
Advanced Quantum Mechanics course sequence · Interactive lesson
Kramers degeneracy derived
This is the first theorem that Θ² = −1 pays for. Two lines of antiunitary algebra forbid an odd-electron system a single level while H is even under T, and the work of the topic is learning exactly what that forbids: which fields shift a doublet, which split it, and which particles you must count.
UAQM-01.07 · Lesson 7 of 9 in this unit. Position is not a completion score.Build the model
When Θ² = −1, every level comes in pairs that only a T-odd field can part.
The key idea
Kramers' theorem: if the Hamiltonian commutes with time reversal and Θ² = −1, as for any odd number of spin-half particles, every energy level is at least twofold degenerate, |n⟩ and Θ|n⟩ being orthogonal states of one energy.
Example. Cr³⁺ in ruby has 21 electrons and spin 3/2. Its four spin states form two Kramers doublets, m = ±3/2 and m = ±1/2, measured about 11.5 GHz (0.38 cm⁻¹) apart at zero field; the crystal field shifts them, but no T-even field can split either pair.
The complete physical model and assumptions
Time reversal is antiunitary, and its square is a sign no choice of phase can change: Θ² = (−1)(2j) (topic 1.06), which for N spin-half particles is (−1)N. Kramers' theorem turns that sign into a statement about every energy level. If Θ commutes with H, then Θ|n⟩ has the same energy as |n⟩, because the energy is real and survives the complex conjugation; and if Θ² = −1 it is a different state, because the antiunitary rule ⟨Θα|Θβ⟩ = ⟨β|α⟩ forces ⟨n|Θn⟩ = −⟨n|Θn⟩ = 0. Splitting the eigenspace into such orthogonal pairs shows that its dimension is even. Nothing about the shape of H entered: crystal fields of no symmetry, applied electric fields, spin-orbit coupling and electron repulsion are all even under T, so every level of an odd-electron ion stays evenly degenerate however it is squeezed, at most (2J + 1)/2 levels from one J multiplet, and inside each pair a T-even perturbation acts as a multiple of the identity. The theorem stops where its two assumptions stop. A magnetic field or an exchange field is odd under T, breaks [Θ, H] = 0 and generally splits each doublet linearly in B. And the count must include every fermion: hydrogen's proton makes N = 2 and Θ² = +1, which is why its F = 0 ground level may stand alone. What the theorem never supplies is the size of a splitting or the g-factor of a doublet; those need the states themselves.
1Two lines of antiunitary algebra
Units are SI, with small splittings also quoted as frequencies ΔE/h; the lesson is non-relativistic, and the metric (+, −, −, −) is not needed until Unit 3. Two results are quoted, not re-derived: an antiunitary Θ obeys ⟨Θα|Θβ⟩ = ⟨β|α⟩ (topic 1.02), and Θ² = (−1)(2j) whatever phase is chosen (topic 1.06). Now let [Θ, H] = 0 and H|n⟩ = Eₙ|n⟩. Then HΘ|n⟩ = ΘH|n⟩ = Θ(Eₙ|n⟩) = EₙΘ|n⟩: antilinearity conjugates the number, but Eₙ is real. So Θ|n⟩ is an eigenstate of the same energy and the same norm. Is it a new state? Put α = |n⟩ and β = Θ|n⟩ into the rule: ⟨Θn|Θ²n⟩ = ⟨Θn|n⟩. With Θ² = −1 the left side is −⟨Θn|n⟩, so ⟨Θn|n⟩ = 0. A shorter route lands in the same place: if Θ|n⟩ = c|n⟩, then Θ²|n⟩ = c* Θ|n⟩ = |c|²|n⟩, which can never equal −|n⟩. Derived here: the level is at least twofold.
2From one partner to an even count
One orthogonal partner makes a level at least twofold; the theorem claims more, that every eigenspace W of H has even dimension. Θ maps W into itself. Pick |a⟩ in W: the pair |a⟩, Θ|a⟩ spans a plane that Θ also maps into itself, since Θ(Θ|a⟩) = −|a⟩. The rest of W, the states |c⟩ orthogonal to both, is Θ-invariant too: the rule gives ⟨Θc|Θa⟩ = ⟨a|c⟩ = 0 and ⟨Θc|a⟩ = −⟨Θc|Θ²a⟩ = −⟨Θa|c⟩ = 0. Repeat inside that remainder until W is used up: it is a sum of orthogonal pairs, so its dimension is even. For a free-ion multiplet of half-integer J, a crystal field can therefore make at most (2J + 1)/2 levels: 5 from Nd³⁺ ⁴I₉/₂ and 8 from Er³⁺ ⁴I₁₅/₂. Optical spectra agree: in Nd:YAG the ⁴I₉/₂ ground multiplet shows five crystal-field levels and the ⁴F₃/₂ upper laser level shows two, roughly 10 meV apart, never more.
3A test by hand: spin 1 against spin 3/2
The proof never used the form of H, so try the most general T-even H that a small multiplet allows. Since ΘSΘ⁻¹ = −S, a Hermitian product of k spin components carries the T-sign (−1)k, and for S = 1 or 3/2 the T-even operators are a constant plus a rank-2 term, which in its principal axes reads D(Sz² − S(S+1)/3) + E(Sₓ² − Sy²). For S = 1 the real states |x⟩, |y⟩, |z⟩ are eigenstates at D/3 − E, D/3 + E and −2D/3: three singlets once E ≠ 0, which an even-electron ion such as Ni²⁺ is free to show. For S = 3/2, Sₓ² − Sy² = (S₊² + S₋²)/2 links m to m ± 2, so the states fall into two blocks, m = (3/2, −1/2) and m = (−3/2, 1/2), each with diagonal ±D and off-diagonal √3E. Both blocks give ε = ±√(D² + 3E²): two doublets for every D and E, Kramers' theorem checked case by case. Cr³⁺ in ruby, with 21 electrons, shows exactly two doublets, about 11.5 GHz apart.
4Shifted, never split: T-even perturbations
Inside one Kramers pair a T-even perturbation can do only one thing. Let V be Hermitian with ΘVΘ⁻¹ = V. Apply the rule to α = VΘ|n⟩ and β = |n⟩: since ΘVΘ|n⟩ = VΘ²|n⟩ = −V|n⟩, it gives −⟨n|V|Θn⟩ = ⟨n|V|Θn⟩, so the off-diagonal element vanishes. Apply it to α = V|n⟩ and β = |n⟩ and it gives ⟨Θn|V|Θn⟩ = ⟨n|V|n⟩. On the pair, V is ⟨n|V|n⟩ times the identity: it moves the doublet as a block. That is the first-order statement, and nothing changes at higher order, because H + V still commutes with Θ. The T-even list is long: a crystal field V(r); the Stark term −qE⋅r, with r even and the applied E a fixed external number; spin-orbit coupling ξ L⋅S, a product of two odd factors; electron repulsion; strain. So an odd-electron ion in an electric field of any size and direction shows doublets that shift, and never a pair that splits.
5A magnetic field parts the pair, linearly
Run the same algebra with a T-odd operator such as the magnetic moment, ΘμΘ⁻¹ = −μ. Now the diagonal elements come out opposite, ⟨Θn|μz|Θn⟩ = −⟨n|μz|n⟩, and the off-diagonal ones are unconstrained, so −μ⋅B on the pair is a traceless 2 × 2 Hermitian matrix with eigenvalues ±½ geff μB B. The splitting ΔE = geff μB B is linear in B, with geff set by the field direction through the doublet's g-tensor. With μB/h = 13.996 GHz T⁻¹, a doublet with geff = 2 opens 28.0 GHz per tesla, which is why odd-electron ions are the staple of EPR near 9.5 GHz and 0.34 T. Compare a non-degenerate level, possible only when Θ² = +1: there Θ|n⟩ = c|n⟩, the same step gives ⟨n|μ|n⟩ = −⟨n|μ|n⟩ = 0, and the Zeeman shift starts at B². At B = 10 mT an S = 1 pair held 4.0 GHz apart by E/h = 2.0 GHz widens by 0.04 GHz, while an m = ±3/2 Kramers doublet with g = 2 opens by 0.84 GHz.
6Count every fermion
The many-particle Θ is a product of one-particle factors, exp(−iπSy/ħ) for each spin, times one K for the whole system; the factors act on different particles and commute, so Θ² = (−1)N, derived from topic 1.06's one-particle result. “An odd number of electrons” is shorthand that drops the nuclei, and hydrogen tests it. With the proton's spin ignored, 1s is a Kramers pair, mₛ = ±½. Keep the proton and N = 2, Θ² = +1, so nothing stops the hyperfine coupling from leaving a single F = 0 level below the F = 1 triplet, measured 1420.405 751 768 MHz, or 5.87 μeV, apart. Deuterium adds a neutron, N = 3, and its ground levels are F = 1/2 and F = 3/2, two and four states, both even, 327.384 MHz apart. Unit 7's Dirac hydrogen, quoted here, obeys the theorem: its energies depend on n and j only, so every level holds 2j + 1 or 2(2j + 1) states, always even, and the measured 1057.8 MHz Lamb shift parts 2s₁/₂ from 2p₁/₂ while leaving each a pair.
Key equations
Read the units, assumptions and limits before substituting.
Kramers' orthogonality
⟨n|Θn⟩ = −⟨n|Θn⟩ = 0 whenever Θ² = −1
Derived from ⟨Θα|Θβ⟩ = ⟨β|α⟩ with α = n and β = Θn. The partner of every state is a new, orthogonal state, so no level can be single.
Θ antiunitary time reversal, |Θn⟩ ≡ Θ|n⟩, |n⟩ any normalised state; the overlap is a pure numberTime-reversal square for N spin-half fermions
Θ² = (−1)N
Derived: Θ is a product of one-particle factors that each square to −1 (topic 1.06). Odd N is the Kramers case; hydrogen, electron plus proton, has N = 2.
N counts electrons, plus protons and neutrons when nuclear spin is kept; a phase-independent sign, dimensionlessCrystal-field levels of a half-integer J multiplet
number of levels ≤ (2J + 1)/2, each of even degeneracy
A site with no point symmetry removes every degeneracy except Kramers', so the bound is generically reached. For integer J the bound is 2J + 1 singlets.
J the multiplet's total angular momentum in units of ħ, half-integer for odd N; Nd³⁺ ⁴I₉/₂ gives 5, Er³⁺ ⁴I₁₅/₂ gives 8T-even perturbation inside a Kramers pair
P V P = ⟨n|V|n⟩ P, with P = |n⟩⟨n| + |Θn⟩⟨Θn| and ΘVΘ⁻¹ = V
Derived from ⟨n|V|Θn⟩ = 0 and ⟨Θn|V|Θn⟩ = ⟨n|V|n⟩. The pair moves as a block: a Stark shift, never a Stark splitting.
V Hermitian, in joules: a crystal field V(r), −qE⋅r with E in V m⁻¹, spin-orbit ξ L⋅S, strain; P projects on the pairZeeman splitting of a Kramers doublet
ΔE = geff μB B
μ is odd under T, so inside the pair it is traceless and the levels move as ±½ geff μB B. ΔE/h is 13.996 geff GHz per tesla.
μB = 9.274 × 10⁻²⁴ J T⁻¹ = 5.788 × 10⁻⁵ eV T⁻¹, B in T, geff dimensionless and set by the field directionMost general T-even Hamiltonian for spin 3/2
H = D(Sz² − 5/4) + E(Sₓ² − Sy²) has levels ε = ±√(D² + 3E²), each twofold
Derived by hand: blocks m = (3/2, −1/2) and m = (−3/2, 1/2), each with diagonal ±D and off-diagonal √3E. The same form for S = 1 gives three singlets once E ≠ 0.
D, E in joules, quoted as D/h and E/h in GHz; S dimensionless; any rank-2 T-even term takes this form in its principal axesInteractive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Raise E from 0: the left pair parts into two singlets whose curves go flat at B = 0, while on the right every curve still meets a partner at B = 0 for any D and E. Park the cursor at 0.01 T: at the default D and E the S = 3/2 ground gap opens 0.79 GHz, the S = 1 pair moves 0.05 GHz.
Live results
- S = 1 PAIR GAP AT B = 0
- 3.00 GHz
- S = 1 PAIR GAP AT CURSOR
- 4.10 GHz
- S = 3/2 GROUND GAP AT CURSOR
- 3.94 GHz
- S = 3/2 ZERO-FIELD SPACING
- 12.62 GHz
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Axial term D/h: −5.75 GHz; Rhombic term E/h: 1.50 GHz; Field cursor B along z: 0.05 T
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The tempting error is to file Kramers degeneracy with the degeneracies of spatial symmetry, like the ±m pairs of an axial crystal site, and so to expect a site of no symmetry, or a strong enough electric field, to split an odd-electron doublet. Neither can. The proof used nothing about H except [Θ, H] = 0 and Θ² = −1: no rotation, no reflection, no small parameter. A crystal field, an applied electric field, strain and spin-orbit coupling are all even under T, so they keep every pair exactly and to all orders; only a T-odd agent, an applied magnetic field or the exchange field of magnetically ordered neighbours, can part one. The mirror-image slip is to count electrons where nuclear spin matters and then call hydrogen's single F = 0 level a counterexample: with the proton counted, N is even and no pairing is promised.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
Yb³⁺ (Yb has Z = 70; ground multiplet ²F₇/₂) and Tm³⁺ (Z = 69; ground multiplet ³H₆) each sit at a crystal site with no point symmetry. Ignoring nuclear spin, find the largest number of distinct levels each ground multiplet can form, and say which ion can have a single level. Then find the splitting of a Yb³⁺ doublet with geff = 3.40 in B = 0.250 T, in μeV and as a frequency.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Count electrons: Yb³⁺ has 70 − 3 = 67 and Tm³⁺ has 69 − 3 = 66. So Θ² = (−1)⁶⁷ = −1 for Yb³⁺ and Θ² = (−1)⁶⁶ = +1 for Tm³⁺.
- The crystal field is even under T, so H commutes with Θ. For Yb³⁺, J = 7/2 gives 2J + 1 = 8 states and every level must be even-dimensional: at most 8/2 = 4 levels, each a Kramers doublet, none single.
- For Tm³⁺, J = 6 gives 13 states and no theorem pairs them; at a site with no symmetry they can separate into 13 singlets. Since 13 is odd, some level must have odd degeneracy whatever the site.
- Zeeman splitting of the Yb³⁺ doublet: ΔE = geff μB B = 3.40 × 5.788 × 10⁻⁵ eV T⁻¹ × 0.250 T = 4.92 × 10⁻⁵ eV = 49.2 μeV. Dimensions: eV T⁻¹ × T = eV.
- As a frequency, ΔE/h = 3.40 × 13.996 GHz T⁻¹ × 0.250 T = 11.9 GHz, in the X band of an EPR spectrometer. Limiting case: as B → 0 the splitting falls linearly to zero and the pair is restored.
Answer. Yb³⁺: at most 4 levels, all Kramers doublets; Tm³⁺: up to 13 singlets. The Yb³⁺ doublet splits by 49.2 μeV, or 11.9 GHz, at 0.250 T.
MediumExample 2
V³⁺ (20 electrons, S = 1) and Cr³⁺ (21 electrons, S = 3/2) are each modelled by the T-even spin Hamiltonian D(Sz² − S(S+1)/3) + E(Sₓ² − Sy²) with the same illustrative values D/h = −4.00 GHz and E/h = 1.00 GHz. Find each ion's zero-field levels, then the splitting of each ion's lowest pair in B = 10.0 mT along z with g = 2.00, and say which response is linear in B.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Both Hamiltonians are quadratic in S, hence even under T. Θ² = (−1)²⁰ = +1 for V³⁺ and (−1)²¹ = −1 for Cr³⁺, so only Cr³⁺ is promised pairs.
- S = 1: the states |x⟩, |y⟩, |z⟩ give D/3 − E, D/3 + E and −2D/3, that is −2.33, −0.33 and +2.67 GHz: three singlets, the lowest two 2E/h = 2.00 GHz apart.
- S = 3/2: ε = ±√(D² + 3E²) = ±√(16.0 + 3.00) GHz = ±4.36 GHz, each level twofold: two Kramers doublets 8.72 GHz apart, as the theorem demands.
- Field: b = gμB B/h = 2.00 × 13.996 GHz T⁻¹ × 0.0100 T = 0.280 GHz. The S = 1 pair becomes 2√(b² + E²) = 2√(0.0784 + 1.00) GHz = 2.077 GHz, a change of 0.077 GHz, matching the second-order estimate b²/E = 0.078 GHz.
- S = 3/2 ground pair: the block levels b/2 − √((D + b)² + 3E²) and −b/2 − √((D − b)² + 3E²) are −3.964 and −4.757 GHz, a gap of 0.79 GHz, linear in B with geff = 2.00 × (1 + 2|D|/√(D² + 3E²)) = 5.67. At E = 0 this becomes 6.00, the pure m = ±3/2 value.
Answer. V³⁺: three singlets at −2.33, −0.33 and +2.67 GHz, whose lowest pair widens by only 0.077 GHz (quadratic). Cr³⁺: two doublets at ±4.36 GHz, whose ground pair opens by 0.79 GHz (linear, geff ≈ 5.67).
HardExample 3
Model the ground doublet of Er³⁺ (65 electrons; ⁴I₁₅/₂, gJ = 6/5) at an axial site as |±⟩ = |J = 15/2, m = ±1/2⟩. Show it is a Kramers pair, show that an off-axis strain term c(JₓJz + JzJₓ) cannot split it although it links m to m ± 1, and find g∥ and g⊥. Predict the EPR frequency for B = 50.0 mT perpendicular to the axis, and compare with the measured g-values of Er³⁺ in CaWO₄, g∥ = 1.247 and g⊥ = 8.38.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Quoted from topic 1.06: Θ|J, m⟩ = (−1)(J − m)|J, −m⟩ in the standard basis. So Θ|+⟩ = (−1)⁷|−⟩ = −|−⟩ and Θ|−⟩ = (−1)⁸|+⟩ = |+⟩, giving Θ²|+⟩ = −|+⟩ as 65 electrons require, and ⟨+|Θ+⟩ = −⟨+|−⟩ = 0: the two states are Kramers partners.
- Strain term, with J in units of ħ: ⟨1/2|Jₓ|−1/2⟩ = ½√(J(J + 1) + ¼) = ½√64 = 4. Then ⟨1/2|JₓJz|−1/2⟩ = 4 × (−½) = −2 and ⟨1/2|JzJₓ|−1/2⟩ = ½ × 4 = +2, which cancel, and both diagonal elements are zero. A product of two T-odd factors is T-even: the theorem, not a Δm rule, forbids the splitting.
- Zeeman term: −μ⋅B = gJ μB B⋅J/ħ. With B along the axis the levels are ±½ gJ μB B, so g∥ = 2gJ|m| = 6/5 = 1.20. With B along x the off-diagonal element 4gJ μB B gives levels ±4gJ μB B, so g⊥ = 8gJ = 9.60: the T-odd Jₓ connects the pair that the T-even product could not.
- At B = 50.0 mT perpendicular: ν = g⊥(μB/h)B = 9.60 × 13.996 GHz T⁻¹ × 0.0500 T = 6.72 GHz, or 27.8 μeV; along the axis it would be 1.20 × 13.996 × 0.0500 = 0.840 GHz. Dimensions: GHz T⁻¹ × T = GHz.
- Measured: g⊥ = 8.38 gives ν = 5.86 GHz at 50.0 mT. The pure-state model is 4% low on g∥ and 15% high on g⊥, because the real S₄ site mixes in other m values; it still captures the extreme anisotropy, and no admixture can make the doublet single.
Answer. A Kramers pair that the strain term shifts but cannot split; model g∥ = 1.20 and g⊥ = 9.60, so 6.72 GHz at 50.0 mT perpendicular, against 5.86 GHz from the measured g⊥ = 8.38.
Quick check
Select an answer and explain it before checking.
Review & continue
Kramers' theorem: if the Hamiltonian commutes with time reversal and Θ² = −1, as for any odd number of spin-half particles, every energy level is at least twofold degenerate, |n⟩ and Θ|n⟩ being orthogonal states of one energy.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.