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Advanced Quantum Mechanics course sequence · Interactive lesson

The Foldy-Wouthuysen transformation to order (v/c)²

Topic 6.05 found that solving for the small component gives an operator that is not Hermitian. Here you change the representation instead, with a unitary that separates electron from positron states order by order in v/c, and you come away able to name the commutator that produced each term of the fine-structure Hamiltonian.

UAQM-06.06 · Lesson 6 of 9 in this unit. Position is not a completion score.
Starting model: The Foldy-Wouthuysen transformation to order (v/c)²Free Dirac electron: E/mc² against p/mc from 0 to 1.5. Solid, the exact β√(p²c² + m²c⁴) that one FW rotation gives; dashed, the series with 2 terms past mc², two being this topic's order. At p/mc = 0.72 the exact K is 0.2322 mc². Right: the spinor sits 17.9° from the upper axis; the dashed spoke is the first rotation's angle p/2mc.E/mc² (from 1) against p/mc (0 to 1.5)solid: exact √(1 + p²/m²c²); dashed: mc² + 2 terms2p = mcupper φlower χθ = 17.9°
Start with a picture. Change the model in the lab below.
1

Build the model

Change the representation, not the equation: rotate the odd operator away order by order.

The key idea

The Foldy-Wouthuysen transformation is a sequence of unitary rotations e(iS) of the Dirac four-spinor, chosen so that the transformed Hamiltonian has no odd operators coupling upper to lower components up to a stated order in v/c; its upper block is then the electron's two-component Hamiltonian.

Example. For a free electron with p = 0.50mc, one exact rotation by θ = ½ arctan 0.50 = 13.3° turns H into β√(p²c² + m²c⁴) = 1.1180 βmc²; the order-(v/c)² series, mc²(1 + 0.1250 − 0.0078) = 1.1172 mc², falls short by 0.43 keV.

The complete physical model and assumptions

The Dirac Hamiltonian couples its upper and lower components only through odd operators, those that anticommute with β, and with minimal coupling there is exactly one: O = cα⋅π, of size cp, about (v/c)mc². Topic 6.05 removed it by solving for the small component, which left the energy eigenvalue inside the operator and lost hermiticity, because the upper pair alone does not carry the whole probability. Foldy and Wouthuysen change the representation instead: a unitary e(iS) rotates the four-spinor until the Hamiltonian is even, and its upper block is then the electron's Hamiltonian. Choosing S = −iβO/2mc² makes i[S, βmc²] cancel O; the nested commutators leave even terms in powers of O/mc², the time dependence of S adds iħȮ, which completes ∇φ into the field E, and the odd remainder, now of order (v/c)³mc², falls to two more rotations of the same form. Unitarity makes the result Hermitian, nothing in it depends on the energy, and for a free particle one exact rotation checks the whole series. The model stops where its expansion parameters stop being small: momenta must stay below mc, the free series' radius of convergence, and fields must vary little over the reduced Compton wavelength ħ/mc = 3.86 × 10⁻¹³ m.

1Sort H into even and odd, and count powers of v/c

SI units throughout; where a four-vector appears the metric is (+, −, −, −). Unit 4's Hamiltonian is H = cα⋅π + βmc² + qφ with π = p − qA. In the Dirac representation β = diag(1, 1, −1, −1) and each αᵢ has only off-diagonal blocks σᵢ, so sort the terms by how they treat β. ℰ = qφ is even, βℰ = ℰβ, and acts within the upper and within the lower pair; O = cα⋅π is odd, βO = −Oβ, and is the only term that couples them. The aim is a representation in which H commutes with β. Count before computing: for a bound electron O ~ cp ~ mc²(v/c) and ℰ ~ mc²(v/c)², and [O, X] is no larger than OX, because the gradient it leaves falls on X, which varies over the same length ħ/p as ψ, and so brings down about p/ħ; so each factor O/mc² costs one power of v/c. In hydrogen v/c ≈ α, so O ≈ 3.7 keV and ℰ ≈ 27 eV against mc² = 511 keV. Working to order (v/c)² means keeping even terms through mc²(v/c)⁴, about α⁴mc² = 1.4 meV, the scale of the fine structure.

2One rotation and the commutators it generates

Quote the rule for a change of representation ψ' = e(iS)ψ: H' = H + i[S, H] − ½[S, [S, H]] − (i/6)[S, [S, [S, H]]] + (1/24)[S, [S, [S, [S, H]]]] − ħṠ − (iħ/2)[S, Ṡ] + …. With S = −iβO/2mc², β² = 1 and βO = −Oβ give i[S, βmc²] = −O, so the odd term cancels at leading order. Its partners follow: i[S, O] = βO²/mc², while −½[S, [S, βmc²]] = −βO²/2mc², so the net kinetic term is βO²/2mc². Stop at i[S, H] and you double the kinetic energy. Collecting every term through mc²(v/c)⁴, derived, the even part is ℰ' = ℰ + β(O²/2mc² − O⁴/8m³c⁶) − (1/8m²c⁴)[O, [O, ℰ]] − (iħ/8m²c⁴)[O, Ȯ], and the new odd part is O' = (β/2mc²)([O, ℰ] + iħȮ) − O³/3m²c⁴. Check it numerically with random 8 × 8 matrices: halve O, with ℰ and Ȯ scaled to match, and the even residual falls by 64 = 2⁶, as a first neglected term of order mc²(v/c)⁶ requires.

3The time dependence of S turns potentials into fields

O contains A(r, t), so S depends on time: the rule's −ħṠ = iħβȮ/2mc² joins the odd part, and −(iħ/2)[S, Ṡ] gives the even term −(iħ/8m²c⁴)[O, Ȯ]. Both arrive paired with ℰ, in the combination [O, ℰ] + iħȮ. Evaluate it. [cα⋅π, qφ] = −iħqc α⋅∇φ, since only p fails to commute with φ, and iħȮ = −iħqc α⋅∂A/∂t. The sum is iħqc α⋅(−∇φ − ∂A/∂t) = iħqc α⋅E, derived: the potentials have gone and the gauge-invariant field remains. The outer commutator follows from αᵢαⱼ = δᵢⱼ + iεᵢⱼₖΣₖ and [πᵢ, Eᵢ] = −iħ∂ᵢEᵢ: [O, iħqc α⋅E] = qħ²c²∇⋅E + qħc²Σ⋅(E × π − π × E). Divided by −8m²c⁴, the first piece is the Darwin term and the second the spin-orbit term; topics 6.07 and 6.08 take each apart. Dimensions: qħEπ/m²c² is C × J s × V m⁻¹ × kg m s⁻¹ over kg² m² s⁻², which reduces to J, as an energy must.

4Two more rotations, and why they add no even terms

O' is of order mc²(v/c)³: [O, ℰ]/mc² and O³/m²c⁴ are each that size. Repeat the step with S' = −iβO'/2mc²: it cancels O' and leaves O'' = (β/2mc²)([O', ℰ'] + iħȮ'), of order mc²(v/c)⁵, and S'' = −iβO''/2mc² removes that in turn, leaving odd coupling at mc²(v/c)⁷. None of this alters the even part at the order kept, because an odd term X shifts energies only at second order, by about X²/2mc²; for O' that is mc²(v/c)⁶, near 8 × 10⁻⁸ eV in hydrogen against α⁴mc² = 1.4 meV. So HFW = βmc² + ℰ' to order (v/c)², derived. Its upper block follows from topic 6.02's (σ⋅π)² = π² − qħσ⋅B, which turns βO²/2mc² into π²/2m − (qħ/2m)σ⋅B, while −O⁴/8m³c⁶ becomes −π⁴/8m³c² once its field-dependent pieces, (v/c)² corrections to the Zeeman energy, are dropped. Every term is Hermitian, because each e(iS) is unitary, and none contains the energy eigenvalue.

5A free particle can be rotated exactly

With φ = A = 0 the series can be tested against an exact answer. Let K = βα⋅p̂, p̂ = p/|p|. Then K² = −1, so e(Kθ) = cos θ + K sin θ, and K anticommutes with both α⋅p̂ and β, hence with H. So e(Kθ)He(−Kθ) = e(2Kθ)H = α⋅p̂(c|p| cos 2θ − mc² sin 2θ) + β(mc² cos 2θ + c|p| sin 2θ), derived. The odd part vanishes for tan 2θ = |p|/mc, leaving H' = β√(p²c² + m²c⁴): one rotation separates the two energy branches exactly. The perturbative steps are this rotation expanded. The first S has angle p/2mc; the second, built from −O³/3m²c⁴, adds −(p/mc)³/6, the next term of ½ arctan(p/mc). Expanding the root gives mc² + p²/2m − p⁴/8m³c² + p⁶/16m⁵c⁴ − …, so H₊ with no fields is right through p⁴. The series converges only for |p| below mc: at p = mc, kinetic energy 211.7 keV, the order-(v/c)² terms give 191.6 keV, 9.5% low.

6What the result is good for, and where it stops

Collected, H₊ = mc² + π²/2m + qφ − π⁴/8m³c² − (qħ/2m)σ⋅B − (qħ/8m²c²)σ⋅(E × π − π × E) − (qħ²/8m²c²)∇⋅E. The order E × π − π × E is the Hermitian one, since (E × π)† = −π × E. For a static central potential, topics 6.07 and 6.08 reduce the last two terms to Quantum Mechanics II's spin-orbit and Darwin operators, which with its expectation values give its Eₙⱼ. At n = 2 that puts 2P₃/₂ above 2P₁/₂ by α⁴mc²/32h = 10.95 GHz, against 10.969 GHz measured. The 0.18% gap is the anomalous moment quoted in topic 6.04, which multiplies the spin-orbit splitting by g − 1 = 1 + 2a and so raises it 0.23%, less the 0.05% the reduced mass removes. Three limits bound the result. Momenta must stay below mc, which for a 1s electron means Zα well below 1. Fields must vary little over ħ/mc = 3.86 × 10⁻¹³ m, which hydrogen's a₀ exceeds 137-fold. And fields must stay far below the critical field m²c³/eħ = 1.3 × 10¹⁸ V m⁻¹, quoted, at which the vacuum creates pairs and no rotation can keep the electron's block closed.

2

Key equations

Read the units, assumptions and limits before substituting.

Even and odd parts of the Dirac Hamiltonian

H = βmc² + ℰ + O, with βℰ = ℰβ and βO = −Oβhere ℰ = qφ and O = cα⋅π

Even operators act within the upper and the lower pair separately, odd ones couple them; the task is to remove O while keeping H Hermitian.

π = p − qA in kg m s⁻¹, φ in V, q in C; β and α are 4 × 4 Dirac matrices; every term is an energy in J.

The FW generator

S = −iβO/(2mc²), so that i[S, βmc²] = −O

The commutator with the rest energy cancels the odd term exactly at leading order; everything else e(iS) produces is smaller by further powers of O/mc².

S is Hermitian and dimensionless, of size p/2mc ≈ v/2c; the identity uses only β² = 1 and βO = −Oβ. Derived.

Even part after three rotations

HFW = β(mc² + O²/2mc² − O⁴/8m³c⁶) + ℰ − (1/8m²c⁴)[O, [O, ℰ] + iħȮ]

O² gives the Pauli kinetic and spin terms, O⁴ the relativistic mass correction, and the double commutator the spin-orbit and Darwin terms.

Ȯ = ∂O/∂t, explicit time dependence only; even terms through mc²(v/c)⁴ kept, odd coupling pushed to mc²(v/c)⁷. Derived.

Potentials become fields

[O, ℰ] + iħȮ = iħqc α⋅E, with E = −∇φ − ∂A/∂t

Only the gauge-invariant field reaches the Hamiltonian; drop iħȮ and a uniform field written as A = −Et x̂ would vanish from the result.

E in V m⁻¹; [p, qφ] = −iħq∇φ supplies the gradient, and the −ħṠ term of the time-dependent rotation supplies ∂A/∂t. Derived.

Positive-energy Hamiltonian to order (v/c)²

H₊ = mc² + π²/2m + qφ − π⁴/8m³c² − (qħ/2m)σ⋅B − (qħ/8m²c²)σ⋅(E × π − π × E) − (qħ²/8m²c²)∇⋅E

Hermitian term by term and free of the energy eigenvalue, unlike topic 6.05's elimination; for a static central field it holds Quantum Mechanics II's fine-structure operators.

Upper block of HFW; B in T, ∇⋅E in V m⁻²; field-dependent parts of O⁴ dropped. Derived, for fields varying little over ħ/mc.

Free particle, one exact rotation

e(iS) = cos θ + βα⋅p̂ sin θ with tan 2θ = |p|/mc turns H into β√(p²c² + m²c⁴)

Expanding the root gives mc² + p²/2m − p⁴/8m³c² + …, the free-field limit of H₊; the series converges only for |p| below mc.

p̂ = p/|p|; θ runs from 0 at rest towards π/4 as p grows, and tan θ is the spinor's small-to-large amplitude ratio. Derived.
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

0.72
0.05 to 1.5; steps of 0.01.
2
1 to 3; steps of 1.

Try this. Keep two terms and drag p/mc: to 0.3 the curves coincide, at 0.72, the 120 keV electron, the series is 3% low, and past the dashed line p = mc it fails fast. At 1.5 switch to three terms: the error swings from −39% to +50%, a series beyond its radius of convergence.

Live results

EXACT K/mc²
0.2322
SERIES K/mc²
0.2256
SERIES ERROR IN K
-2.9 %
LOWER-COMPONENT WEIGHT
0.094

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Advanced Quantum Mechanics modelFree Dirac electron: E/mc² against p/mc from 0 to 1.5. Solid, the exact β√(p²c² + m²c⁴) that one FW rotation gives; dashed, the series with 2 terms past mc², two being this topic's order. At p/mc = 0.72 the exact K is 0.2322 mc². Right: the spinor sits 17.9° from the upper axis; the dashed spoke is the first rotation's angle p/2mc.E/mc² (from 1) against p/mc (0 to 1.5)solid: exact √(1 + p²/m²c²); dashed: mc² + 2 terms2p = mcupper φlower χθ = 17.9°
Free Dirac electron: E/mc² against p/mc from 0 to 1.5. Solid, the exact β√(p²c² + m²c⁴) that one FW rotation gives; dashed, the series with 2 terms past mc², two being this topic's order. At p/mc = 0.72 the exact K is 0.2322 mc². Right: the spinor sits 17.9° from the upper axis; the dashed spoke is the first rotation's angle p/2mc.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. Momentum p/mc: 0.72; Series terms kept past mc²: 2

Baseline 0.72; choose 0.05 to 1.5, in steps of 0.01.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The two-spinor that H₊ acts on is not the Dirac upper pair φ. It is the upper block of e(iS)ψ, which to this order is (1 + (σ⋅π)²/8m²c²)φ, or (1 + p²/8m²c²)φ with no magnetic field. The difference is not cosmetic: φ alone carries probability 1 − ∫|χ|², about 1 − α²/4 = 1 − 1.3 × 10⁻⁵ in hydrogen's 1s, and the extra factor restores the missing norm, which is precisely why H₊ is Hermitian where topic 6.05's operator was not. Operators move with the states: the Dirac position, carried into the new representation, becomes r − iħβα/2mc + …, so the r that appears in H₊ is a mean position smeared over ħ/mc. Taking energies from H₊ but densities, ⟨r⟩ or transition matrix elements from φ mixes two representations and makes errors of relative order (v/c)², the order of the fine structure being computed.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

An electron in a transmission electron microscope has kinetic energy 120 keV; treat it as free, with mc² = 511.0 keV. Find the angle θ of the exact Foldy-Wouthuysen rotation, the probability its Dirac spinor carries in the lower components, and its kinetic energy from the order-(v/c)² Hamiltonian H₊, compared with p²/2m alone.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 4 steps revealed.

MediumExample 2

A uniform static field E₀ = 2.0 × 10⁷ V m⁻¹ along x can be written in gauge (a), φ = −E₀x with no vector potential, or in gauge (b), φ = 0 with A = −E₀t x̂. Show that [O, ℰ] + iħȮ is the same in both, then find the splitting the FW spin-orbit term gives an electron at the instant it moves along y at 3.0 × 10⁶ m s⁻¹.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

Hydrogen-like uranium, Z = 92, has one 1s electron. With Quantum Mechanics II's expectation values, H₊ gives its binding energy as mc²[(Zα)²/2 + (Zα)⁴/8]; the exact Dirac value, quoted from Unit 7, is mc²[1 − √(1 − (Zα)²)]. Compare the two with each other and with experiment, and find the Z at which the FW truncation error first exceeds 1 keV. Take mc² = 511.00 keV and α = 1/137.036.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

After the first rotation, with S = −iβO/2mc², the Hamiltonian still holds an odd operator O' = (β/2mc²)([O, ℰ] + iħȮ) − O³/3m²c⁴. Why does the Foldy-Wouthuysen procedure apply two more rotations of the same form, and what do they add to the even part at order (v/c)²?
7

Review & continue

The Foldy-Wouthuysen transformation is a sequence of unitary rotations e(iS) of the Dirac four-spinor, chosen so that the transformed Hamiltonian has no odd operators coupling upper to lower components up to a stated order in v/c; its upper block is then the electron's two-component Hamiltonian.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.