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Optional unit · institution-dependent · Interactive lesson

The exchange energy of the electron gas: −0.916/rₛ Ry

Here the Coulomb energy of 10²³ electrons gives up a closed form. We solve Hartree-Fock for jellium outright, shrink the exchange energy to the overlap of two Fermi spheres, then turn the same algebra into the hole every electron carries: it holds exactly one electron, and it is why the energy is negative.

UAQM-15.03 · Lesson 3 of 9 in this unit. Position is not a completion score.
Starting model: The exchange energy of the electron gas: −0.916/r_s RyLeft: the Fermi sphere and its copy shifted by q; electrons in the shared region are the parallel-spin pairs exchanging momentum q. Right: the shared fraction f, which after d³q/q² is also the energy integrand, with area 3/8. At q = 1.00 k_F, f = 0.313; at r_s = 3.93, ε_x = -3.17 eV and E_kin = 1.95 eV.|k| ≤ kF|k − q| ≤ kFq = 1.00 kF: shared fraction f = 0.313overlap fq/2kF, 0 to 1.2area under f = 3/8upper Eₖᵢₙ = 1.95 eV; lower |εₓ| = 3.17 eV
Start with a picture. Change the model in the lab below.

Optional unit · institution-dependent. Units 14 and 15 are the course’s optional extension into open systems and quantum gases. Unit 14 builds on radiation and decay; Unit 15 builds on second quantisation. Keep the fifteen-unit numbering and follow your institution’s required syllabus. Optional work is not a required completion gate.

1

Build the model

One contraction, two Fermi spheres, and a hole that holds exactly one electron.

The key idea

The exchange energy of the electron gas is the Coulomb energy per electron of the Hartree-Fock Fermi sea once the background has cancelled the direct term: it is negative, because antisymmetry keeps electrons of the same spin apart.

Example. Sodium has rₛ = 3.93, so εₓ = −0.916/3.93 Ry = −0.233 Ry = −3.17 eV per electron, larger in size than the kinetic energy of the same Fermi sea, 2.21/3.93² Ry = 1.95 eV.

The complete physical model and assumptions

Jellium's Hartree-Fock problem can be solved exactly, and its solution turns the Coulomb energy of a macroscopic number of electrons into a closed-form number. Translation invariance conserves momentum at every interaction vertex, so the Fock operator built from plane waves is diagonal in k and the plane-wave Fermi sea is self-consistent: a solution, though Overhauser showed it is not the lowest Hartree-Fock state. Its energy has no direct term, because the q = 0 Coulomb term is cancelled by the background, so the whole interaction energy is exchange: one Wick contraction pairing parallel spins whose momenta differ by q, weighted by e²/(ε₀q²) and counted by the overlap of the Fermi sphere with its copy shifted by q. The 1/q² cancels the q² of d³q, the overlap integrates to 3/8, and each electron gains εₓ = −(3/(4π))e²kF/(4πε₀) = −0.916/rₛ Ry. The same contraction gives the pair function: parallel-spin electrons never meet, and the deficit around each holds exactly one electron at any density, so exchange is each electron's pull on its own hole. It is pure statistics weighted by Coulomb, exact to first order in e², and it fades against the kinetic energy as rₛ → 0. It stops where correlation begins: one determinant leaves antiparallel spins blind to each other, and at metallic densities correlation adds roughly a quarter as much again.

1Plane waves solve Hartree-Fock because momentum is conserved

Units are SI, with energies also in rydbergs, Ry = e²/(8πε₀a₀) = 13.606 eV; the theory is non-relativistic, so the course's metric diag(+1, −1, −1, −1) plays no part. Take jellium from topic 15.01 (quoted): plane waves e(ik⋅r)/√V in a box of volume V, with the q = 0 Coulomb term cancelled by the background. Unit 10's Fock matrix (quoted) is Fab = hab + Σⱼ (⟨aj|v|bj⟩ − ⟨aj|v|jb⟩) over occupied spin-orbitals j. Between plane waves ⟨k₁k₂|v|k₃k₄⟩ = (1/V) v(k₁ − k₃) δ(k₁ + k₂, k₃ + k₄), with v(q) = e²/(ε₀q²): translation invariance has become momentum conservation. The direct term needs v(0), which is gone. The exchange term ⟨k′p|v|pk⟩ carries δ(k′ + p, p + k) and equal spins, so it vanishes unless k′ = k. F is diagonal in k, and the plane waves that built it are its eigenstates: self-consistent at once, derived. Overhauser showed that a spin-density-wave determinant lies lower still (named, not derived); this unit keeps the symmetric solution.

2One contraction survives: exchange between parallel spins

From topic 15.01 (quoted), V̂ = (1/2V) Σ v(q) c†(k + q, σ) c†(p − q, σ′) c(p, σ′) c(k, σ), summed over k, p, σ, σ′ and q ≠ 0. On the sea |F⟩, filled for |k| ≤ kF in both spins, Wick's theorem pairs each c† with a c. Pairing c†(k + q, σ) with c(k, σ) is the direct contraction; it needs q = 0, so the Hartree energy of jellium is zero. The only other pairing joins c†(k + q, σ) to c(p, σ′), forcing σ′ = σ and p = k + q at the cost of one fermion sign. So Eₓ = −(1/2V) Σσ Σq v(q) Σₖ n(k) n(k + q), with n(k) = 1 inside the sphere and 0 outside, derived. Three features are already visible. It is negative, because v(q) and the overlap counts are positive. Only parallel spins contribute, so the unpolarised gas gives two equal spin sums. And it is first order in e²: the Hartree-Fock energy of jellium is exactly the free sea's energy plus first-order perturbation theory, nothing more.

3Two Fermi spheres, and the integral 3/8

For fixed q, Σₖ n(k) n(k + q) counts states inside both the sphere |k| ≤ kF and its copy displaced by q (centred on −q; only |q| matters): (V/(2π)³) times their shared volume. Elementary geometry gives that lens as (4π/3)kF³ f(y), with y = q/2kF and f = (2 + y)(1 − y)²/2 = 1 − 3y/2 + y³/2, falling from 1 to 0 at q = 2kF. Turn Σq into V∫d³q/(2π)³ with d³q = 4πq² dq: the q² cancels the 1/q² of v(q), so small q is harmless, and Eₓ = −V(e²/ε₀)(4π/3)kF³ × 4π × 2kF ∫₀¹ f dy/(2π)⁶. The integral is 1 − 3/4 + 1/8 = 3/8, so Eₓ/V = −(e²/(4πε₀))kF⁴/(4π³). Divide by n = kF³/(3π²): εₓ = −(3/(4π))e²kF/(4πε₀), derived. With e²/(4πε₀) = 2 Ry a₀ and kF a₀ = (9π/4)¹⁄³/rₛ = 1.919/rₛ, εₓ = −(3/(2π)) × 1.919/rₛ Ry = −0.916/rₛ Ry. A bookkeeping check: the Fock exchange term, averaged over the sea, is 2εₓ, because every pair is counted from both ends.

4The same contraction gives the pair function

Ask how likely an electron of spin σ is to sit a distance s from another of the same spin. With ψσ(r) = Σₖ c(k, σ)e(ik⋅r)/√V, the pair density ⟨ψ†σ(r)ψ†σ(r′)ψσ(r′)ψσ(r)⟩ has two Wick pairings and equals nσ² − |ρσ(s)|², where s = r − r′ and ρσ(s) = ⟨ψ†σ(r′)ψσ(r)⟩ = (1/V)Σₖ n(k)e(ik⋅s) is the one-body density matrix. Over a sphere the sine parts cancel, and ρσ(s) = (sin x − x cos x)/(2π²s³) = nσ × 3(sin x − x cos x)/x³, with x = kF s and nσ = kF³/(6π²). So g↑↑ = 1 − 9(sin x − x cos x)²/x⁶, derived. At contact g↑↑ ≈ x²/5: two parallel-spin fermions have an odd relative wavefunction, linear in s, so their probability grows as s². Far out 1 − g↑↑ ≈ 9cos²x/x⁴, ripples from the sharp Fermi surface that touch 1 where tan x = x and never pass it. Opposite spins have no contraction at all, so g↑↓ = 1: one determinant leaves them uncorrelated.

5The hole holds one electron, and the energy is its pull

Integrate the deficit: nσ∫[1 − g↑↑]d³s = (1/nσ)∫|ρσ(s)|²d³s. By Parseval, ∫|ρσ|²d³s = (1/V)Σₖ n(k)², and an occupation is 0 or 1, so n(k)² = n(k) and the sum is Nσ/V = nσ: the hole holds exactly one electron, derived. That is the density matrix of a determinant being a projector, so it holds at every rₛ and contains no e². The energy follows. The background removes the uncorrelated n² part of the pair density, leaving εₓ = −½∫d³s nσ[1 − g↑↑(s)] e²/(4πε₀s): each electron's pull on its own hole, halved because each pair is shared. With the standard integral ∫₀^∞ j₁(x)² dx/x = 1/4, where j₁ = (sin x − x cos x)/x², this returns −(3/(4π))e²kF/(4πε₀), the same result by a second route. Since ½ × 2 Ry a₀ = Ry a₀, it reads εₓ = −Ry a₀⟨1/s⟩, so the hole's mean inverse distance is 0.916/(rₛ a₀): one electron's worth of missing charge, spread over a radius of order rₛ a₀.

6Checks, and where one determinant stops

Dimensions: e²/(4πε₀) is J m and kF is m⁻¹, so εₓ is in J. Limits: against topic 15.02's kinetic energy 2.21/rₛ² Ry (quoted), |εₓ|/Eₖᵢₙ = 0.415 rₛ, which vanishes as rₛ → 0, so dense electrons are nearly free; switch e² off and εₓ goes while the hole, pure statistics, stays. Measured: sodium's bcc lattice constant, 4.225 Å at 5 K, with two atoms per cubic cell and one electron per atom, gives rₛ = 3.93, so εₓ = −3.17 eV against Eₖᵢₙ = +1.95 eV, while the measured cohesive energy is 1.11 eV per atom. Exchange is the largest attractive term in the gas and nearly three times the binding, so no account of a metal may treat it as small; the balance is topic 15.04. Where it stops: g↑↓ = 1 is wrong in the real gas, where antiparallel electrons avoid each other too, and quantum Monte Carlo puts the correlation energy near −0.064 Ry at rₛ = 4 (quoted), 28% of εₓ there. Overhauser's state is a second warning: the plane-wave determinant is a solution, not the best one.

2

Key equations

Read the units, assumptions and limits before substituting.

Fock operator in the plane-wave basis

⟨k′σ|F|kσ⟩ = δₖₖ′ [ħ²k²/(2mₑ) − (1/V) Σₚ n(p) e²/(ε₀|k − p|²)], with p ≠ k

Derived: momentum is conserved at each Coulomb vertex, so F cannot connect k to k′ ≠ k, and the plane waves that built F are its eigenstates.

V box volume in m³; mₑ electron mass in kg; n(p) = 1 for |p| ≤ kF, else 0; e²/(ε₀q²) in J m³; no q = 0 term survives

Exchange energy as a sum over momentum transfers

Eₓ = −(1/V) Σq [e²/(ε₀q²)] Σₖ n(k) n(k + q), with q ≠ 0

Derived from the one Wick contraction left when q ≠ 0. The inner sum counts the states inside both the Fermi sphere and its copy shifted by q.

Eₓ in J; k, q in m⁻¹; the spin sum over two equal parallel-spin terms has cancelled the ½

Overlap of two Fermi spheres

f(y) = (2 + y)(1 − y)²/2 for y = q/2kF ≤ 1, and f = 0 beyond

Derived. With d³q = 4πq² dq the Coulomb 1/q² cancels, so the energy is proportional to the plain integral ∫₀¹ f dy = 3/8: each transfer up to 2kF counts in proportion to its overlap.

f = shared volume (π/12)(4kF + q)(2kF − q)² over (4π/3)kF³, dimensionless; kF and q in m⁻¹

Exchange energy per electron

εₓ = −(3/(4π)) e²kF/(4πε₀) = −0.916/rₛ Ry

Derived. e²/(4πε₀) is J m and kF is m⁻¹, so εₓ is an energy. Sodium, rₛ = 3.93: −0.233 Ry = −3.17 eV per electron.

kF = (3π²n)¹⁄³ = 1.919/(rₛ a₀); Ry = e²/(8πε₀a₀) = 13.606 eV; εₓ in J

Parallel-spin pair function

g↑↑(r) = 1 − 9(sin x − x cos x)²/x⁶, with x = kF r

Derived: 1 − g↑↑ = |ρ↑(r)|²/n↑², the squared density matrix of the sea. Zero at contact, it rises to 1 with ripples 9cos²x/x⁴ and never exceeds it.

dimensionless; r in m; near contact g↑↑ ≈ x²/5; in Hartree-Fock g↑↓ = 1 exactly

The exchange hole holds one electron

n↑ ∫ [1 − g↑↑(r)] d³r = 1

Derived from n(k)² = n(k): the density matrix of a determinant is a projector. The hole's content is fixed; only its width, about rₛ a₀, changes with density.

n↑ = n/2 = kF³/(6π²) in m⁻³; d³r in m³; true at every density
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

0.50
0.05 to 1.2; steps of 0.05.
3.93
1.5 to 6; steps of 0.01.

Try this. Slide q/2kF from 0.05 to 1.2: the copy slides off, f falls to zero at q = 2kF, and the shaded bar is 85% full by q = kF. Then drag rₛ: the integrand never changes, only the bars, kinetic as 1/rₛ² and exchange as 1/rₛ, crossing at rₛ = 2.41.

Live results

FERMI WAVENUMBER kF
0.923 Å⁻¹
EXCHANGE εₓ
-3.17 eV
SHARE FROM TRANSFERS BELOW q
85.4 %
|εₓ| / Eₖᵢₙ
1.63

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Advanced Quantum Mechanics modelLeft: the Fermi sphere and its copy shifted by q; electrons in the shared region are the parallel-spin pairs exchanging momentum q. Right: the shared fraction f, which after d³q/q² is also the energy integrand, with area 3/8. At q = 1.00 k_F, f = 0.313; at r_s = 3.93, ε_x = -3.17 eV and E_kin = 1.95 eV.|k| ≤ kF|k − q| ≤ kFq = 1.00 kF: shared fraction f = 0.313overlap fq/2kF, 0 to 1.2area under f = 3/8upper Eₖᵢₙ = 1.95 eV; lower |εₓ| = 3.17 eV
Left: the Fermi sphere and its copy shifted by q; electrons in the shared region are the parallel-spin pairs exchanging momentum q. Right: the shared fraction f, which after d³q/q² is also the energy integrand, with area 3/8. At q = 1.00 kF, f = 0.313; at rₛ = 3.93, εₓ = −3.17 eV and Eₖᵢₙ = 1.95 eV.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Momentum transfer q/2kF: 0.50; Density parameter rₛ: 3.93

Baseline 0.50; choose 0.05 to 1.2, in steps of 0.05.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The tempting picture: the exchange hole is dug by the Coulomb repulsion between parallel-spin electrons, so a stronger interaction or a more dilute gas would deepen it, and the negative εₓ is some attraction between like spins. Neither holds. g↑↑ = 1 − 9(sin x − x cos x)²/x⁶ contains no e²: it is the pair function of the free Fermi gas, made by antisymmetry alone, and in units of 1/kF it has the same shape at every density, always holding exactly one electron. The Coulomb interaction only weighs that fixed hole, which is why εₓ is linear in e², first order in perturbation theory. And the energy is negative not because like spins attract but because they repel less than in the uncorrelated, Hartree estimate, which in jellium the background cancels. A hole that depends on the interaction, and forms between opposite spins too, is correlation, which one determinant cannot produce.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

Magnesium gives two valence electrons per atom; its measured density is 1.738 g cm⁻³ and its molar mass 24.305 g mol⁻¹. Find the electron density, rₛ and kF, then the exchange energy per electron in SI and in rydbergs, and compare its size with the kinetic energy 2.21/rₛ² Ry.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

MediumExample 2

Aluminium has rₛ = 2.07. Using the overlap of two Fermi spheres, find what fraction of the exchange energy comes from momentum transfers q ≤ kF, how many eV that is, and explain why the fraction is the same in every metal.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

In sodium, rₛ = 3.93. Find how deep the parallel-spin exchange hole still is at r = rₛ a₀, the radius Rₕ of the sphere that would hold the hole's one electron at the same-spin density n/2, and the exchange energy if the hole were a uniform sphere of that radius. Compare with −0.916/rₛ Ry and explain the difference.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

Hartree-Fock theory is applied to the electron gas of sodium, rₛ = 3.93, and of aluminium, rₛ = 2.07. Which statement about the exchange hole around an electron in the two metals is correct?
7

Review & continue

The exchange energy of the electron gas is the Coulomb energy per electron of the Hartree-Fock Fermi sea once the background has cancelled the direct term: it is negative, because antisymmetry keeps electrons of the same spin apart.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.