
Optional extension · Interactive lesson
The Carnot cycle and maximum efficiency
Every real engine is judged against one that cannot be built. Here is that reference engine, assembled stage by stage, together with an honest account of why a working power station stops so far short of it.
UPII-E3.05 · Lesson 5 of 9 in this extension. Position is not a completion score.Optional extension. Use this unnumbered support sequence where your university’s syllabus or prerequisite needs require it. It is not an additional numbered unit. Optional work is not a required completion gate.
Build the model
Two reservoir temperatures fix the ceiling. Nothing about the engine can lift it.
The key idea
The Carnot cycle is the reversible cycle built from two isothermal stages, one at each reservoir temperature, joined by two adiabatic stages, and its efficiency 1 − TC/TH is the highest any engine working between those reservoirs can reach.
Example. Between a boiler at 620 K and a condenser at 310 K the ceiling is 1 − 310/620 = 0.500, so 1.00 kJ taken from the boiler yields at most 500 J of work and sends at least 500 J into the condenser.
The complete physical model and assumptions
Carnot asked the question an engineer has to ask: given a furnace at one temperature and a river at another, what is the most work any heat engine could deliver? Insist that the engine be reversible — every step slow enough that it could be retraced through the same states — and the design is forced. Heat may only cross a boundary between bodies at the same temperature, so every stage in contact with a reservoir is isothermal. Moving between the two reservoir temperatures then has to happen with the gas insulated, so every other stage is adiabatic. Four stages remain, with nothing left to choose: isothermal expansion at TH, adiabatic expansion down to TC, isothermal compression at TC, adiabatic compression back. Do the ideal-gas arithmetic and the volumes, the amount of gas and even γ cancel, leaving η = 1 − TC/TH. The result outgrows its derivation: no engine of any substance can beat it between the same two reservoirs, because one that did could drive a reversed Carnot engine and pump heat from cold to hot for nothing. What the ceiling costs is time. Reversible means quasi-static, and a quasi-static engine delivers its work infinitely slowly, so the Carnot value is a bound to design against and never a target to reach.
1Reversibility dictates the four stages
A reversible step is one that could be retraced, leaving the gas and everything around it as they were. Heat crossing a temperature gap is the commonest way to fail that test: let 1.00 kJ leak straight from 800 K to 300 K and the first law notices nothing, yet 625 J of work that an engine could have taken out of it has gone for good. So while the gas is in contact with a reservoir it must sit at that reservoir's own temperature, which makes those stages isothermal. Travelling between 800 K and 300 K then has to be done with the gas insulated, which makes the connecting stages adiabatic. No third kind of stage is available, so the cycle reads isotherm, adiabat, isotherm, adiabat — and any engine that exchanges heat reversibly with only two reservoirs is a Carnot engine, whatever it looks like from outside.
2Walk the loop once with an ideal gas
Take 1.00 mol of a monatomic ideal gas, TH = 600 K, TC = 300 K, and let the hot isotherm expand the gas by a factor of 3.00. On a→b the temperature never changes, so ΔU = 0 and the heat in equals the work out: QH = nRTH ln 3.00 = 8.314 × 600 × 1.0986 = 5.48 kJ. On b→c the gas is insulated, Q = 0, and it does work at the expense of its own internal energy, nCV(TH − TC) = 1.5 × 8.314 × 300 = 3.74 kJ, cooling to 300 K as it expands. On c→d the gas is compressed at 300 K through the same volume ratio 3.00, rejecting QC = nRTC ln 3.00 = 2.74 kJ. On d→a the surroundings put back exactly the 3.74 kJ the gas released on b→c. The adiabatic pair therefore cancels, the net work is 5.48 − 2.74 = 2.74 kJ, and η = 2.74/5.48 = 0.500.
3Why the two logarithms cancel
The claim that both isotherms run through the same volume ratio is the hinge of the derivation, and the adiabats supply it. On a reversible adiabat of an ideal gas T V(γ−1) stays constant, so b→c gives TH Vb(γ−1) = TC Vc(γ−1) and d→a gives TH Vₐ(γ−1) = TC Vd(γ−1). Divide the first by the second and both temperatures disappear: (Vb/Vₐ)(γ−1) = (Vc/Vd)(γ−1), hence Vb/Vₐ = Vc/Vd. Now set the two isothermal heats side by side. QH = nRTH ln(Vb/Vₐ) and QC = nRTC ln(Vc/Vd) share an identical logarithm, so QC/QH = TC/TH and η = 1 − TC/TH. The amount of gas, the volumes and γ have all cancelled, which is the first hint that the answer is bigger than the ideal gas it came from.
4Carnot's theorem: the ceiling is not about gases
Suppose an engine X between 800 K and 300 K really did convert 70% of its heat, beating the Carnot value 1 − 300/800 = 0.625. Feed X 1000 J: it delivers 700 J of work and drops 300 J into the cold reservoir. Now spend that 700 J driving a Carnot engine backwards, which being reversible it permits. Run in reverse it still obeys QC/QH = 0.375, so 700 J of work returns 700/0.625 = 1120 J to the hot reservoir while lifting 420 J out of the cold one. Add the two machines together: no work has crossed the boundary, the hot reservoir has gained 1120 − 1000 = 120 J, and the cold reservoir has lost 420 − 300 = 120 J. Heat has moved from cold to hot with nothing paid for it. Since that is impossible, no X can beat Carnot; and running the argument both ways with two reversible engines shows that every reversible engine between the same reservoirs has exactly the same efficiency, whatever its working substance.
5The two temperatures are not equally worth moving
Differentiate η = 1 − TC/TH and the asymmetry is plain: ∂η/∂TH = TC/TH² while ∂η/∂TC = −1/TH, so a one-kelvin drop in the cold reservoir is worth TH/TC times a one-kelvin rise in the hot one. Take a steam plant at TH = 810 K against a cooling tower at TC = 300 K, where the ceiling is 0.630. Ten kelvin more in the boiler lifts it to 0.634; ten kelvin less in the tower lifts it to 0.642, a gain 2.7 times larger, which is the ratio TH/TC the derivatives predict. The catch is ownership: the cold reservoir is the river or the air, and nobody gets to choose its temperature, so every engineering effort goes into raising TH, which metallurgy caps. A gas turbine entering at 1700 K against the same 300 K has a ceiling of 0.824, and that is why combined-cycle plants exist.
6Where the missing efficiency goes
Reversible means quasi-static, and a quasi-static engine produces zero power: every stage takes forever. Real heat exchangers must move heat at a finite rate, which needs a finite temperature drop across them, so the working fluid never quite reaches 810 K or 300 K and the loop it actually traverses is narrower than the reservoirs allow. Model just that one compromise — an internally reversible engine coupled to its reservoirs through finite conductances — and maximise the power rather than the efficiency: the optimum sits at η = 1 − √(TC/TH) = 1 − √(300/810) = 0.391. Large coal plants deliver about 0.40, so this finite-time figure, not the 0.630 ceiling, is the honest yardstick. Friction, turbulence, throttling through valves, incomplete combustion and heat leaking past the working fluid then take their share of what is left.
Key equations
Read the units, assumptions and limits before substituting.
Carnot efficiency
ηCarnot = 1 − TC/TH
The ceiling between two reservoirs: no working substance, size or clever linkage raises it.
TH and TC are the absolute reservoir temperatures in K; η is a pure number, so both must sit on the same absolute scaleReversible heat ratio
QC/QH = TC/TH
Turns a temperature ratio into a heat ratio, so QC follows from QH with no cycle detail needed.
QH is the heat taken from the hot reservoir each cycle and QC the heat dumped into the cold one, both magnitudes in JHeat drawn on the hot isotherm
QH = n R TH ln(Vb/Vₐ)
Where the logarithm enters: the heat taken in is set by the expansion ratio at TH alone.
n in mol, R = 8.314 J mol⁻¹ K⁻¹, volumes in m³; ΔU = 0 on an ideal-gas isotherm, so all the heat leaves as workAdiabatic link between the isotherms
T V(γ−1) = constant
Forces Vb/Vₐ = Vc/Vd, so the two logarithms cancel and only the temperatures survive.
reversible adiabat of an ideal gas, with γ = Cₚ/CV, T in K and V in m³Work per Carnot cycle
W = QH (1 − TC/TH)
Reads the work straight off the heat supplied and the two reservoir temperatures.
W is the net work per cycle in J, drawn as the area enclosed by the loop on a p–V diagramEfficiency at maximum power
ηₘₚ = 1 − √(TC/TH)
Explains why a plant between 810 K and 300 K runs near 39%, not near its 63% ceiling.
endoreversible engine tuned for maximum power rather than maximum efficiency, T in K; always below ηCarnotInteractive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Drag the expansion ratio: the loop widens and both the heat in and the work grow, yet the efficiency readout never moves. Then lower TC and watch the cold isotherm sink towards the axis as the efficiency climbs.
Live results
- CARNOT EFFICIENCY
- 0.531
- HEAT IN QH
- 4658 J
- NET WORK W
- 2475 J
- HEAT OUT QC
- 2184 J
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Hot reservoir TH: 640 K; Cold reservoir TC: 300 K; Expansion ratio Vb/Vₐ: 2.4
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The formula is written with a T, so students use the temperature they were handed and put Celsius into 1 − TC/TH. A turbine between 540 °C and 30 °C then looks as though it could reach 94% instead of its true 62.7%. This is not a unit slip but a structural error: the formula contains a ratio of temperatures, and a ratio changes when you move the zero of a scale, while a difference does not. Push it and it collapses — a condenser at 0 °C would give η = 1, a perfect engine cooled by melting ice, and one at −10 °C would give η above 1. Thermodynamic temperature is defined so that QC/QH = TC/TH for a reversible engine, so the Kelvin scale is not a convention here but the very thing the derivation is about. The neighbouring slip is dividing by the cold temperature: (TH − TC)/TC returns 1.68 for that turbine, an engine handing back more work than the heat it was fed.
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
A Carnot engine runs between a hot reservoir at 197 °C and a cold reservoir at 17 °C, absorbing 1.00 kJ from the hot reservoir each cycle. Find its efficiency, the work it delivers per cycle and the heat it rejects.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 4 steps revealed.
- Convert both temperatures to kelvin, because the formula divides one by the other: TH = 197 + 273.15 = 470.15 K and TC = 17 + 273.15 = 290.15 K.
- ηCarnot = 1 − TC/TH = 1 − 290.15/470.15 = 1 − 0.6171 = 0.3829, that is 38.3%.
- Work per cycle: W = η QH = 0.3829 × 1000 J = 383 J.
- Heat rejected: QC = QH − W = 1000 − 383 = 617 J. Check it against QC/QH = TC/TH, since 617/1000 = 0.617 and 290.15/470.15 = 0.617, so the accounting is consistent.
Answer. η = 0.383, that is 38.3%; W = 383 J per cycle; QC = 617 J per cycle.
MediumExample 2
A Carnot engine uses 0.250 mol of a monatomic ideal gas (γ = 5/3) between reservoirs at 640 K and 295 K. The isothermal expansion at 640 K triples the volume. Find the heat absorbed, the efficiency, the net work, the heat rejected, and the volume ratio of the adiabatic expansion that follows.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Hot isotherm: ΔU = 0, so QH = nRTH ln(Vb/Vₐ) = 0.250 × 8.314 × 640 × ln 3.00 = 1330.2 × 1.0986 = 1.461 × 10³ J.
- Efficiency from the reservoirs alone: η = 1 − 295/640 = 0.5391.
- Net work: W = η QH = 0.5391 × 1461.4 = 787.8 J, so QC = 1461.4 − 787.8 = 673.6 J.
- Check QC independently on the cold isotherm, where the volume ratio is the same 3.00: QC = nRTC ln 3.00 = 0.250 × 8.314 × 295 × 1.0986 = 673.6 J, which matches.
- Adiabatic expansion b→c: T V(γ−1) is constant with γ − 1 = 2/3, so Vc/Vb = (TH/TC)³⁄² = (640/295)1.5 = 2.16951.5 = 3.20.
Answer. QH = 1.46 kJ, η = 0.539, W = 788 J, QC = 674 J, and the adiabatic expansion multiplies the volume by a further 3.20, for a total swing Vc/Vₐ = 9.59.
HardExample 3
A binary geothermal plant takes 38 MW of heat from brine at 165 °C and rejects heat to a cooling tower at 22 °C, producing 4.6 MW of electricity. Find its actual efficiency, the Carnot ceiling, the fraction of that ceiling it achieves, and the finite-time estimate 1 − √(TC/TH). Then estimate the winter output if the tower falls to 14 °C and the plant holds the same fraction of its ceiling.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Actual efficiency: η = 4.6/38 = 0.1211, that is 12.1%, and the cooling tower must carry away 38 − 4.6 = 33.4 MW.
- Kelvin first: TH = 438.15 K and TC = 295.15 K, so ηCarnot = 1 − 295.15/438.15 = 0.3264, that is 32.6%.
- Fraction of the ceiling achieved: 0.1211/0.3264 = 0.371, so the plant captures 37% of what its two reservoirs allow.
- Finite-time estimate: 1 − √(295.15/438.15) = 1 − 0.8207 = 0.1793, that is 17.9%. The plant sits below even this, which is what a low-grade brine and a real turbine produce.
- Winter: TC = 287.15 K raises the ceiling to 1 − 287.15/438.15 = 0.3446, up 1.8 percentage points. Holding 0.371 of it gives η = 0.371 × 0.3446 = 0.1278, so the output becomes 0.1278 × 38 = 4.86 MW.
Answer. η = 12.1% against a Carnot ceiling of 32.6%, so 37% of the ceiling, with a finite-time estimate of 17.9%. A tower 8 K colder would lift the output from 4.6 MW to about 4.9 MW.
Quick check
Select an answer and explain it before checking.
Review & continue
The Carnot cycle is the reversible cycle built from two isothermal stages, one at each reservoir temperature, joined by two adiabatic stages, and its efficiency 1 − TC/TH is the highest any engine working between those reservoirs can reach.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.
Optional supporting lessons
These chapter resources can help with earlier ideas; they are not additional required Physics II completion tasks.