vector potential are built, carry a positive-energy rest state wholly into the negative pair: αz e⁽¹⁾ = e⁽³⁾. The negative pair stays; Unit 8 changes its interpretation, not its presence.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

A free electron in a periodic box of volume V has zero momentum and, at t = 0, the Dirac-representation spinor ψ(0) = (3, 4i, 0, 12)ᵀ/(13√V). Find the probabilities of E = +mc² and E = −mc², the expectation values ⟨H⟩ in MeV and ⟨Sz⟩, and say how each changes with time.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

MediumExample 2

An electron at rest is prepared in ψ(0) = (√0.9, 0, √0.1, 0)ᵀ/√V, a 10% negative-energy admixture with zero relative phase. Find jz/ρ as a function of time, its amplitude in m s⁻¹, its angular frequency and period, and the amplitude of the resulting back-and-forth displacement of the probability fluid. Check the limit of no admixture.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

A spin-up, positive-energy electron at rest, ψ⁽¹⁾, is subject to a constant uniform perturbation W = w₀αz with w₀ = 5.0 keV. Find the probability that the perturbed state lies in the negative-energy pair, and the shift of its energy, first to lowest order in perturbation theory and then exactly. Check the exact result against a limit you already know.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

A free electron at rest in a periodic box of volume V is prepared at t = 0 in the Dirac-representation spinor ψ(0) = (1, 0, 1, 0)ᵀ/√(2V). Which statement correctly describes its later evolution?
7

Review & continue

A Dirac solution at rest is a spatially uniform four-component spinor obeying iħ ∂ψ/∂t = βmc²ψ; there are four independent ones, two with energy +mc² and two with −mc², each pair labelled spin up and spin down by Σz.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.