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Advanced Quantum Mechanics course sequence · Interactive lesson

The Dirac field: Lagrangian, momentum and modes

Everything the next two topics need, and nothing they decide. Here the Dirac equation becomes a field theory with a Lagrangian, a canonical pair, a Hamiltonian, a charge and mode operators, and the derivation stops one line short of choosing commutators or anticommutators, so you can see exactly which line that choice must change.

UAQM-09.05 · Lesson 5 of 9 in this unit. Position is not a completion score.
Starting model: The Dirac field: Lagrangian, momentum and modesLeft: the free Dirac field's two branches, E = ±E_p in mc² against momentum in mc. The filled dot is the b-term at momentum 0.75 mc and energy +1.250 mc²; the open dot is the d†-term, a wave of momentum −p and energy −E_p, and the dashed line joins it through the origin to (p, +E_p). Right: one mode's ⟨H⟩ = E_p(⟨b†b⟩ − ⟨d d†⟩) and ⟨Q⟩ = q(⟨b†b⟩ + ⟨d d†⟩), valid for any algebra.E / mc²p / mcupper: b(p, s) u(p, s)lower: d†(p, s) v(p, s)⟨H⟩ = 0.63 mc²⟨Q⟩ = 1.5 qone mode, any algebra
Start with a picture. Change the model in the lab below.
1

Build the model

First order in time, so iħψ† is the momentum, and the energy hangs on one product, d d†.

The key idea

The Dirac field is the four-component ψ(x, t) made the coordinate of a field theory with Lagrangian density ψ̄(iħcγμ∂μ − mc²)ψ; its conjugate momentum is iħψ†, and its energy and charge become sums over modes of b†b and d d†.

Example. For an electron mode with pc = 0.75 mc², Eₚ = 1.25 mc² = 0.639 MeV: each unit of b†b adds +0.639 MeV and charge q to H and Q, while each unit of d d† adds −0.639 MeV and the same charge q.

The complete physical model and assumptions

Topics 9.02 and 9.03 turned the Klein–Gordon equation into a field by one recipe: write a Lagrangian density, find the momentum conjugate to the field, Legendre-transform to H, expand in modes. Applied to the Dirac equation it works, but hands back something new. The density ℒ = ψ̄(iħcγμ∂μ − mc²)ψ is ψ†(iħ∂ₜ − HD)ψ, and varying ψ̄ returns the Dirac equation. Because it is first order in time, the momentum conjugate to ψ is the field iħψ† itself, not a velocity, so H = ∫ψ†HDψ d³x contains no squared momentum that could keep it positive, while the Noether charge q∫ψ†ψ d³x has an integrand, ψ†ψ, that cannot be negative. Expanding ψ on Unit 4's spinors, b on u and d† on v with the labels fixed by Unit 8's charge conjugation, and using u†(p, s)v(−p, s′) = 0, gives H = Σ Eₚ(b†b − d d†) and Q = q Σ(b†b + d d†). Read with numbers, as a classical field, that is the complex scalar field turned inside out: there the energy was a sum of squares and the charge had no sign; here the charge is definite and the energy has no lower bound, even at fixed charge. Nothing in this topic says what b and d are. Every result holds for numbers, for commuting operators and for anticommuting ones, and whether the field has a ground state at all rests on one product, d d†, which topics 9.06 and 9.07 reorder in the two possible ways. The field is free; interactions begin in Unit 10.

1The density, its two variations, and the units

SI units throughout, with xμ = (ct, x), ∂μ = ∂/∂xμ and the metric (+, −, −, −). The density ℒ = ψ̄(iħcγμ∂μ − mc²)ψ is c times topic 4.03's operator placed between ψ̄ and ψ. Since ψ̄γ⁰ = ψ† and γ⁰γᵏ = αᵏ, it is also ψ†(iħ∂ₜ − HD)ψ, with HD = cα⋅(−iħ∇) + βmc². Treat ψ and ψ̄ as independent, as z and z* may be for a complex variable. ℒ holds no derivative of ψ̄, so varying ψ̄ gives ∂ℒ/∂ψ̄ = 0, the Dirac equation; varying ψ gives iħ∂μψ̄γμ + mcψ̄ = 0, topic 4.04's adjoint equation; both derived. ℒ is not real, but it differs from the real form (iħc/2)[ψ̄γμ∂μψ − (∂μψ̄)γμψ] − mc²ψ̄ψ by (iħc/2)∂μ(ψ̄γμψ), a divergence that changes no field equation. Dimensions: ψ is in m(−3/2), so ψ̄ψ is in m⁻³ and ℒ in J m⁻³, making the action ∫ℒ d³x dt a quantity in J s. The second form also shows ℒ = 0 on every solution.

2First order in time: ψ† is the momentum

The only time derivative in ℒ is iħψ†∂ₜψ, so πψ = ∂ℒ/∂(∂ₜψ) = iħψ†, in J s m(−3/2), and ψ̄ has no momentum at all: derived. The momentum is the conjugate field, not a velocity, so ψ and iħψ† already form a canonical pair and the initial data are ψ alone. The oscillator has the same structure when written in a = √(mω/2ħ)(x + ip/mω): L = iħa*ȧ − ħωa*a equals pẋ − H up to a total time derivative, so iħa* is the momentum of a. The Legendre transform gives ℋ = πψ∂ₜψ − ℒ = ψ†HDψ, derived, and Hamilton's equation ∂ₜψ = δH/δπψ returns iħ∂ₜψ = HDψ. Unlike topic 9.02's Klein–Gordon ℋ, this one holds no squared momentum, and HD has eigenvalues of both signs, so nothing yet keeps H positive. The equal-time rule of topics 9.06 and 9.07, [ψⱼ(x), πₖ(y)] = iħδⱼₖ δ³(x − y) or its anticommutator, therefore reads [ψⱼ(x), ψₖ†(y)]∓ = δⱼₖ δ³(x − y): ħ cancels, and both sides are in m⁻³.

3Noether's theorem: a charge with a positive integrand

Topic 4.04's current jμ = cψ̄γμψ, conserved and with the positive density ψ†ψ, is quoted; Noether's theorem from topic 9.01 now says where it comes from. ℒ is unchanged by ψ → e(−iθ)ψ with ψ̄ → e(iθ)ψ̄, and the Noether current (∂ℒ/∂(∂μψ))δψ/θ = (iħcψ̄γμ)(−iψ) = ħcψ̄γμψ is ħ times jμ. The charge is Q = q∫ψ†ψ d³x, with q = −e for the electron field, derived. Space translations give P = ∫ψ†(−iħ∇)ψ d³x in the same way, and time translation gives back H. Now compare integrands. ψ†ψ = |ψ₁|² + |ψ₂|² + |ψ₃|² + |ψ₄|² cannot be negative, so a field of numbers has a Q with the sign of q, whatever it does. ψ†HDψ has no sign: HD has eigenvalues +Eₚ and −Eₚ, and a field built from negative-frequency solutions carries negative energy. The complex scalar of topic 9.03 is the mirror image, with an energy density that is a sum of squares and Unit 3's charge density, which takes either sign.

4Expanding on Unit 4's spinors with Unit 8's labels

In a periodic box of volume V every solution is the mode sum on the formula card, with Eₚ = √(p²c² + m²c⁴) and topic 4.06's normalisation u†u = v†v = 2Eₚ/c, so the factor √(c/(2EₚV)) leaves b and d dimensionless. Nothing is assumed of b and d except that d† is the adjoint of d; for a classical field they are numbers and d† means d*. The v-term is a wave of momentum −p and energy −Eₚ, yet it carries the label p. Unit 8 fixed v(p, s) = iγ²u(p, s)*, and since iγ²v(p, s)* = u(p, s) in the Dirac representation, the charge conjugate iγ²ψ* is the same sum with b and d exchanged, label for label: (p, s) is the momentum and spin a d-quantum will carry if it proves to be a particle. Multiplying by u†(p, s) or v†(p, s) and integrating inverts the sum, b(p, s) = √(c/(2EₚV))∫e(i(Eₚ t − p⋅x)/ħ)u†(p, s)ψ d³x and the same with v† and the opposite phase for d†(p, s), derived. b and d† are linear in ψ, so whatever rule is imposed on ψ and ψ† passes straight to them.

5Why the cross terms die: u†(p, s)v(−p, s′) = 0

Put the sum into H = ∫ψ†HDψ d³x. HD returns +Eₚ on each u-wave and −Eₚ on each v-wave, and ∫e(i(p′ − p)⋅x/ħ) d³x = Vδₚₚ′ keeps only pairs of waves with the same spatial momentum. A u-wave of momentum p therefore meets the v-term labelled −p, whose wave also has momentum p, with a coefficient proportional to u†(p, s)v(−p, s′)e(2iEₚ t/ħ) on b†(p, s)d†(−p, s′). That spinor product vanishes, derived in one line: u(p, s) and v(−p, s′) are eigenvectors of one Hermitian matrix, HD(p) = cα⋅p + βmc², with eigenvalues +Eₚ and −Eₚ. Take pc = 0.75 mc² along z, so Eₚ = 1.25 mc². In units of √(mc), u(p, ↑) = (1.5, 0, 0.5, 0), v(p, ↓) = (−0.5, 0, −1.5, 0) and v(−p, ↓) = (0.5, 0, −1.5, 0). Then u†u = 2.5 mc = 2Eₚ/c and u†(p, ↑)v(−p, ↓) = 0.75 − 0.75 = 0, but u†(p, ↑)v(p, ↓) = −1.5 mc. Unit 4's ū(p, s)v(p, s′) = 0 is true and beside the point: H is built from ψ†, not ψ̄.

6H, P and Q in modes: everything hangs on d d†

What survives is H = Σ Eₚ[b†b − d d†], P = Σ p[b†b − d d†] and Q = q Σ[b†b + d d†], summed over p and s and derived with no rule for the operators. The order d d† comes from ψ† standing left of ψ, the only place an operator order has entered. Each v-mode is a first-order oscillator of frequency −Eₚ/ħ, with coordinate d† and momentum iħd: the −Eₚ is no slip but Unit 4's negative-energy solution in Hamiltonian form. Read with numbers, H = Σ Eₚ(|b|² − |d|²) has no lower bound even at fixed charge, since a unit of |d|² in a mode of large p costs −Eₚ. Read with operators, ⟨d d†⟩ is the squared norm of d†|Ψ⟩, and the question is how large it may grow: topic 9.06 imposes commutators, topic 9.07 anticommutators. Two checks close here. For b-modes with p ≪ mc, Eₚ ≈ mc² + p²/2m, rest energy plus Schrödinger's kinetic energy per quantum. And one m serves both branches, so whatever the d-quanta are they have the electron's mass: |m(e⁺) − m(e⁻)|/m is measured below 8 × 10⁻⁹, quoted.

2

Key equations

Read the units, assumptions and limits before substituting.

Dirac Lagrangian density

ℒ = ψ̄(iħcγμ∂μ − mc²)ψ = ψ†(iħ∂ₜ − HD)ψ

Varying ψ̄ gives the Dirac equation and varying ψ its adjoint, both derived. The second form shows at a glance that ℒ vanishes on every solution.

ψ in m(−3/2), ħ in J s, c in m s⁻¹, mc² in J, ℒ in J m⁻³. xμ = (ct, x), metric (+, −, −, −), HD = cα⋅(−iħ∇) + βmc².

Momentum conjugate to ψ

πψ = ∂ℒ/∂(∂ₜψ) = iħψ†

Derived. First order in time, so ψ and ψ† are already a canonical pair, and the rule of topics 9.06 and 9.07 will read [ψⱼ(x), ψₖ†(y)]∓ = δⱼₖ δ³(x − y).

πψ in J s m(−3/2), so πψ∂ₜψ is in J m⁻³ like ℒ. ψ̄ has no conjugate momentum: ℒ contains no ∂ₜψ̄.

Mode expansion, algebra unchosen

ψ = Σₚₛ √(c/(2EₚV)) [b(p, s)u(p, s)e(−i(Eₚ t − p⋅x)/ħ) + d†(p, s)v(p, s)e(i(Eₚ t − p⋅x)/ħ)]

v(p, s) = iγ²u(p, s)*, quoted from Unit 8, labels d† by the momentum and spin a hole would carry, so charge conjugation swaps b and d label for label.

V: box volume in m³; Eₚ = √(p²c² + m²c⁴) in J; u, v in (kg m s⁻¹)¹⁄² with u†u = v†v = 2Eₚ/c; b, d dimensionless.

The overlap that removes the cross terms

u†(p, s) v(−p, s′) = 0

Derived: u(p, s) and v(−p, s′) are eigenvectors of the Hermitian matrix HD(p) with eigenvalues +Eₚ and −Eₚ. It kills every b†d† and db term in H, P and Q.

Unit 4's spinors, any s and s′; u†v is in kg m s⁻¹, like u†u = 2Eₚ/c. Not Unit 4's ū(p, s)v(p, s′) = 0: u†(p, s)v(p, s′) need not vanish.

Field energy in modes

H = ∫ψ†HDψ d³x = Σₚₛ Eₚ [b†(p, s)b(p, s) − d(p, s)d†(p, s)]

Derived. Each v-mode is a first-order oscillator of frequency −Eₚ/ħ. Read with numbers H is indefinite; read with operators, everything turns on how d d† is reordered.

H and Eₚ in J. The order d d† comes from ψ† standing left of ψ; no rule for b or d has been used.

Noether charge in modes

Q = q∫ψ†ψ d³x = q Σₚₛ [b†(p, s)b(p, s) + d(p, s)d†(p, s)]

Derived from the phase symmetry ψ → e(−iθ)ψ. Read with numbers it has the sign of q for every field: a definite charge, the reverse of the complex scalar field.

Q and q in C, q = −e = −1.602 × 10⁻¹⁹ C for the electron field; ψ†ψ in m⁻³. Topic 4.04's current cψ̄γμψ is quoted.
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

0.75 mc
0 to 3 mc; steps of 0.25.
1.0
0 to 3; steps of 0.5.
0.5
0 to 3; steps of 0.5.

Try this. Hold ⟨b†b⟩ at 1 and raise ⟨d d†⟩: the energy bar falls through zero while the charge bar keeps growing. An anticommutator will move the open dot along the dashed line to (p, +Eₚ), topic 9.07; a commutator moves it only at the price of negative norms, topic 9.06.

Live results

Eₚ FOR AN ELECTRON
0.639 MeV
⟨H⟩ IN THIS MODE
0.319 MeV
⟨P⟩ ALONG p
0.192 MeV/c
⟨Q⟩ / q IN THIS MODE
1.5

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Advanced Quantum Mechanics modelLeft: the free Dirac field's two branches, E = ±E_p in mc² against momentum in mc. The filled dot is the b-term at momentum 0.75 mc and energy +1.250 mc²; the open dot is the d†-term, a wave of momentum −p and energy −E_p, and the dashed line joins it through the origin to (p, +E_p). Right: one mode's ⟨H⟩ = E_p(⟨b†b⟩ − ⟨d d†⟩) and ⟨Q⟩ = q(⟨b†b⟩ + ⟨d d†⟩), valid for any algebra.E / mc²p / mcupper: b(p, s) u(p, s)lower: d†(p, s) v(p, s)⟨H⟩ = 0.63 mc²⟨Q⟩ = 1.5 qone mode, any algebra
Left: the free Dirac field's two branches, E = ±Eₚ in mc² against momentum in mc. The filled dot is the b-term at momentum 0.75 mc and energy +1.250 mc²; the open dot is the d†-term, a wave of momentum −p and energy −Eₚ, and the dashed line joins it through the origin to (p, +Eₚ). Right: one mode's ⟨H⟩ = Eₚ(⟨b†b⟩ − ⟨d d†⟩) and ⟨Q⟩ = q(⟨b†b⟩ + ⟨d d†⟩), valid for any algebra.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Mode momentum p: 0.75 mc; ⟨b†b⟩ in this mode: 1.0; ⟨d d†⟩ in this mode: 0.5

Baseline 0.75; choose 0 to 3, in steps of 0.25.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

Seeing −Eₚ d d† in H, students conclude either that the Dirac field has negative-energy quanta whatever is done next, or that the sign is a slip to be repaired by swapping d and d† in the expansion. Neither holds. The sign is forced: each v-mode is a first-order oscillator of frequency −Eₚ/ħ, and renaming d and d† only moves the product to be reordered from d d† to d†d, minus sign intact. What is still open is how large ⟨d d†⟩ can be. In a space of positive norm it is the squared length of d†|Ψ⟩, never negative, so the term can only lower the energy, and it lowers it without limit only if ⟨d d†⟩ is unbounded. An anticommutator will cap it at 1; a commutator either leaves it unbounded or makes some norms negative. The minus sign is a fact; whether it is a disaster is decided by the algebra, in topics 9.06 and 9.07.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

Treat ψ as a classical field holding one mode, b(p, ↑) = 1 for an electron with pc = 0.75 mc² and every other amplitude zero, in a periodic cube of side 2.0 nm. Show that ℒ vanishes on it, then find its energy density, charge density, H and Q. Take mc² = 0.5110 MeV.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

MediumExample 2

At t = 0 a classical Dirac field in a box of volume V is uniform, ψ = (cos θ, 0, sin θ, 0)ᵀ/√V in the Dirac representation, with θ = 60°. Find its mode amplitudes, then H and Q twice: from the mode sums and directly from ∫ψ†HDψ d³x and q∫ψ†ψ d³x. Take mc² = 0.5110 MeV.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

A classical Dirac field is a spin-up plane wave with upper components only, ψ(x, 0) = e(ipz/ħ)(1, 0, 0, 0)ᵀ/√V, the form a Pauli spinor suggests, for an electron with pc = 1.20 MeV. Find the weights of its positive- and negative-frequency modes, then H, P and Q, and check the limits p → 0 and p → ∞. Take mc² = 0.5110 MeV.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

Substituting the mode expansion into H = ∫ψ†(cα⋅(−iħ∇) + βmc²)ψ d³x produces cross terms b†(p, s)d†(−p, s′)e(2iEₚ t/ħ) and their adjoints. Why does every one of them vanish?
7

Review & continue

The Dirac field is the four-component ψ(x, t) made the coordinate of a field theory with Lagrangian density ψ̄(iħcγμ∂μ − mc²)ψ; its conjugate momentum is iħψ†, and its energy and charge become sums over modes of b†b and d d†.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.