
Advanced Quantum Mechanics course sequence · Interactive lesson
The anticommuting scalar field violates microcausality
Anticommutators rescued the Dirac field in topic 9.07, so try them on the scalar. Nothing goes wrong with energies or norms; what breaks is that measurements at spacelike-separated points stop commuting. Finding exactly where, and why no choice of norms repairs it, supplies the half of the spin-statistics argument that positivity cannot.
UAQM-09.08 · Lesson 8 of 9 in this unit. Position is not a completion score.Build the model
One sign in the mode algebra, and the field's two halves add where they used to cancel.
The key idea
An anticommuting scalar violates microcausality: with [a, a†]₊ = [b, b†]₊ = 1 its field anticommutator is D(x − y) + D(y − x), equal to 2D(x − y) ≠ 0 at spacelike separation, so the density φ†φ at two spacelike-separated points fails to commute.
Example. For a scalar of the charged pion's mass, 139.57 MeV, at equal times and r = 1.00 fm, D = 0.0185 fm⁻², so [φ, φ†]₊ = 0.0371 fm⁻² where the commutator rule gives exactly zero; at r = 5.00 fm it is still 1.53 × 10⁻⁴ fm⁻².
The complete physical model and assumptions
Keep topic 9.03's complex Klein-Gordon field exactly as it was, plane waves, field equation and all, and change only the rule its modes obey: [aₚ, aₖ†]₊ = [bₚ, bₖ†]₊ = (2π)³δ³(p − k), with every other pair anticommuting. The field equation never notices, because it constrains the plane waves and not the operators. What notices is the sign with which the antiparticle half of φ enters the c-number [φ(x), φ†(y)]₊. Under commutators it entered as −D(y − x) and, since D(x − y) = D(y − x) whenever x − y is spacelike, it cancelled the particle half exactly. Under anticommutators it enters as +D(y − x), and the halves add to 2D = mK₁(mσ)/(2π²σ), positive at every spacelike interval σ. Reweighting cannot help, because the weight of that term is the norm of the one-antiparticle state, so cancelling it needs a negative norm. Local observables then fail too: φ†φ is a product of two fields, and its commutator at spacelike points is that nonzero anticommutator times a nonzero operator. Yet positivity survives, since the symmetric anticommutator lets bₚ† serve as the annihilator, giving positive energies and positive norms. So for spin 0 only microcausality excludes Fermi statistics, as only positivity excluded Bose statistics for spin ½. The argument is made for free fields; the general theorems for interacting fields are quoted in topic 9.09.
1Keep the field, change the algebra
Units are ħ = c = 1 with metric (+, −, −, −), so a negative (x − y)² means spacelike, and lengths are quoted in fm through ħc = 197.327 MeV fm. Topic 9.03's expansion stays as it was: φ(x) = ∫ d³p (2π)⁻³ (2Eₚ)(−1/2) [aₚ e(−ip⋅x) + bₚ† e(ip⋅x)], with p⁰ = Eₚ = √(p² + m²). It solves the Klein-Gordon equation whatever the operators obey, because the equation is linear and acts only on the plane waves. What changes is the algebra. Write [A, B]₊ = AB + BA and impose [aₚ, aₖ†]₊ = [bₚ, bₖ†]₊ = (2π)³δ³(p − k), with every other pair, a with b included, anticommuting to zero. Two consequences follow at once. [bₚ†, bₚ†]₊ = 0 means (bₚ†)² = 0, so no mode holds two quanta: these would be spin-0 fermions. And because a and b anticommute with each other, the cross terms aₚbₖ + bₖaₚ in φφ† + φ†φ cancel, so [φ(x), φ†(y)]₊ is a c-number waiting to be computed.
2The antiparticle half now adds
Two pairs survive in [φ(x), φ†(y)]₊. The particle pair gives [aₚ, aₖ†]₊ e(−ip⋅x + ik⋅y), and the k integral returns ∫ d³p (2π)⁻³ (2Eₚ)⁻¹ e(−ip⋅(x−y)) = D(x − y), topic 9.04's amplitude. The antiparticle pair gives [bₚ†, bₖ]₊ e(ip⋅x − ik⋅y), and the whole topic sits in its sign: an anticommutator is symmetric, [bₚ†, bₖ]₊ = +[bₖ, bₚ†]₊, where a commutator gives [bₚ†, bₖ] = −[bₖ, bₚ†]. So [φ(x), φ†(y)]₊ = D(x − y) + D(y − x), derived here, against the commutator's D(x − y) − D(y − x). Topic 9.04 showed that D(x − y) = D(y − x) for spacelike x − y, because a continuous, proper orthochronous Lorentz transformation, under which D is invariant, carries x − y into −(x − y) there; for timelike x − y no such transformation exists. The equality that made the commutator vanish now doubles the anticommutator: 2D = mK₁(mσ)/(2π²σ), with σ = √(−(x − y)²) and the closed form quoted from 9.04. K₁ is positive, so this is positive at every spacelike σ, and the same holds for a real scalar quantised this way.
3No choice of positive norm cancels it
Could a different normalisation rescue the rule? Set [bₚ, bₖ†]₊ = w(2π)³δ³(p − k) with w real. The antiparticle term enters as +wD(y − x), so the spacelike anticommutator is (1 + w)D, zero only at w = −1. Now read w. If bₚ annihilates the vacuum, the state bₖ†|0⟩ has ⟨0|bₚbₖ†|0⟩ = w(2π)³δ³(p − k); if bₚ† annihilates it instead, the state bₖ|0⟩ has ⟨0|bₚ†bₖ|0⟩ = w(2π)³δ³(p − k) again. Either way w is the antiparticle's norm, and the only causal value is negative. With commutators the same bookkeeping gives coefficient −w, so w = +1 cancels with a positive norm when bₚ|0⟩ = 0. The canonical side tells the same story. With π = ∂ₜφ†, differentiating gives [φ(t, x), π(t, y)]₊ = (i/2)(1 − w)δ³(x − y): zero for w = 1, and the canonical iδ³ only for w = −1. With positive norms the anticommuting scalar is not even a canonical theory.
4Local observables inherit the failure
Fields are not observables, and the Dirac field shows that fields failing to commute at spacelike separation do no harm, provided the observables built from them commute. So test the observables. Expanding the right side of [AB, CF] = A[B, C]₊F − AC[B, F]₊ + [A, C]₊FB − C[A, F]₊B gives eight terms, six of which cancel, leaving ABCF − CFAB. Put A = φ†(x), B = φ(x), C = φ†(y), F = φ(y). [φ(x), φ(y)]₊ and [φ†(x), φ†(y)]₊ vanish identically, and the other two both equal S = [φ(x), φ†(y)]₊, so [φ†φ(x), φ†φ(y)] = S[φ†(x)φ(y) − φ†(y)φ(x)], derived. The bracket is no zero operator: in the state |k⟩ = aₖ†|0⟩, with the vacuum chosen in the next section and a box of volume V, its expectation is i sin(k⋅(x − y))/(EₖV). At spacelike separation S = 2D ≠ 0, so the density at x fails to commute with the density at y, and a measurement at one event can change the statistics of one outside its light cone. Under commutators the parallel identity puts [B, C], [B, F], [A, C] and [A, F] in those places, and all four vanish there.
5Positivity passes, so causality must decide
Now the energies. With φ† written to the left of φ, as H = ∫ d³x (∂ₜφ†∂ₜφ + ∇φ†⋅∇φ + m²φ†φ) reads, topic 9.03's mode sum is H = ∫ d³p (2π)⁻³ Eₚ(aₚ†aₚ + bₚbₚ†). If bₚ annihilates the vacuum, bₚbₚ† = −bₚ†bₚ + (2π)³δ³(0) gives each b-quantum energy −Eₚ, and with infinitely many modes the energy has no lower bound. But the symmetric anticommutator lets dₚ ≡ bₚ† take over: [dₚ, dₖ†]₊ = (2π)³δ³(p − k) is the same algebra, dₚ|0⟩ = 0 defines the vacuum, and H = ∫ d³p (2π)⁻³ Eₚ(aₚ†aₚ + dₚ†dₚ), every quantum adding +Eₚ with positive norm. Topic 9.06 found no such escape for the Dirac field, because [b†, b] = −[b, b†] turns the same relabelling into a negative norm. Side by side, with the spin-½ entries quoted from 9.06 and 9.07: spin 0 with commutators and spin ½ with anticommutators pass both tests, spin ½ with commutators fails positivity, and spin 0 with anticommutators passes positivity and fails causality. Only spin 0 and spin ½ are derived here; Pauli's 1940 theorem for free fields of every spin, quoted in topic 9.09, extends the pattern: integer spin with Fermi statistics breaks causality, and half-integer spin with Bose statistics breaks positivity.
6Checks: dimensions, limits and the pion
Dimensions: with ħ = c = 1 the action ∫ d⁴x ∂φ†⋅∂φ is a pure number, so φ carries mass and D carries mass², and mK₁(mσ)/(2π²σ) is a mass over a length, mass² again; 1 fm⁻² = 0.03894 GeV². Massless limit: K₁(z) → 1/z, so 2D → 1/(2π²σ²), a power law reaching every distance. Large σ: 2D → √m e(−mσ)/(2πσ)³⁄², shrinking over ħ/mc but never reaching zero. For a scalar of the charged pion's measured mass, 139.57 MeV, ħ/mc = 1.414 fm, and the equal-time anticommutator is 0.0371 fm⁻² at 1 fm, 0.00563 fm⁻² at 2 fm and 1.53 × 10⁻⁴ fm⁻² at 5 fm, where the asymptotic form already lies within 10%. The commutator rule gives zero at all three. Nature takes the side the argument predicts: charged pions, measured to have spin 0, show an excess of like-sign pairs at small relative momentum, an effect first identified in antiproton annihilation by Goldhaber, Goldhaber, Lee and Pais in 1960. That is Bose enhancement; an anticommuting pion field would have produced a Pauli suppression instead.
Key equations
Read the units, assumptions and limits before substituting.
The anticommuting mode algebra
[aₚ, aₖ†]₊ = [bₚ, bₖ†]₊ = (2π)³δ³(p − k), every other pair anticommuting
The only change from topic 9.03. It forces (bₚ†)² = 0, one quantum per mode, and it fixes the sign with which b† enters every bilinear.
[A, B]₊ = AB + BA. With ħ = c = 1, aₚ and bₚ carry GeV(−3/2) and δ³ of momentum carries GeV⁻³.The field anticommutator, derived
[φ(x), φ†(y)]₊ = D(x − y) + D(y − x)
The commutator rule gives D(x − y) − D(y − x): the same two terms with the opposite relative sign, and that sign is all that separates a causal theory from an acausal one.
D(x − y) = ∫ d³p (2π)⁻³ (2Eₚ)⁻¹ e(−ip⋅(x−y)), topic 9.04's amplitude, in GeV²; x and y are four-vectors.Its value at spacelike separation
[φ(x), φ†(y)]₊ = 2D(x − y) = mK₁(mσ)/(2π²σ), with σ = √(−(x − y)²)
Positive at every spacelike σ: 1/(2π²σ²) for m = 0, and 0.0371 fm⁻² at σ = 1.00 fm for m = 139.57 MeV, where the commutator rule gives exactly zero.
m in GeV, σ in GeV⁻¹ (1 fm = 5.068 GeV⁻¹). K₁ is the modified Bessel function, positive for positive argument; quoted from 9.04.Reweighting the antiparticle term
[bₚ, bₖ†]₊ = w(2π)³δ³(p − k) ⇒ spacelike [φ(x), φ†(y)]₊ = (1 + w)D(x − y)
Zero only at w = −1, a negative-norm state. With commutators the coefficient is −w and w = +1 cancels it, so only Bose statistics lets a scalar be causal with positive norms.
Derived. w is dimensionless and equals the norm of the one-antiparticle state, whether bₚ or bₚ† annihilates the vacuum.Densities at two points
[φ†φ(x), φ†φ(y)] = S(x − y)[φ†(x)φ(y) − φ†(y)φ(x)], with S = [φ(x), φ†(y)]₊
The observable inherits the field's anticommutator: S = 2D ≠ 0 outside the light cone, so density measurements at spacelike-separated events fail to commute.
Derived from [AB, CF] = A[B, C]₊F − AC[B, F]₊ + [A, C]₊FB − C[A, F]₊B. φ†φ carries GeV², its commutator GeV⁴.Positivity survives the relabelling
dₚ ≡ bₚ†, dₚ|0⟩ = 0: H = ∫ d³p (2π)⁻³ Eₚ(aₚ†aₚ + dₚ†dₚ)
Every quantum adds +Eₚ and every state has positive norm, so positivity cannot exclude this rule. For the Dirac field with commutators the same swap produced a negative norm.
Derived. Eₚ = √(p² + m²) in GeV; φ† left of φ in H. d obeys the same algebra: [dₚ, dₖ†]₊ = (2π)³δ³(p − k).Interactive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Set the rule to −1 and w to 1: the faint curve mirrors the dashed one and the solid total lies flat on zero. Switch the rule to +1 and no positive w brings it down; only w = −1, a negative-norm antiparticle, cancels it. Drag m to 0: the curves go flat, a pure 1/r² law with no range at all.
Live results
- SPACELIKE TOTAL ÷ D
- 2.00
- PARTICLE TERM AT 1 fm
- 18.5 10⁻³ fm⁻²
- ANTIPARTICLE TERM AT 1 fm
- 18.5 10⁻³ fm⁻²
- TOTAL AT 1 fm
- 37.0 10⁻³ fm⁻²
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Rule: −1 commutator, +1 anticommutator: 1; Antiparticle norm w (negative forbidden): 1.00; Mass m: 140 MeV
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The tempting argument runs by symmetry with topic 9.06: commutators gave the Dirac field negative energies or negative norms, so anticommutators must do the same to the scalar, and positivity rules them out. It does not. The anticommutator is symmetric, [b, b†]₊ = [b†, b]₊, so the relabelling dₚ = bₚ† costs nothing: d obeys the same algebra, the one-antiparticle state keeps a positive norm whichever operator annihilates the vacuum, and with dₚ|0⟩ = 0 every quantum adds +Eₚ. A commutator has no such symmetry, [b†, b] = −[b, b†], which is why relabelling the Dirac b's only traded negative energy for negative norm. The anticommuting scalar fails on a different test: its spacelike anticommutator is 2D, and the densities built from it do not commute. Blaming positivity gives the right verdict for the wrong reason, and hides why the spin-statistics argument needs both tests.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
A massless complex scalar is quantised with anticommutators. Event x is at the origin and event y is at t = 1.20 fm (c = 1), 2.00 fm along the x-axis. Find the invariant interval, evaluate [φ(x), φ†(y)]₊ in fm⁻² and GeV², and say what the commutator rule gives for the same pair.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- (x − y)² = (1.20 fm)² − (2.00 fm)² = 1.44 fm² − 4.00 fm² = −2.56 fm². It is negative, so the pair is spacelike, with σ = √(2.56 fm²) = 1.60 fm.
- At spacelike separation [φ(x), φ†(y)]₊ = D(x − y) + D(y − x) = 2D. For m = 0, K₁(z) → 1/z turns mK₁(mσ)/(4π²σ) into D = 1/(4π²σ²).
- D = 1/(4π² × 2.56 fm²) = 1/(101.06 fm²) = 9.895 × 10⁻³ fm⁻², so [φ(x), φ†(y)]₊ = 1.979 × 10⁻² fm⁻².
- In GeV², multiply by (ħc)² = (0.197327 GeV fm)² = 0.038938 GeV² fm²: 1.979 × 10⁻² × 0.038938 = 7.71 × 10⁻⁴ GeV², a mass squared, as [φ]² must be.
- Under the commutator rule the same two terms subtract: D(x − y) − D(y − x) = 0. Only σ entered, so an equal-time pair 1.60 fm apart gives the same 1.98 × 10⁻² fm⁻² under anticommutators.
Answer. σ = 1.60 fm, and [φ(x), φ†(y)]₊ = 1.98 × 10⁻² fm⁻² = 7.71 × 10⁻⁴ GeV², where the commutator rule gives exactly 0.
MediumExample 2
To rescue the anticommuting scalar, someone keeps [aₚ, aₖ†]₊ = (2π)³δ³(p − k) but sets [bₚ, bₖ†]₊ = w(2π)³δ³(p − k). For m = 139.57 MeV and two events 1.00 fm apart at equal times, evaluate [φ(x), φ†(y)]₊ for w = 1 and w = 0.25, find the w that makes it vanish, and give that w's antiparticle norm for each choice of vacuum.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 6 steps revealed.
- The antiparticle pair enters as [bₚ†, bₖ]₊ = +w(2π)³δ³(p − k), so [φ(x), φ†(y)]₊ = D(x − y) + wD(y − x) = (1 + w)D at spacelike separation.
- m = 139.57 MeV ÷ 197.327 MeV fm = 0.7073 fm⁻¹, so mr = 0.7073 and K₁(0.7073) = 1.0347.
- D = mK₁(mr)/(4π²r) = 0.7073 × 1.0347/(39.478 × 1.00) fm⁻² = 0.01854 fm⁻², which is 0.732 of the massless value 1/(4π²r²) = 0.02533 fm⁻².
- w = 1: 2D = 0.0371 fm⁻². w = 0.25: 1.25D = 0.0232 fm⁻². Shrinking w only shrinks the antiparticle half; for any w ≥ 0 the sum never falls below D.
- (1 + w)D = 0 needs w = −1. With bₚ|0⟩ = 0 the state bₖ†|0⟩ has ⟨0|bₚbₖ†|0⟩ = −(2π)³δ³(p − k); with bₚ†|0⟩ = 0 the state bₖ|0⟩ has ⟨0|bₚ†bₖ|0⟩ = −(2π)³δ³(p − k). Negative both ways.
- With commutators the coefficient is −w, so w = +1 cancels, with ⟨0|bₚbₖ†|0⟩ = +(2π)³δ³(p − k) when bₚ|0⟩ = 0: the Bose rule is causal and positive at once.
Answer. [φ(x), φ†(y)]₊ = 0.0371 fm⁻² for w = 1 and 0.0232 fm⁻² for w = 0.25. It vanishes only for w = −1, whose antiparticle norm is −(2π)³δ³(p − k) whichever operator annihilates the vacuum.
HardExample 3
Take the anticommuting scalar with m = 139.57 MeV, the vacuum aₚ|0⟩ = bₚ†|0⟩ = 0, a box of volume V = (10.0 fm)³ and the state |k⟩ = aₖ†|0⟩ of one particle at rest. Event x is 0.500 fm later than event y (c = 1) and 1.00 fm from it. Find ⟨k|[n(x), n(y)]|k⟩ for the density n = φ†φ, using the infinite-volume value of [φ(x), φ†(y)]₊.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 6 steps revealed.
- Use [AB, CF] = A[B, C]₊F − AC[B, F]₊ + [A, C]₊FB − C[A, F]₊B with A = φ†(x), B = φ(x), C = φ†(y), F = φ(y). [φ(x), φ(y)]₊ and [φ†(x), φ†(y)]₊ vanish and the other two equal S = D(x − y) + D(y − x), so [n(x), n(y)] = S[φ†(x)φ(y) − φ†(y)φ(x)].
- In the box φ = Σₚ (2EₚV)(−1/2)(aₚe(−ip⋅x) + bₚ†e(ip⋅x)), with [aₚ, aₖ†]₊ = δₚₖ. Since bₚ†aₖ†|0⟩ = −aₖ†bₚ†|0⟩ = 0, φ(y)|k⟩ = (2EₖV)(−1/2)e(−ik⋅y)|0⟩, so ⟨k|φ†(x)φ(y)|k⟩ = e(ik⋅(x−y))/(2EₖV) and the bracket's expectation is i sin(k⋅(x − y))/(EₖV).
- At rest Eₖ = m = 0.7073 fm⁻¹ and k⋅(x − y) = mΔt = 0.7073 × 0.500 = 0.3537, so sin(0.3537) = 0.3463. With EₖV = 0.7073 fm⁻¹ × 1000 fm³ = 707.3 fm², the bracket gives i × 4.896 × 10⁻⁴ fm⁻².
- σ = √(1.00² − 0.500²) fm = 0.8660 fm, spacelike. mσ = 0.6125 and K₁(0.6125) = 1.2666, so S = mK₁(mσ)/(2π²σ) = 0.7073 × 1.2666/(19.739 × 0.8660) fm⁻² = 0.05241 fm⁻².
- Multiply: ⟨k|[n(x), n(y)]|k⟩ = i × 0.05241 × 4.896 × 10⁻⁴ fm⁻⁴ = i × 2.566 × 10⁻⁵ fm⁻⁴. It is i times a real number, as a commutator of two Hermitian operators must be, in the units of n².
- Under the commutator rule the parallel identity gives [n(x), n(y)] = [D(x − y) − D(y − x)][φ†(x)φ(y) + φ†(y)φ(x)], and the prefactor is zero for every spacelike pair, so the matrix element vanishes.
Answer. ⟨k|[n(x), n(y)]|k⟩ = i × 2.57 × 10⁻⁵ fm⁻⁴, nonzero although the events are spacelike; with commutators it is exactly 0.
Quick check
Select an answer and explain it before checking.
Review & continue
An anticommuting scalar violates microcausality: with [a, a†]₊ = [b, b†]₊ = 1 its field anticommutator is D(x − y) + D(y − x), equal to 2D(x − y) ≠ 0 at spacelike separation, so the density φ†φ at two spacelike-separated points fails to commute.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.