
Advanced Quantum Mechanics course sequence · Interactive lesson
The Dirac field: Lagrangian, momentum and modes
Everything the next two topics need, and nothing they decide. Here the Dirac equation becomes a field theory with a Lagrangian, a canonical pair, a Hamiltonian, a charge and mode operators, and the derivation stops one line short of choosing commutators or anticommutators, so you can see exactly which line that choice must change.
UAQM-09.05 · Lesson 5 of 9 in this unit. Position is not a completion score.Build the model
First order in time, so iħψ† is the momentum, and the energy hangs on one product, d d†.
The key idea
The Dirac field is the four-component ψ(x, t) made the coordinate of a field theory with Lagrangian density ψ̄(iħcγμ∂μ − mc²)ψ; its conjugate momentum is iħψ†, and its energy and charge become sums over modes of b†b and d d†.
Example. For an electron mode with pc = 0.75 mc², Eₚ = 1.25 mc² = 0.639 MeV: each unit of b†b adds +0.639 MeV and charge q to H and Q, while each unit of d d† adds −0.639 MeV and the same charge q.
The complete physical model and assumptions
Topics 9.02 and 9.03 turned the Klein–Gordon equation into a field by one recipe: write a Lagrangian density, find the momentum conjugate to the field, Legendre-transform to H, expand in modes. Applied to the Dirac equation it works, but hands back something new. The density ℒ = ψ̄(iħcγμ∂μ − mc²)ψ is ψ†(iħ∂ₜ − HD)ψ, and varying ψ̄ returns the Dirac equation. Because it is first order in time, the momentum conjugate to ψ is the field iħψ† itself, not a velocity, so H = ∫ψ†HDψ d³x contains no squared momentum that could keep it positive, while the Noether charge q∫ψ†ψ d³x has an integrand, ψ†ψ, that cannot be negative. Expanding ψ on Unit 4's spinors, b on u and d† on v with the labels fixed by Unit 8's charge conjugation, and using u†(p, s)v(−p, s′) = 0, gives H = Σ Eₚ(b†b − d d†) and Q = q Σ(b†b + d d†). Read with numbers, as a classical field, that is the complex scalar field turned inside out: there the energy was a sum of squares and the charge had no sign; here the charge is definite and the energy has no lower bound, even at fixed charge. Nothing in this topic says what b and d are. Every result holds for numbers, for commuting operators and for anticommuting ones, and whether the field has a ground state at all rests on one product, d d†, which topics 9.06 and 9.07 reorder in the two possible ways. The field is free; interactions begin in Unit 10.
1The density, its two variations, and the units
SI units throughout, with xμ = (ct, x), ∂μ = ∂/∂xμ and the metric (+, −, −, −). The density ℒ = ψ̄(iħcγμ∂μ − mc²)ψ is c times topic 4.03's operator placed between ψ̄ and ψ. Since ψ̄γ⁰ = ψ† and γ⁰γᵏ = αᵏ, it is also ψ†(iħ∂ₜ − HD)ψ, with HD = cα⋅(−iħ∇) + βmc². Treat ψ and ψ̄ as independent, as z and z* may be for a complex variable. ℒ holds no derivative of ψ̄, so varying ψ̄ gives ∂ℒ/∂ψ̄ = 0, the Dirac equation; varying ψ gives iħ∂μψ̄γμ + mcψ̄ = 0, topic 4.04's adjoint equation; both derived. ℒ is not real, but it differs from the real form (iħc/2)[ψ̄γμ∂μψ − (∂μψ̄)γμψ] − mc²ψ̄ψ by (iħc/2)∂μ(ψ̄γμψ), a divergence that changes no field equation. Dimensions: ψ is in m(−3/2), so ψ̄ψ is in m⁻³ and ℒ in J m⁻³, making the action ∫ℒ d³x dt a quantity in J s. The second form also shows ℒ = 0 on every solution.
2First order in time: ψ† is the momentum
The only time derivative in ℒ is iħψ†∂ₜψ, so πψ = ∂ℒ/∂(∂ₜψ) = iħψ†, in J s m(−3/2), and ψ̄ has no momentum at all: derived. The momentum is the conjugate field, not a velocity, so ψ and iħψ† already form a canonical pair and the initial data are ψ alone. The oscillator has the same structure when written in a = √(mω/2ħ)(x + ip/mω): L = iħa*ȧ − ħωa*a equals pẋ − H up to a total time derivative, so iħa* is the momentum of a. The Legendre transform gives ℋ = πψ∂ₜψ − ℒ = ψ†HDψ, derived, and Hamilton's equation ∂ₜψ = δH/δπψ returns iħ∂ₜψ = HDψ. Unlike topic 9.02's Klein–Gordon ℋ, this one holds no squared momentum, and HD has eigenvalues of both signs, so nothing yet keeps H positive. The equal-time rule of topics 9.06 and 9.07, [ψⱼ(x), πₖ(y)] = iħδⱼₖ δ³(x − y) or its anticommutator, therefore reads [ψⱼ(x), ψₖ†(y)]∓ = δⱼₖ δ³(x − y): ħ cancels, and both sides are in m⁻³.
3Noether's theorem: a charge with a positive integrand
Topic 4.04's current jμ = cψ̄γμψ, conserved and with the positive density ψ†ψ, is quoted; Noether's theorem from topic 9.01 now says where it comes from. ℒ is unchanged by ψ → e(−iθ)ψ with ψ̄ → e(iθ)ψ̄, and the Noether current (∂ℒ/∂(∂μψ))δψ/θ = (iħcψ̄γμ)(−iψ) = ħcψ̄γμψ is ħ times jμ. The charge is Q = q∫ψ†ψ d³x, with q = −e for the electron field, derived. Space translations give P = ∫ψ†(−iħ∇)ψ d³x in the same way, and time translation gives back H. Now compare integrands. ψ†ψ = |ψ₁|² + |ψ₂|² + |ψ₃|² + |ψ₄|² cannot be negative, so a field of numbers has a Q with the sign of q, whatever it does. ψ†HDψ has no sign: HD has eigenvalues +Eₚ and −Eₚ, and a field built from negative-frequency solutions carries negative energy. The complex scalar of topic 9.03 is the mirror image, with an energy density that is a sum of squares and Unit 3's charge density, which takes either sign.
4Expanding on Unit 4's spinors with Unit 8's labels
In a periodic box of volume V every solution is the mode sum on the formula card, with Eₚ = √(p²c² + m²c⁴) and topic 4.06's normalisation u†u = v†v = 2Eₚ/c, so the factor √(c/(2EₚV)) leaves b and d dimensionless. Nothing is assumed of b and d except that d† is the adjoint of d; for a classical field they are numbers and d† means d*. The v-term is a wave of momentum −p and energy −Eₚ, yet it carries the label p. Unit 8 fixed v(p, s) = iγ²u(p, s)*, and since iγ²v(p, s)* = u(p, s) in the Dirac representation, the charge conjugate iγ²ψ* is the same sum with b and d exchanged, label for label: (p, s) is the momentum and spin a d-quantum will carry if it proves to be a particle. Multiplying by u†(p, s) or v†(p, s) and integrating inverts the sum, b(p, s) = √(c/(2EₚV))∫e(i(Eₚ t − p⋅x)/ħ)u†(p, s)ψ d³x and the same with v† and the opposite phase for d†(p, s), derived. b and d† are linear in ψ, so whatever rule is imposed on ψ and ψ† passes straight to them.
5Why the cross terms die: u†(p, s)v(−p, s′) = 0
Put the sum into H = ∫ψ†HDψ d³x. HD returns +Eₚ on each u-wave and −Eₚ on each v-wave, and ∫e(i(p′ − p)⋅x/ħ) d³x = Vδₚₚ′ keeps only pairs of waves with the same spatial momentum. A u-wave of momentum p therefore meets the v-term labelled −p, whose wave also has momentum p, with a coefficient proportional to u†(p, s)v(−p, s′)e(2iEₚ t/ħ) on b†(p, s)d†(−p, s′). That spinor product vanishes, derived in one line: u(p, s) and v(−p, s′) are eigenvectors of one Hermitian matrix, HD(p) = cα⋅p + βmc², with eigenvalues +Eₚ and −Eₚ. Take pc = 0.75 mc² along z, so Eₚ = 1.25 mc². In units of √(mc), u(p, ↑) = (1.5, 0, 0.5, 0), v(p, ↓) = (−0.5, 0, −1.5, 0) and v(−p, ↓) = (0.5, 0, −1.5, 0). Then u†u = 2.5 mc = 2Eₚ/c and u†(p, ↑)v(−p, ↓) = 0.75 − 0.75 = 0, but u†(p, ↑)v(p, ↓) = −1.5 mc. Unit 4's ū(p, s)v(p, s′) = 0 is true and beside the point: H is built from ψ†, not ψ̄.
6H, P and Q in modes: everything hangs on d d†
What survives is H = Σ Eₚ[b†b − d d†], P = Σ p[b†b − d d†] and Q = q Σ[b†b + d d†], summed over p and s and derived with no rule for the operators. The order d d† comes from ψ† standing left of ψ, the only place an operator order has entered. Each v-mode is a first-order oscillator of frequency −Eₚ/ħ, with coordinate d† and momentum iħd: the −Eₚ is no slip but Unit 4's negative-energy solution in Hamiltonian form. Read with numbers, H = Σ Eₚ(|b|² − |d|²) has no lower bound even at fixed charge, since a unit of |d|² in a mode of large p costs −Eₚ. Read with operators, ⟨d d†⟩ is the squared norm of d†|Ψ⟩, and the question is how large it may grow: topic 9.06 imposes commutators, topic 9.07 anticommutators. Two checks close here. For b-modes with p ≪ mc, Eₚ ≈ mc² + p²/2m, rest energy plus Schrödinger's kinetic energy per quantum. And one m serves both branches, so whatever the d-quanta are they have the electron's mass: |m(e⁺) − m(e⁻)|/m is measured below 8 × 10⁻⁹, quoted.
Key equations
Read the units, assumptions and limits before substituting.
Dirac Lagrangian density
ℒ = ψ̄(iħcγμ∂μ − mc²)ψ = ψ†(iħ∂ₜ − HD)ψ
Varying ψ̄ gives the Dirac equation and varying ψ its adjoint, both derived. The second form shows at a glance that ℒ vanishes on every solution.
ψ in m(−3/2), ħ in J s, c in m s⁻¹, mc² in J, ℒ in J m⁻³. xμ = (ct, x), metric (+, −, −, −), HD = cα⋅(−iħ∇) + βmc².Momentum conjugate to ψ
πψ = ∂ℒ/∂(∂ₜψ) = iħψ†
Derived. First order in time, so ψ and ψ† are already a canonical pair, and the rule of topics 9.06 and 9.07 will read [ψⱼ(x), ψₖ†(y)]∓ = δⱼₖ δ³(x − y).
πψ in J s m(−3/2), so πψ∂ₜψ is in J m⁻³ like ℒ. ψ̄ has no conjugate momentum: ℒ contains no ∂ₜψ̄.Mode expansion, algebra unchosen
ψ = Σₚₛ √(c/(2EₚV)) [b(p, s)u(p, s)e(−i(Eₚ t − p⋅x)/ħ) + d†(p, s)v(p, s)e(i(Eₚ t − p⋅x)/ħ)]
v(p, s) = iγ²u(p, s)*, quoted from Unit 8, labels d† by the momentum and spin a hole would carry, so charge conjugation swaps b and d label for label.
V: box volume in m³; Eₚ = √(p²c² + m²c⁴) in J; u, v in (kg m s⁻¹)¹⁄² with u†u = v†v = 2Eₚ/c; b, d dimensionless.The overlap that removes the cross terms
u†(p, s) v(−p, s′) = 0
Derived: u(p, s) and v(−p, s′) are eigenvectors of the Hermitian matrix HD(p) with eigenvalues +Eₚ and −Eₚ. It kills every b†d† and db term in H, P and Q.
Unit 4's spinors, any s and s′; u†v is in kg m s⁻¹, like u†u = 2Eₚ/c. Not Unit 4's ū(p, s)v(p, s′) = 0: u†(p, s)v(p, s′) need not vanish.Field energy in modes
H = ∫ψ†HDψ d³x = Σₚₛ Eₚ [b†(p, s)b(p, s) − d(p, s)d†(p, s)]
Derived. Each v-mode is a first-order oscillator of frequency −Eₚ/ħ. Read with numbers H is indefinite; read with operators, everything turns on how d d† is reordered.
H and Eₚ in J. The order d d† comes from ψ† standing left of ψ; no rule for b or d has been used.Noether charge in modes
Q = q∫ψ†ψ d³x = q Σₚₛ [b†(p, s)b(p, s) + d(p, s)d†(p, s)]
Derived from the phase symmetry ψ → e(−iθ)ψ. Read with numbers it has the sign of q for every field: a definite charge, the reverse of the complex scalar field.
Q and q in C, q = −e = −1.602 × 10⁻¹⁹ C for the electron field; ψ†ψ in m⁻³. Topic 4.04's current cψ̄γμψ is quoted.Interactive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Hold ⟨b†b⟩ at 1 and raise ⟨d d†⟩: the energy bar falls through zero while the charge bar keeps growing. An anticommutator will move the open dot along the dashed line to (p, +Eₚ), topic 9.07; a commutator moves it only at the price of negative norms, topic 9.06.
Live results
- Eₚ FOR AN ELECTRON
- 0.639 MeV
- ⟨H⟩ IN THIS MODE
- 0.319 MeV
- ⟨P⟩ ALONG p
- 0.192 MeV/c
- ⟨Q⟩ / q IN THIS MODE
- 1.5
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Mode momentum p: 0.75 mc; ⟨b†b⟩ in this mode: 1.0; ⟨d d†⟩ in this mode: 0.5
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
Seeing −Eₚ d d† in H, students conclude either that the Dirac field has negative-energy quanta whatever is done next, or that the sign is a slip to be repaired by swapping d and d† in the expansion. Neither holds. The sign is forced: each v-mode is a first-order oscillator of frequency −Eₚ/ħ, and renaming d and d† only moves the product to be reordered from d d† to d†d, minus sign intact. What is still open is how large ⟨d d†⟩ can be. In a space of positive norm it is the squared length of d†|Ψ⟩, never negative, so the term can only lower the energy, and it lowers it without limit only if ⟨d d†⟩ is unbounded. An anticommutator will cap it at 1; a commutator either leaves it unbounded or makes some norms negative. The minus sign is a fact; whether it is a disaster is decided by the algebra, in topics 9.06 and 9.07.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
Treat ψ as a classical field holding one mode, b(p, ↑) = 1 for an electron with pc = 0.75 mc² and every other amplitude zero, in a periodic cube of side 2.0 nm. Show that ℒ vanishes on it, then find its energy density, charge density, H and Q. Take mc² = 0.5110 MeV.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- On a solution iħ∂ₜψ = HDψ, so ℒ = ψ†(iħ∂ₜ − HD)ψ = 0 at every point, and ℋ = πψ∂ₜψ − ℒ = iħψ†∂ₜψ = Eₚψ†ψ for one positive-frequency mode.
- Eₚ = √(0.75² + 1) mc² = 1.25 mc² = 1.25 × 0.5110 MeV = 0.6388 MeV = 1.023 × 10⁻¹³ J.
- ψ†ψ = (c/(2EₚV)) u†u = (c/(2EₚV))(2Eₚ/c) = 1/V, uniform. V = (2.0 × 10⁻⁹ m)³ = 8.0 × 10⁻²⁷ m³, so ψ†ψ = 1.25 × 10²⁶ m⁻³.
- Energy density Eₚψ†ψ = 1.023 × 10⁻¹³ J × 1.25 × 10²⁶ m⁻³ = 1.3 × 10¹³ J m⁻³. Charge density qψ†ψ = −1.602 × 10⁻¹⁹ C × 1.25 × 10²⁶ m⁻³ = −2.0 × 10⁷ C m⁻³.
- Integrating over V: H = Eₚ|b|² = 0.639 MeV and Q = q|b|² = −e, as the mode sums give directly. Dimensions: J m⁻³ × m³ = J, and C m⁻³ × m³ = C.
Answer. ℒ = 0; energy density 1.3 × 10¹³ J m⁻³ and charge density −2.0 × 10⁷ C m⁻³; H = 0.639 MeV (1.02 × 10⁻¹³ J) and Q = −e = −1.60 × 10⁻¹⁹ C.
MediumExample 2
At t = 0 a classical Dirac field in a box of volume V is uniform, ψ = (cos θ, 0, sin θ, 0)ᵀ/√V in the Dirac representation, with θ = 60°. Find its mode amplitudes, then H and Q twice: from the mode sums and directly from ∫ψ†HDψ d³x and q∫ψ†ψ d³x. Take mc² = 0.5110 MeV.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Uniform means p = 0 only, where Eₚ = mc². Unit 4's spinors there are u(0, ↑) = √(2mc)(1, 0, 0, 0) and, from v = iγ²u*, v(0, ↓) = √(2mc)(0, 0, −1, 0); the other two are orthogonal to ψ.
- Invert at t = 0: b(0, ↑) = √(c/(2mc²V))∫u†(0, ↑)ψ d³x = cos θ = 0.500, and d†(0, ↓) = √(c/(2mc²V))∫v†(0, ↓)ψ d³x = −sin θ = −0.866. Every other amplitude vanishes.
- Mode sums: H = mc²(|b|² − |d|²) = mc²(0.250 − 0.750) = −0.500 mc² = −0.2555 MeV, and Q = q(|b|² + |d|²) = q(0.250 + 0.750) = q.
- Directly: at p = 0, HD = βmc², so ∫ψ†HDψ d³x = mc²(cos²θ − sin²θ) = mc² cos 2θ = −0.500 mc², and q∫ψ†ψ d³x = q. The routes agree, as the vanishing cross terms guarantee.
- Moving the same unit of weight into a v-mode of momentum p would give H = −Eₚ at the same Q = q, so the classical field's energy has no lower bound even at fixed charge.
Answer. b(0, ↑) = 0.500 and d†(0, ↓) = −0.866; H = −0.500 mc² = −0.2555 MeV and Q = q by both routes: a solution with an electron's charge and negative energy.
HardExample 3
A classical Dirac field is a spin-up plane wave with upper components only, ψ(x, 0) = e(ipz/ħ)(1, 0, 0, 0)ᵀ/√V, the form a Pauli spinor suggests, for an electron with pc = 1.20 MeV. Find the weights of its positive- and negative-frequency modes, then H, P and Q, and check the limits p → 0 and p → ∞. Take mc² = 0.5110 MeV.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Eₚ = √(1.20² + 0.5110²) MeV = 1.3043 MeV. The wave e(ipz/ħ) meets two kinds of mode: b(p, ↑)u(p, ↑), and d†(−p, s)v(−p, s), whose factor e(i(Eₚ t + p⋅x)/ħ) carries the same spatial momentum p.
- Projecting: |b(p, ↑)|² = (c/(2Eₚ))|u₁|² = (Eₚ + mc²)/(2Eₚ) = 1.8153/2.6085 = 0.6959. Only v(−p, ↓) has a first component, √((Eₚ + mc²)/c) cp/(Eₚ + mc²), so |d(−p, ↓)|² = (Eₚ − mc²)/(2Eₚ) = 0.7933/2.6085 = 0.3041.
- H = Eₚ(|b|² − |d|²) = Eₚ × 2mc²/(2Eₚ) = mc² = 0.5110 MeV, not Eₚ: the negative-frequency part removes 2Eₚ|d|² = Eₚ − mc² = 0.7933 MeV. Directly, αz only links upper to lower components, so ∫ψ†(cαzp + βmc²)ψ d³x = mc².
- P = p|b(p, ↑)|² − (−p)|d(−p, ↓)|² = p(|b|² + |d|²) = 1.20 MeV/c along z, as e(ipz/ħ) requires, and Q = q(|b|² + |d|²) = q.
- Limits: as p → 0, |d|² → (p/2mc)², the square of Unit 6's small-to-large ratio v/2c (0.00248 against 0.00250 at pc = 0.0511 MeV), so a slow upper-only spinor is nearly pure b; as p → ∞, |b|² and |d|² both tend to 1/2.
Answer. |b(p, ↑)|² = 0.696 and |d(−p, ↓)|² = 0.304; H = mc² = 0.511 MeV, not Eₚ = 1.304 MeV; P = 1.20 MeV/c along z; Q = q.
Quick check
Select an answer and explain it before checking.
Review & continue
The Dirac field is the four-component ψ(x, t) made the coordinate of a field theory with Lagrangian density ψ̄(iħcγμ∂μ − mc²)ψ; its conjugate momentum is iħψ†, and its energy and charge become sums over modes of b†b and d d†.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.