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Advanced Quantum Mechanics course sequence · Interactive lesson

Large and small components: eliminating χ to order v/c

Every slow electron you have met in two-component form was a four-component Dirac spinor. This lesson finds where the other two components went: slaved to the first two across a 1.022 MeV gap, smaller by v/2c, yet carrying all of the electron's kinetic energy. The rest of the unit, from g = 2 to the Darwin term, starts here.

UAQM-06.01 · Lesson 1 of 9 in this unit. Position is not a completion score.
Starting model: Large and small components: eliminating χ to order v/cSmall-to-large ratio |χ|/|φ| against p/mc, which for a hydrogen-like 1s state is its rms value Zα. Dashed: the order-v/c result p/2mc. Solid: the exact free-electron ratio cp/(E + mc²), derived, and the exact Dirac 1s ratio Zα/(1 + γ), quoted. Filled dots exact, open dots leading order, for Z = 92 and a 150 keV electron; each exact value is the leading one divided by 1 + E′/2mc².|χ|/|φ|: filled exact, open order v/c1s, Z = 92: exact 0.386, Zα/2 0.336free, 150 keV: exact 0.358, p/2mc 0.4101s exactorder v/cfree exact11p/mc, or Zα for the 1s
Start with a picture. Change the model in the lab below.
1

Build the model

A 1.022 MeV gap ties the lower two components to the gradient of the upper two.

The key idea

Eliminating the small component means solving the lower two rows of the Dirac equation for χ in terms of the upper pair φ, χ ≈ (σ⋅π/2mc)φ for a slow electron, so that φ obeys a closed two-component equation of its own.

Example. A 1.00 keV electron has |χ|/|φ| ≈ p/2mc = √(T/2mc²) = √(1.00 keV/1022 keV) = 0.0313, so its small component holds 9.8 × 10⁻⁴ of the probability its large component holds.

The complete physical model and assumptions

A Dirac spinor has four components, yet atomic physics describes every slow electron with two, and the reason is an energy gap rather than an assumption. Remove the rest-energy phase and Unit 4's minimally coupled Hamiltonian becomes two block rows joined only by the odd operator cσ⋅π, with an extra −2mc² in the lower row. That row, (2mc² + iħ∂/∂t − V)χ = cσ⋅πφ, is exact. When the electron's kinetic and potential energies, and the quanta ħω of the fields acting on it, are small beside 2mc² = 1.022 MeV, the bracket is 2mc² and χ ≈ (σ⋅π/2mc)φ: the lower pair is slaved to the gradient of the upper pair, smaller by v/2c, with no amplitude of its own. Slaved does not mean negligible. Fed back into the upper row, the c in the coupling cancels the 1/c in χ and leaves iħ∂φ/∂t = [(σ⋅π)²/2m + V]φ, so the whole kinetic energy and the whole current of a slow electron pass through a component holding 1.3 × 10⁻⁵ of hydrogen's probability. The model stops where the bracket stops being 2mc². The part it dropped carries every correction of relative order (v/c)², fine structure included; it reaches 13% for hydrogen-like uranium; it fails inside Z × 1.4 fm of a point nucleus and for fields oscillating near 2mc²/ħ; and for negative-energy states the roles reverse and φ is the small one.

1Peel off mc² and the lower row sits 2mc² uphill

Units are SI throughout, and where a four-vector appears the metric is (+, −, −, −). Quote Unit 4's minimally coupled Hamiltonian, H = cα⋅π + βmc² + V, with π = p − qA and V = qΦ. In the Dirac representation β = diag(1, −1) and α carries σ in its off-diagonal blocks, so βmc² and V are even, block-diagonal, while cα⋅π is odd, the only term linking the upper pair of components to the lower. A positive-energy electron's spinor turns at mc²/ħ = 7.76 × 10²⁰ s⁻¹, a rate with no atomic physics in it, so write ψ = e(−imc²t/ħ)(φ, χ). The block rows become iħ∂φ/∂t = cσ⋅πχ + Vφ and iħ∂χ/∂t = cσ⋅πφ + (V − 2mc²)χ. The phase cancelled mc² in the upper row and doubled it in the lower: χ now sits 2mc² = 1.022 MeV uphill of φ. That gap is measured, not assumed. It is the threshold for creating an electron-positron pair, and a pair annihilating at rest emits two photons of 511.0 keV each.

2Power-count the lower row and keep its leading balance

Collect the χ terms: (2mc² + iħ∂/∂t − V)χ = cσ⋅πφ, still exact. Now count powers of v/c. Acting on a state of energy E, iħ∂/∂t returns E′ = E − mc², and in an atom E′ and V are both of the size of the kinetic energy, ½mv²: tens of eV in hydrogen against 1.022 MeV. The right side is of order c × mv × φ, and the left is 2mc²χ up to a relative (v/c)². Keeping the leading balance gives χ ≈ (σ⋅π/2mc)φ, derived, correct through order v/c with errors of order (v/c)³. Three checks. Dimensions: σ is a pure number and π/mc a ratio of momenta, so χ shares φ's unit, m(−3/2). Rest limit: a free electron at rest has a uniform φ, on which p gives zero, so χ = 0, Unit 4's rest spinor with its lower pair empty. Gauge: under A → A + ∇Λ the whole spinor gains e(iqΛ/ħ), and π acting on e(iqΛ/ħ)φ returns e(iqΛ/ħ)πφ, so χ picks up exactly φ's phase, as the lower half of one spinor must.

3How small: v/2c, and α/2 in hydrogen

With A = 0, σ⋅p is Hermitian and (σ⋅p)² = p², so the weight takes one line: ⟨χ|χ⟩ = ⟨φ|p²|φ⟩/(2mc)² = ⟨T⟩/2mc², derived. In amplitude that is p/2mc, half of v/c at this order. Hydrogen's 1s state makes it hold point by point. With φ = R(r)ξ, R ∝ e(−r/a₀) and ξ a constant spinor, σ⋅pφ = −iħR′(σ⋅r̂)ξ = i(ħ/a₀)R(σ⋅r̂)ξ, and since ħ/(mca₀) = α, χ = i(α/2)(σ⋅r̂)φ. Because (σ⋅r̂)² = 1, |χ|/|φ| = α/2 = 3.65 × 10⁻³ at every radius, and χ holds α²/4 = 1.33 × 10⁻⁵ of φ's probability. Measurement agrees: by the virial theorem ⟨T⟩ is the measured ionisation energy, 13.6 eV, and 13.6 eV ÷ 1.022 MeV = 1.33 × 10⁻⁵. Notice what σ⋅r̂ does. It is odd under r → −r and carries one unit of orbital angular momentum, so χ is a p-wave while φ is an s-wave, both with j = ½: the two halves of a Dirac spinor carry opposite orbital parity, as Unit 4's parity operator βP requires.

4Small in probability, full size in the dynamics

Put χ into the upper row: iħ∂φ/∂t = cσ⋅π(σ⋅π/2mc)φ + Vφ = [(σ⋅π)(σ⋅π)/2m + V]φ, derived, a closed equation for two components. With A = 0 it is Schrödinger's equation for each spin component, the one-particle non-relativistic limit with nothing left over, as an order-v/c result should be. Follow where the kinetic energy came from. The coupling cσ⋅π is of order c × mv, χ is of order v/2c, and their product is of order ½mv², the size of V. The current says the same. Because α is odd, j = cψ†αψ = c(φ†σχ + χ†σφ) contains no φ†φ term; with χ inserted and A = 0 it becomes (ħ/2mi)(φ†∇φ − (∇φ†)φ) + (ħ/2m)∇×(φ†σφ), Schrödinger's current plus a divergence-free spin term. Every bit of it arrives through χ, which in hydrogen holds 1.3 × 10⁻⁵ of the norm. Expanding (σ⋅π)² when A ≠ 0, where the components of π fail to commute, is the next topic's work.

5What the dropped bracket holds: two exact checks

The leading result replaced 2mc² + E′ − V by 2mc², dropping a fraction (E′ − V)/2mc² whose average is ⟨T⟩/2mc², of order (v/c)²/4. Two exact solutions show its size, and that its sign is not what a glance at the bracket suggests. For a free electron both rows are algebraic: eliminating χ exactly gives E′(E′ + 2mc²) = c²p², which is E² = p²c² + m²c⁴, so elimination itself loses nothing, and |χ|/|φ| = cp/(E + mc²) lies below p/2mc. Unit 7's exact 1s state, quoted, has |χ|/|φ| = Zα/(1 + γ) with γ = √(1 − Z²α²), above Zα/2. Near the nucleus the true large component is steeper than Schrödinger's, but that extra gradient and the −V in the bracket offset exactly, leaving a bracket of 2mc² + E′, below 2mc² because a bound E′ is negative. Both obey one rule, exact = leading ÷ (1 + E′/2mc²), with E′ = +T when free and minus the binding energy when bound. So the (v/c)² terms must be computed, as topics 6.05 and 6.06 do. Their size is measured: hydrogen's 2P₃/₂ to 2P₁/₂ interval, 10.97 GHz, is 1.33 × 10⁻⁵ of n = 2's 822 THz binding, α²/4 again.

6Where the elimination stops

The bracket stops being 2mc² in four places. Heavy ions: for uranium Zα = 0.671, and Zα/2 = 0.336 falls 13% short of the quoted exact 0.386, so no order-v/c truncation is quantitative there. Close to a point nucleus: −V exceeds 2mc² inside r = Zαħ/2mc = Z × 1.41 fm. For hydrogen that is 1.41 fm, comparable to the proton's measured 0.84 fm charge radius, and the 1s electron spends 2.5 × 10⁻¹⁴ of its probability there: harmless at this order, although topic 6.08's Darwin term is a contact interaction at the nucleus, inside this very region. Fast fields: a field oscillating near 2mc²/ħ = 1.55 × 10²¹ s⁻¹ makes iħ∂/∂t as large as the gap, photons of 1.022 MeV can make pairs, and a one-particle equation is no longer honest. Negative energy: with E ≈ −mc² it is the upper row whose bracket is near −2mc², so there φ is the small component and the elimination runs in reverse.

2

Key equations

Read the units, assumptions and limits before substituting.

Lower block row, exact

(2mc² + iħ ∂/∂t − V) χ = c σ⋅π φ

Derived from Unit 4's H with nothing dropped. The 2mc² = 1.022 MeV on the left is what makes χ small; in hydrogen every other entry in the bracket is tens of eV.

π = p − qA in kg m s⁻¹; V = qΦ in J; σ the Pauli matrices; φ, χ in m(−3/2) once ψ = e(−imc²t/ħ)(φ, χ)

Small component to order v/c

χ ≈ (σ⋅π / 2mc) φ

Derived. χ has no amplitude of its own: it is set by the gradient of φ, vanishes for an electron at rest, and takes the same gauge phase as φ.

Needs |E′ − V| ≪ 2mc² and fields steady over ħ/2mc² = 6.4 × 10⁻²² s; σ⋅π/mc is dimensionless

Weight of the small component

⟨χ|χ⟩ / ⟨φ|φ⟩ ≈ ⟨p²⟩ / (2mc)² = ⟨T⟩ / 2mc²

Derived. Kinetic energy measured against the gap is the whole answer: 13.6 eV over 1.022 MeV in hydrogen, 10 keV over 1.022 MeV in a 10 kV electron beam.

A = 0, so (σ⋅p)² = p²; T = p²/2m in J. A hydrogen-like 1s state gives (Zα)²/4, which is 1.33 × 10⁻⁵ for hydrogen

Equation for the large component alone

iħ ∂φ/∂t = [ (σ⋅π)(σ⋅π) / 2m + V ] φ

Derived by putting χ into the upper row. The c in cσ⋅π cancels the 1/c in χ, so the whole kinetic energy reaches φ through the small component.

Energies measured from mc²; φ has two components. With A = 0, (σ⋅p)² = p² and this is Schrödinger's equation

Current carried by the small component

j = c(φ†σχ + χ†σφ) ≈ (ħ/2mi)(φ†∇φ − (∇φ†)φ) + (ħ/2m)∇×(φ†σφ)

Derived from j = cψ†αψ. α is odd, so no term pairs φ with φ: a component holding 10⁻⁵ of the probability carries all of the current.

A = 0; j is a probability current in m⁻² s⁻¹, times q for the charge current; the curl term is divergence-free

Free electron, eliminated exactly

|χ| / |φ| = cp / (E + mc²) = (p/2mc)(1 − p²/4m²c² + …)

Derived with V = 0, where iħ∂/∂t is the number E − mc². The leading result is too large by exactly the factor 1 + T/2mc², from the kinetic energy it dropped.

E = √(p²c² + m²c⁴) in J, p in kg m s⁻¹; the ratio tends to p/2mc as p → 0 and to 1 as p → ∞
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

92
1 to 118; steps of 1.
150 keV
5 to 200 keV; steps of 5.

Try this. Set Z = 1: hydrogen sits on the dashed line, Zα/2 exact to 1.3 × 10⁻⁵. Raise Z and the 1s dot climbs above the line, with Zα/2 13% short at Z = 92; raise T and the free dot sinks below it, p/2mc running high by T/2mc², 19.6% at 200 keV. Same order in v/c, opposite signs.

Live results

1s EXACT |χ|/|φ|
0.3856
1s ERROR OF Zα/2 = E′/2mc²
-12.94 %
FREE EXACT |χ|/|φ|
0.3578
FREE ERROR OF p/2mc = E′/2mc²
14.68 %

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Advanced Quantum Mechanics modelSmall-to-large ratio |χ|/|φ| against p/mc, which for a hydrogen-like 1s state is its rms value Zα. Dashed: the order-v/c result p/2mc. Solid: the exact free-electron ratio cp/(E + mc²), derived, and the exact Dirac 1s ratio Zα/(1 + γ), quoted. Filled dots exact, open dots leading order, for Z = 92 and a 150 keV electron; each exact value is the leading one divided by 1 + E′/2mc².|χ|/|φ|: filled exact, open order v/c1s, Z = 92: exact 0.386, Zα/2 0.336free, 150 keV: exact 0.358, p/2mc 0.4101s exactorder v/cfree exact11p/mc, or Zα for the 1s
Small-to-large ratio |χ|/|φ| against p/mc, which for a hydrogen-like 1s state is its rms value Zα. Dashed: the order-v/c result p/2mc. Solid: the exact free-electron ratio cp/(E + mc²), derived, and the exact Dirac 1s ratio Zα/(1 + γ), quoted. Filled dots exact, open dots leading order, for Z = 92 and a 150 keV electron; each exact value is the leading one divided by 1 + E′/2mc².

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Nuclear charge Z of the 1s ion: 92; Free electron's kinetic energy T: 150 keV

Baseline 92; choose 1 to 118, in steps of 1.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The tempting shortcut is to call χ negligible, only α/2 of φ in hydrogen, and take the non-relativistic limit by setting χ = 0. That discards the physics. The upper row is iħ∂φ/∂t = cσ⋅πχ + Vφ, so χ = 0 leaves iħ∂φ/∂t = Vφ: no kinetic energy, no current, an electron that cannot move. The coupling cσ⋅π is of order c times mv and multiplies a χ of order v/2c, so the product is of order mv², as large as V. The current cψ†αψ pairs φ with χ in every term, so it vanishes too. Small in probability, barely 10⁻⁵ of the norm in hydrogen, is not small in the dynamics. The limit is taken by solving the lower row for χ and substituting; only then may χ be forgotten, and its weight in the norm first matters at order (v/c)².

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

A scanning electron microscope accelerates electrons through 10.0 kV into a field-free region, where V = 0 and A = 0. Find p/mc, the leading-order ratio |χ|/|φ| and the probability ratio ⟨χ|χ⟩/⟨φ|φ⟩, then compare |χ|/|φ| with the exact free-electron value cp/(E + mc²).

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

MediumExample 2

Hydrogen-like krypton, Kr³⁵⁺ (Z = 36), is in its 1s state, φ = R(r)ξ with R ∝ e(−Zr/a₀) and ξ a constant spinor. Find χ at leading order and show |χ|/|φ| is the same at every radius. Evaluate it and ⟨χ|χ⟩/⟨φ|φ⟩, compare with Unit 7's exact ratio Zα/(1 + γ), γ = √(1 − Z²α²) (quoted), and say what orbital character χ has.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

Hydrogen's 1s electron has spin up along z: φ = R(r)ξ with R = e(−r/a₀)/√(πa₀³) and ξ = (1, 0). Using χ = i(α/2)(σ⋅r̂)φ, find the Dirac probability current j = c(φ†σχ + χ†σφ), the largest flow speed j/|φ|², and the magnetic moment μ = ½∫ r × (qj) d³r with q = −e. Compare μ with the Bohr magneton and with the measured electron moment, 1.00116 μB.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

Consider a negative muon, mc² = 105.7 MeV, in the 1s state of a carbon nucleus (Z = 6) treated as a fixed point charge. Its binding energy is 101 keV, against 490 eV for an electron in the same orbit. At leading order in v/c, what is the ratio ⟨χ|χ⟩/⟨φ|φ⟩ of the muon's small-component to large-component probability?
7

Review & continue

Eliminating the small component means solving the lower two rows of the Dirac equation for χ in terms of the upper pair φ, χ ≈ (σ⋅π/2mc)φ for a slow electron, so that φ obeys a closed two-component equation of its own.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.