
Advanced Quantum Mechanics course sequence · Interactive lesson
Large and small components: eliminating χ to order v/c
Every slow electron you have met in two-component form was a four-component Dirac spinor. This lesson finds where the other two components went: slaved to the first two across a 1.022 MeV gap, smaller by v/2c, yet carrying all of the electron's kinetic energy. The rest of the unit, from g = 2 to the Darwin term, starts here.
UAQM-06.01 · Lesson 1 of 9 in this unit. Position is not a completion score.Build the model
A 1.022 MeV gap ties the lower two components to the gradient of the upper two.
The key idea
Eliminating the small component means solving the lower two rows of the Dirac equation for χ in terms of the upper pair φ, χ ≈ (σ⋅π/2mc)φ for a slow electron, so that φ obeys a closed two-component equation of its own.
Example. A 1.00 keV electron has |χ|/|φ| ≈ p/2mc = √(T/2mc²) = √(1.00 keV/1022 keV) = 0.0313, so its small component holds 9.8 × 10⁻⁴ of the probability its large component holds.
The complete physical model and assumptions
A Dirac spinor has four components, yet atomic physics describes every slow electron with two, and the reason is an energy gap rather than an assumption. Remove the rest-energy phase and Unit 4's minimally coupled Hamiltonian becomes two block rows joined only by the odd operator cσ⋅π, with an extra −2mc² in the lower row. That row, (2mc² + iħ∂/∂t − V)χ = cσ⋅πφ, is exact. When the electron's kinetic and potential energies, and the quanta ħω of the fields acting on it, are small beside 2mc² = 1.022 MeV, the bracket is 2mc² and χ ≈ (σ⋅π/2mc)φ: the lower pair is slaved to the gradient of the upper pair, smaller by v/2c, with no amplitude of its own. Slaved does not mean negligible. Fed back into the upper row, the c in the coupling cancels the 1/c in χ and leaves iħ∂φ/∂t = [(σ⋅π)²/2m + V]φ, so the whole kinetic energy and the whole current of a slow electron pass through a component holding 1.3 × 10⁻⁵ of hydrogen's probability. The model stops where the bracket stops being 2mc². The part it dropped carries every correction of relative order (v/c)², fine structure included; it reaches 13% for hydrogen-like uranium; it fails inside Z × 1.4 fm of a point nucleus and for fields oscillating near 2mc²/ħ; and for negative-energy states the roles reverse and φ is the small one.
1Peel off mc² and the lower row sits 2mc² uphill
Units are SI throughout, and where a four-vector appears the metric is (+, −, −, −). Quote Unit 4's minimally coupled Hamiltonian, H = cα⋅π + βmc² + V, with π = p − qA and V = qΦ. In the Dirac representation β = diag(1, −1) and α carries σ in its off-diagonal blocks, so βmc² and V are even, block-diagonal, while cα⋅π is odd, the only term linking the upper pair of components to the lower. A positive-energy electron's spinor turns at mc²/ħ = 7.76 × 10²⁰ s⁻¹, a rate with no atomic physics in it, so write ψ = e(−imc²t/ħ)(φ, χ). The block rows become iħ∂φ/∂t = cσ⋅πχ + Vφ and iħ∂χ/∂t = cσ⋅πφ + (V − 2mc²)χ. The phase cancelled mc² in the upper row and doubled it in the lower: χ now sits 2mc² = 1.022 MeV uphill of φ. That gap is measured, not assumed. It is the threshold for creating an electron-positron pair, and a pair annihilating at rest emits two photons of 511.0 keV each.
2Power-count the lower row and keep its leading balance
Collect the χ terms: (2mc² + iħ∂/∂t − V)χ = cσ⋅πφ, still exact. Now count powers of v/c. Acting on a state of energy E, iħ∂/∂t returns E′ = E − mc², and in an atom E′ and V are both of the size of the kinetic energy, ½mv²: tens of eV in hydrogen against 1.022 MeV. The right side is of order c × mv × φ, and the left is 2mc²χ up to a relative (v/c)². Keeping the leading balance gives χ ≈ (σ⋅π/2mc)φ, derived, correct through order v/c with errors of order (v/c)³. Three checks. Dimensions: σ is a pure number and π/mc a ratio of momenta, so χ shares φ's unit, m(−3/2). Rest limit: a free electron at rest has a uniform φ, on which p gives zero, so χ = 0, Unit 4's rest spinor with its lower pair empty. Gauge: under A → A + ∇Λ the whole spinor gains e(iqΛ/ħ), and π acting on e(iqΛ/ħ)φ returns e(iqΛ/ħ)πφ, so χ picks up exactly φ's phase, as the lower half of one spinor must.
3How small: v/2c, and α/2 in hydrogen
With A = 0, σ⋅p is Hermitian and (σ⋅p)² = p², so the weight takes one line: ⟨χ|χ⟩ = ⟨φ|p²|φ⟩/(2mc)² = ⟨T⟩/2mc², derived. In amplitude that is p/2mc, half of v/c at this order. Hydrogen's 1s state makes it hold point by point. With φ = R(r)ξ, R ∝ e(−r/a₀) and ξ a constant spinor, σ⋅pφ = −iħR′(σ⋅r̂)ξ = i(ħ/a₀)R(σ⋅r̂)ξ, and since ħ/(mca₀) = α, χ = i(α/2)(σ⋅r̂)φ. Because (σ⋅r̂)² = 1, |χ|/|φ| = α/2 = 3.65 × 10⁻³ at every radius, and χ holds α²/4 = 1.33 × 10⁻⁵ of φ's probability. Measurement agrees: by the virial theorem ⟨T⟩ is the measured ionisation energy, 13.6 eV, and 13.6 eV ÷ 1.022 MeV = 1.33 × 10⁻⁵. Notice what σ⋅r̂ does. It is odd under r → −r and carries one unit of orbital angular momentum, so χ is a p-wave while φ is an s-wave, both with j = ½: the two halves of a Dirac spinor carry opposite orbital parity, as Unit 4's parity operator βP requires.
4Small in probability, full size in the dynamics
Put χ into the upper row: iħ∂φ/∂t = cσ⋅π(σ⋅π/2mc)φ + Vφ = [(σ⋅π)(σ⋅π)/2m + V]φ, derived, a closed equation for two components. With A = 0 it is Schrödinger's equation for each spin component, the one-particle non-relativistic limit with nothing left over, as an order-v/c result should be. Follow where the kinetic energy came from. The coupling cσ⋅π is of order c × mv, χ is of order v/2c, and their product is of order ½mv², the size of V. The current says the same. Because α is odd, j = cψ†αψ = c(φ†σχ + χ†σφ) contains no φ†φ term; with χ inserted and A = 0 it becomes (ħ/2mi)(φ†∇φ − (∇φ†)φ) + (ħ/2m)∇×(φ†σφ), Schrödinger's current plus a divergence-free spin term. Every bit of it arrives through χ, which in hydrogen holds 1.3 × 10⁻⁵ of the norm. Expanding (σ⋅π)² when A ≠ 0, where the components of π fail to commute, is the next topic's work.
5What the dropped bracket holds: two exact checks
The leading result replaced 2mc² + E′ − V by 2mc², dropping a fraction (E′ − V)/2mc² whose average is ⟨T⟩/2mc², of order (v/c)²/4. Two exact solutions show its size, and that its sign is not what a glance at the bracket suggests. For a free electron both rows are algebraic: eliminating χ exactly gives E′(E′ + 2mc²) = c²p², which is E² = p²c² + m²c⁴, so elimination itself loses nothing, and |χ|/|φ| = cp/(E + mc²) lies below p/2mc. Unit 7's exact 1s state, quoted, has |χ|/|φ| = Zα/(1 + γ) with γ = √(1 − Z²α²), above Zα/2. Near the nucleus the true large component is steeper than Schrödinger's, but that extra gradient and the −V in the bracket offset exactly, leaving a bracket of 2mc² + E′, below 2mc² because a bound E′ is negative. Both obey one rule, exact = leading ÷ (1 + E′/2mc²), with E′ = +T when free and minus the binding energy when bound. So the (v/c)² terms must be computed, as topics 6.05 and 6.06 do. Their size is measured: hydrogen's 2P₃/₂ to 2P₁/₂ interval, 10.97 GHz, is 1.33 × 10⁻⁵ of n = 2's 822 THz binding, α²/4 again.
6Where the elimination stops
The bracket stops being 2mc² in four places. Heavy ions: for uranium Zα = 0.671, and Zα/2 = 0.336 falls 13% short of the quoted exact 0.386, so no order-v/c truncation is quantitative there. Close to a point nucleus: −V exceeds 2mc² inside r = Zαħ/2mc = Z × 1.41 fm. For hydrogen that is 1.41 fm, comparable to the proton's measured 0.84 fm charge radius, and the 1s electron spends 2.5 × 10⁻¹⁴ of its probability there: harmless at this order, although topic 6.08's Darwin term is a contact interaction at the nucleus, inside this very region. Fast fields: a field oscillating near 2mc²/ħ = 1.55 × 10²¹ s⁻¹ makes iħ∂/∂t as large as the gap, photons of 1.022 MeV can make pairs, and a one-particle equation is no longer honest. Negative energy: with E ≈ −mc² it is the upper row whose bracket is near −2mc², so there φ is the small component and the elimination runs in reverse.
Key equations
Read the units, assumptions and limits before substituting.
Lower block row, exact
(2mc² + iħ ∂/∂t − V) χ = c σ⋅π φ
Derived from Unit 4's H with nothing dropped. The 2mc² = 1.022 MeV on the left is what makes χ small; in hydrogen every other entry in the bracket is tens of eV.
π = p − qA in kg m s⁻¹; V = qΦ in J; σ the Pauli matrices; φ, χ in m(−3/2) once ψ = e(−imc²t/ħ)(φ, χ)Small component to order v/c
χ ≈ (σ⋅π / 2mc) φ
Derived. χ has no amplitude of its own: it is set by the gradient of φ, vanishes for an electron at rest, and takes the same gauge phase as φ.
Needs |E′ − V| ≪ 2mc² and fields steady over ħ/2mc² = 6.4 × 10⁻²² s; σ⋅π/mc is dimensionlessWeight of the small component
⟨χ|χ⟩ / ⟨φ|φ⟩ ≈ ⟨p²⟩ / (2mc)² = ⟨T⟩ / 2mc²
Derived. Kinetic energy measured against the gap is the whole answer: 13.6 eV over 1.022 MeV in hydrogen, 10 keV over 1.022 MeV in a 10 kV electron beam.
A = 0, so (σ⋅p)² = p²; T = p²/2m in J. A hydrogen-like 1s state gives (Zα)²/4, which is 1.33 × 10⁻⁵ for hydrogenEquation for the large component alone
iħ ∂φ/∂t = [ (σ⋅π)(σ⋅π) / 2m + V ] φ
Derived by putting χ into the upper row. The c in cσ⋅π cancels the 1/c in χ, so the whole kinetic energy reaches φ through the small component.
Energies measured from mc²; φ has two components. With A = 0, (σ⋅p)² = p² and this is Schrödinger's equationCurrent carried by the small component
j = c(φ†σχ + χ†σφ) ≈ (ħ/2mi)(φ†∇φ − (∇φ†)φ) + (ħ/2m)∇×(φ†σφ)
Derived from j = cψ†αψ. α is odd, so no term pairs φ with φ: a component holding 10⁻⁵ of the probability carries all of the current.
A = 0; j is a probability current in m⁻² s⁻¹, times q for the charge current; the curl term is divergence-freeFree electron, eliminated exactly
|χ| / |φ| = cp / (E + mc²) = (p/2mc)(1 − p²/4m²c² + …)
Derived with V = 0, where iħ∂/∂t is the number E − mc². The leading result is too large by exactly the factor 1 + T/2mc², from the kinetic energy it dropped.
E = √(p²c² + m²c⁴) in J, p in kg m s⁻¹; the ratio tends to p/2mc as p → 0 and to 1 as p → ∞Interactive lab
Predict first. Explore the model. Compare the result.
Explore the model
Try this. Set Z = 1: hydrogen sits on the dashed line, Zα/2 exact to 1.3 × 10⁻⁵. Raise Z and the 1s dot climbs above the line, with Zα/2 13% short at Z = 92; raise T and the free dot sinks below it, p/2mc running high by T/2mc², 19.6% at 200 keV. Same order in v/c, opposite signs.
Live results
- 1s EXACT |χ|/|φ|
- 0.3856
- 1s ERROR OF Zα/2 = E′/2mc²
- -12.94 %
- FREE EXACT |χ|/|φ|
- 0.3578
- FREE ERROR OF p/2mc = E′/2mc²
- 14.68 %
Results follow this lesson’s model and assumptions. Displayed values are rounded.
Predict → change one variable → check
Plan a change before running it. Every other input stays at the saved baseline.
Saved baseline. Nuclear charge Z of the 1s ion: 92; Free electron's kinetic energy T: 150 keV
This experiment is kept only while this page is open. It does not change saved course progress.
Catch the common trap
The tempting shortcut is to call χ negligible, only α/2 of φ in hydrogen, and take the non-relativistic limit by setting χ = 0. That discards the physics. The upper row is iħ∂φ/∂t = cσ⋅πχ + Vφ, so χ = 0 leaves iħ∂φ/∂t = Vφ: no kinetic energy, no current, an electron that cannot move. The coupling cσ⋅π is of order c times mv and multiplies a χ of order v/2c, so the product is of order mv², as large as V. The current cψ†αψ pairs φ with χ in every term, so it vanishes too. Small in probability, barely 10⁻⁵ of the norm in hydrogen, is not small in the dynamics. The limit is taken by solving the lower row for χ and substituting; only then may χ be forgotten, and its weight in the norm first matters at order (v/c)².
Practice & worked examples
3 authored examples. Make an attempt, then reveal the reasoning one step at a time.
EasyExample 1
A scanning electron microscope accelerates electrons through 10.0 kV into a field-free region, where V = 0 and A = 0. Find p/mc, the leading-order ratio |χ|/|φ| and the probability ratio ⟨χ|χ⟩/⟨φ|φ⟩, then compare |χ|/|φ| with the exact free-electron value cp/(E + mc²).
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- T = 10.0 keV and mc² = 511.0 keV, so E = 521.0 keV and pc = √(T(T + 2mc²)) = √(10.0 × 1032.0) keV = 101.6 keV, giving p/mc = 101.6/511.0 = 0.1988.
- For a plane wave σ⋅p = p(σ⋅p̂), and (σ⋅p̂)² = 1 means σ⋅p̂ turns the spinor without changing its length. So at leading order |χ|/|φ| = p/2mc = 0.0994.
- Probability ratio: (p/2mc)² = 9.88 × 10⁻³. It equals (p²/2m)/2mc² = 10.10 keV/1022 keV, and p²/2m = 10.10 keV is already 1% above the true T = 10.0 keV, a first sign of what order v/c leaves out.
- Exact, since V = 0 makes iħ∂/∂t the number T: cp/(E + mc²) = 101.6/1032.0 = 0.0984. The leading value is high by the factor (E + mc²)/2mc² = 1 + T/2mc² = 1.0098, i.e. by 0.98%, the T dropped from the bracket.
- Checks: both ratios are dimensionless; v/c = pc/E = 0.1950, and p/2mc = γv/2c sits 2.0% above v/2c = 0.0975, a (v/c)²-sized gap; as T → 0 both ratios vanish, the electron at rest.
Answer. p/mc = 0.199; |χ|/|φ| ≈ 0.0994 at leading order against 0.0984 exact (0.98% high, which is T/2mc²); ⟨χ|χ⟩/⟨φ|φ⟩ ≈ 9.9 × 10⁻³.
MediumExample 2
Hydrogen-like krypton, Kr³⁵⁺ (Z = 36), is in its 1s state, φ = R(r)ξ with R ∝ e(−Zr/a₀) and ξ a constant spinor. Find χ at leading order and show |χ|/|φ| is the same at every radius. Evaluate it and ⟨χ|χ⟩/⟨φ|φ⟩, compare with Unit 7's exact ratio Zα/(1 + γ), γ = √(1 − Z²α²) (quoted), and say what orbital character χ has.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- With A = 0, σ⋅p = −iħσ⋅∇, and for a function of r alone ∇R = R′r̂. Here R′ = −(Z/a₀)R, so σ⋅pφ = i(ħZ/a₀)R(σ⋅r̂)ξ.
- Divide by 2mc and use ħ/(mca₀) = α: χ = i(Zα/2)(σ⋅r̂)φ. Since σ⋅r̂ is Hermitian with (σ⋅r̂)² = 1, |χ|² = (Zα/2)²|φ|² at every point, derived.
- Zα = 36 × 7.2974 × 10⁻³ = 0.2627, so |χ|/|φ| = 0.1314 and ⟨χ|χ⟩/⟨φ|φ⟩ = (Zα)²/4 = 0.01725. Check: ⟨T⟩ = 36² × 13.606 eV = 17.63 keV, and 17.63 keV/1022 keV = 0.01725. As Z → 1 the ratio returns to hydrogen's α/2 = 3.65 × 10⁻³.
- Exact, quoted: Z²α² = 0.06901, γ = √0.93099 = 0.96488 and Zα/(1 + γ) = 0.2627/1.96488 = 0.1337. The leading value is 1.76% low, and (γ − 1)/2 = −0.01756 is E′/2mc² for E′ = −17.95 keV, the exact binding: the rule exact = leading ÷ (1 + E′/2mc²).
- Orbital character: σ⋅r̂ is odd under r → −r and carries one unit of orbital angular momentum, so χ is a p-wave (ℓ = 1) while φ is an s-wave (ℓ = 0), both with j = ½. Upper and lower halves have opposite orbital parity, as βP demands.
Answer. χ = i(Zα/2)(σ⋅r̂)φ, so |χ|/|φ| = 0.131 at every radius and ⟨χ|χ⟩/⟨φ|φ⟩ = 0.0173; the exact ratio is 0.1337, so the leading value is 1.8% low; χ is a p-wave with j = ½.
HardExample 3
Hydrogen's 1s electron has spin up along z: φ = R(r)ξ with R = e(−r/a₀)/√(πa₀³) and ξ = (1, 0). Using χ = i(α/2)(σ⋅r̂)φ, find the Dirac probability current j = c(φ†σχ + χ†σφ), the largest flow speed j/|φ|², and the magnetic moment μ = ½∫ r × (qj) d³r with q = −e. Compare μ with the Bohr magneton and with the measured electron moment, 1.00116 μB.
Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.
0 of 5 steps revealed.
- Insert χ: φ†σᵢχ + χ†σᵢφ = i(α/2)R² ξ†[σᵢ, σ⋅r̂]ξ, and [σᵢ, σⱼ] = 2iεᵢⱼₖσₖ turns this into −αR²(r̂ × s)ᵢ with s = ξ†σξ = ẑ. So j = −cαR²(r̂ × ẑ) = cαR² sin θ φ̂: a circulation about the spin axis, with zero divergence, so the density stays static.
- Check it against the formula card: φ is real apart from ξ, so the convective term vanishes, and (ħ/2m)∇×(R²ẑ) = (ħ/m)RR′(r̂ × ẑ) = −(ħ/ma₀)R²(r̂ × ẑ), the same since ħ/ma₀ = αc.
- Flow speed: j/|φ|² = αc sin θ, at most αc = 2.19 × 10⁶ m s⁻¹, the Bohr speed. A component holding α²/4 = 1.33 × 10⁻⁵ of the probability drives a current at speed αc.
- Moment: (r × j)z = cαR² r sin²θ, and ∫sin²θ dΩ = 8π/3 with ∫₀^∞ R² r³ dr = 3a₀/(8π), so ∫(r × j)z d³r = cαa₀ = ħ/m. Then μz = (q/2)(ħ/m) = −eħ/2m = −μB = −9.274 × 10⁻²⁴ J T⁻¹. Units: C × m × m⁻² s⁻¹ × m³ = A m² = J T⁻¹.
- With Sz = ħ/2 this is μ = (q/m)S, a g-factor of 2 at this order, and it does not depend on a₀: ∫ r × (∇ × M) d³r = 2∫M d³r makes it ħ/m for any real normalised R(r). The dropped (v/c)² terms lower a bound 1s electron's g by (Zα)²/3 of itself, 1.8 × 10⁻⁵ in hydrogen (Breit, quoted). The measured 1.00116 μB exceeds it by 0.116%, Schwinger's a = α/2π = 0.00116 (quoted), which lies outside this equation.
Answer. j = cαR² sin θ φ̂, flowing at up to αc = 2.19 × 10⁶ m s⁻¹; μ = −μB ẑ = −9.274 × 10⁻²⁴ J T⁻¹ ẑ, i.e. g = 2 at this order, the measured moment exceeding it by 0.116%.
Quick check
Select an answer and explain it before checking.
Review & continue
Eliminating the small component means solving the lower two rows of the Dirac equation for χ in terms of the upper pair φ, χ ≈ (σ⋅π/2mc)φ for a slow electron, so that φ obeys a closed two-component equation of its own.
- Explain the relationship without looking at the equation.
- Check a sign, a unit and a model assumption in your working.
- Return to the lab or worked example if a step is still unclear.