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Advanced Quantum Mechanics course sequence · Interactive lesson

Lagrangian field theory and Noether's theorem

This is where a wave equation stops belonging to one particle. A field is a mechanical system with a degree of freedom at every point, so build one from beads and springs, vary its action, and let Noether's theorem hand you the conserved energy and charge that the next two topics quantise.

UAQM-09.01 · Lesson 1 of 9 in this unit. Position is not a completion score.
Starting model: Lagrangian field theory and Noether's theoremFrequency against wavenumber for a bead chain and the field it becomes, v = 2.0 m s⁻¹ held fixed. Solid: field, ω² = ω₀² + v²K². Dashed: chain, ω² = ω₀² + (2v/a)²sin²(Ka/2), ending at π/a = 15.7 rad m⁻¹. Faint: ω = vK and ω = ω₀. ω₀ = 8.0 s⁻¹ plays mc²/ħ and ω₀/v = 4.00 m⁻¹ plays mc/ħ. Dots mark K = 8.0 rad m⁻¹, filled on the field and open on the chain.solid: field, ω² = ω₀² + v²K², v = 2.0 m s⁻¹dashed: bead chain, ends at π/a = 15.7 rad m⁻¹faint: ω = vK (no mass term) and ω = ω₀ω / s⁻¹204010K = 20 rad m⁻¹
Start with a picture. Change the model in the lab below.
1

Build the model

One oscillator at every point, one conserved current for every continuous symmetry.

The key idea

A Lagrangian density ℒ(φ, ∂μφ) is the Lagrangian per unit volume of a field, a system with a degree of freedom at every point; making ∫dt∫d³x ℒ stationary gives the field equation, and each continuous symmetry of it gives a conserved current.

Example. 20 g beads every 5.0 cm on 40 N m⁻¹ springs, each hung as a 0.40 m pendulum, become the field ℒ = ½ρ(∂ₜq)² − ½Y(∂ₓq)² − ½σq² with ρ = 0.40 kg m⁻¹, Y = 2.0 N and σ = 9.8 N m⁻², each term in J m⁻¹.

The complete physical model and assumptions

A field is mechanics with one degree of freedom at every point. Line up beads joined by springs, tie each to its rest position with a spring of its own, and shrink the spacing while the mass and on-site stiffness per length and the spring constant times spacing stay fixed: the sum over beads becomes an integral of a Lagrangian density, the bead label becomes the coordinate x, neighbour springs become a gradient term and on-site springs a mass term. Making the action ∫dt∫d³x ℒ stationary gives the field Euler-Lagrange equation, and the density ½[(1/c²)(∂ₜφ)² − (∇φ)² − (mc/ħ)²φ²] returns Unit 3's Klein-Gordon equation, now derived from a chosen density rather than guessed from E² = p²c² + m²c⁴. Then Noether's theorem: each continuous symmetry of the action gives a current with ∂μjμ = 0. Turning the phase of a complex field gives Unit 3's current, whose density is negative for negative frequencies, so it is a charge, not a probability; shifting the origin of time and space gives the energy-momentum tensor, whose T⁰⁰ is the Hamiltonian density and is never negative. The model stops in three places. The chain matches the field only for wavelengths long compared with its spacing, and its discrete translation symmetry conserves momentum only modulo 2πħ/a. Discrete symmetries such as parity give no current. And all of it is classical: quanta, with energy in units of ħω, begin in the next topic.

1Beads and springs become a field

Units are SI, with metric diag(1, −1, −1, −1), x⁰ = ct and ∂μ = (∂/∂(ct), ∇). Take beads of mass M a distance a apart, displacements qⱼ(t), neighbours joined by springs k and each bead tied to its rest position by an on-site spring κ: L = Σⱼ[½Mq̇ⱼ² − ½k(qⱼ₊₁ − qⱼ)² − ½κqⱼ²]. Pull out one factor of a: L = Σⱼ a[½(M/a)q̇ⱼ² − ½(ka)((qⱼ₊₁ − qⱼ)/a)² − ½(κ/a)qⱼ²]. Let a → 0 holding ρ = M/a, Y = ka and σ = κ/a fixed. The sum becomes ∫dx, the difference quotient becomes ∂ₓq, and L = ∫dx[½ρ(∂ₜq)² − ½Y(∂ₓq)² − ½σq²], derived. The label j has become the coordinate x, and q(x, t) is a degree of freedom at every point: a field. Rescale φ = √Y q and the density is ½[(1/v²)(∂ₜφ)² − (∂ₓφ)² − (ω₀/v)²φ²], with v = √(Y/ρ) and ω₀ = √(σ/ρ) = √(κ/M): the one-dimensional Klein-Gordon density, v in place of c and ω₀/v in place of mc/ħ.

2What the on-site spring and the lattice do to the modes

Newton's law for bead j, Mq̈ⱼ = k(qⱼ₊₁ − 2qⱼ + qⱼ₋₁) − κqⱼ, is solved by qⱼ = cos(Kja − ωt) when ω² = ω₀² + (4v²/a²)sin²(Ka/2), derived. For Ka ≪ 1 the sine is Ka/2 and ω² = ω₀² + v²K²; multiply by ħ², read ħω as E, ħK as p, v as c and ħω₀ as mc², and this is E² = p²c² + m²c⁴. Without on-site springs ω = vK, the massless wave equation; with them a gap opens and no mode oscillates below ω₀, as no Klein-Gordon quantum has energy below mc². The lattice adds what the field lacks: no modes beyond K = π/a, where the group velocity v² sin(Ka)/(aω) falls to zero, and frequencies lower than the field's by a fraction of about v²K²(Ka)²/(24ω²). The chain of the definition has v = 2.24 m s⁻¹ and ω₀ = √(g/ℓ) = 4.95 s⁻¹, with g measured; a 1.0 m wave has Ka = 0.31, and the field gives 14.90 s⁻¹ against the chain's 14.84 s⁻¹, 0.37% high.

3Vary the action, get the field equation

The action of a field is S = ∫dt∫d³x ℒ(φ, ∂μφ), in J s when ℒ is in J m⁻³. Vary φ by δφ, zero on the boundary: δS = ∫dt∫d³x[(∂ℒ/∂φ)δφ + (∂ℒ/∂(∂μφ))∂μδφ]. Integrate the second term by parts; the total divergence becomes a surface term and vanishes, leaving the integral of [∂ℒ/∂φ − ∂μ(∂ℒ/∂(∂μφ))]δφ. It is zero for every δφ only if ∂μ[∂ℒ/∂(∂μφ)] − ∂ℒ/∂φ = 0, derived. Apply it to ℒ = ½[∂μφ∂μφ − (mc/ħ)²φ²], where ∂μφ∂μφ = (1/c²)(∂ₜφ)² − (∇φ)². Then ∂ℒ/∂(∂μφ) = ∂μφ, the raised index carrying the minus sign of the space terms, and ∂ℒ/∂φ = −(mc/ħ)²φ, so ∂μ∂μφ + (mc/ħ)²φ = 0: Unit 3's Klein-Gordon equation, derived. The density itself is chosen, not derived: a Lorentz scalar quadratic in φ with first derivatives only can be no more than C₁∂μφ∂μφ + C₂φ², an energy bounded below fixes the signs, C₁ > 0 and C₂ ≤ 0, and the size of C₁ is a normalisation. Dimensions: ℒ in J m⁻³ makes φ J¹⁄² m(−1/2), and every term is φ per m². Static limit: away from a source e(−r/λ)/r solves it, λ = ħ/mc; the measured π± mass, 139.57 MeV/c², gives 1.41 fm, the range of the nuclear force's tail (quoted).

4Noether's theorem in four lines

Suppose φ → φ + εΔφ, with ε a constant, leaves ℒ unchanged. Then 0 = δℒ = ε[(∂ℒ/∂φ)Δφ + (∂ℒ/∂(∂μφ))∂μΔφ]. On a solution the field equation replaces ∂ℒ/∂φ by ∂μ(∂ℒ/∂(∂μφ)), and the two terms merge into one derivative: 0 = ε∂μ[(∂ℒ/∂(∂μφ))Δφ]. So jμ = (∂ℒ/∂(∂μφ))Δφ obeys ∂μjμ = 0, derived; if ℒ changes by a total divergence ε∂μKμ instead, subtract Kμ. Write jμ = (cρN, j). Then ∂ₜρN + ∇⋅j = 0, and integrating over all space with fields that vanish far away gives dQ/dt = 0 for Q = ∫ρN d³x. Three limits are built in. The symmetry must be continuous, so φ → −φ or parity gives no current. The theorem fixes jμ only up to a constant factor, since any multiple of a conserved current is conserved. And conservation holds only on solutions: off them, ∂μjμ equals the field equation times Δφ, a quick test of any candidate current.

5Phase symmetry gives a charge, not a probability

A complex field φ = (φ₁ + iφ₂)/√2 holds two real fields, and ℒ = ∂μφ*∂μφ − (mc/ħ)²φ*φ, varied with φ and φ* independent, gives the Klein-Gordon equation for each. ℒ is unchanged by φ → e(−iα)φ, so Δφ = −iφ and Δφ* = iφ*. Noether's current divided by ħ is Jμ = (i/ħ)(φ*∂μφ − φ∂μφ*), with J⁰ = cn, n = (i/ħc²)(φ*∂ₜφ − φ∂ₜφ*) and flux j = (1/iħ)(φ*∇φ − φ∇φ*), derived. Put φ = ħψ/√(2m) and this is Unit 3's ρ = (iħ/2mc²)(ψ*∂ₜψ − ψ∂ₜψ*) and its current, now explained by a symmetry. For φ = Ae(−i(ωt − K⋅x)), n = 2ω|A|²/(ħc²) and j/n = c²K/ω, the velocity pc²/E of a particle with p = ħK and E = ħω. The wave Ae(+i(ωt − K⋅x)) gives n = −2ω|A|²/(ħc²). Unit 3 stated Pauli and Weisskopf's reading of that sign; here the symmetry accounts for it: the conserved quantity is the Noether charge of a phase rotation, with charge density qn, and nothing requires it to be positive; reading it as particles minus antiparticles waits for topic 9.03. A real field with m > 0 has only the discrete internal symmetry φ → −φ, so it carries no such charge.

6Translations give the energy-momentum tensor

ℒ has no explicit x-dependence, so shifting the argument of φ by a constant εν, δφ = εν∂νφ, changes ℒ by the total divergence εν∂νℒ. Noether's theorem with that Kμ gives four conserved currents, Tμν = (∂ℒ/∂(∂μφ))∂νφ − δμνℒ, derived. For the real Klein-Gordon field Tμν = ∂μφ∂νφ − gμνℒ, so T⁰⁰ = ½[(1/c²)(∂ₜφ)² + (∇φ)² + (mc/ħ)²φ²]. That equals π∂ₜφ − ℒ with π = ∂ℒ/∂(∂ₜφ) = (1/c²)∂ₜφ: the Hamiltonian density ℋ, derived, a sum of squares. Momentum density is T⁰ⁱ/c, so g = −(1/c²)∂ₜφ∇φ and the energy flux is S = c²g. Check directly: ∂ₜT⁰⁰ + ∇⋅S = ∂ₜφ[(1/c²)∂ₜ²φ − ∇²φ + (mc/ħ)²φ], zero on solutions. For φ = A cos(K⋅x − ωt) the averages give ⟨S⟩/⟨T⁰⁰⟩ = c²K/ω = pc²/E, the speed of the particle, below c whenever m > 0. For either complex wave of the last section, energy and momentum per unit of |n| are ħω and ħK, so the Noether quantities obey (ħω)² = (ħKc)² + (mc²)².

2

Key equations

Read the units, assumptions and limits before substituting.

Continuum limit of the bead chain (derived)

Σⱼ[½Mq̇ⱼ² − ½k(qⱼ₊₁ − qⱼ)² − ½κqⱼ²] → ∫dx[½ρ(∂ₜq)² − ½Y(∂ₓq)² − ½σq²]

Derived. The label j becomes x. With φ = √Y q it is the one-dimensional Klein-Gordon density, v = √(Y/ρ) in place of c and ω₀ = √(κ/M) in place of mc²/ħ.

M in kg, spacing a in m, k and κ in N m⁻¹; a → 0 holding ρ = M/a (kg m⁻¹), Y = ka (N) and σ = κ/a (N m⁻²) fixed

Field Euler-Lagrange equation (derived)

∂μ[∂ℒ/∂(∂μφ)] − ∂ℒ/∂φ = 0

Derived from δS = 0 with δφ zero on the boundary: the bead equation with Σⱼ → ∫d³x. Multiplying ℒ by a constant or adding a total divergence leaves the equation unchanged, so the equation alone does not fix ℒ.

ℒ in J m⁻³; x⁰ = ct, ∂μ = (∂/∂(ct), ∇), metric diag(1, −1, −1, −1); action S = ∫dt∫d³x ℒ in J s

Klein-Gordon density and its equation (derived)

ℒ = ½[∂μφ∂μφ − (mc/ħ)²φ²] gives ∂μ∂μφ + (mc/ħ)²φ = 0

Derived: ∂ℒ/∂(∂μφ) = ∂μφ. Static check: e(−r/λ)/r solves it away from a source, λ = ħ/mc = 1.41 fm for the measured π± mass.

∂μφ∂μφ = (1/c²)(∂ₜφ)² − (∇φ)²; φ in J¹⁄² m(−1/2); mc/ħ in m⁻¹

Noether current of a continuous symmetry (derived)

jμ = [∂ℒ/∂(∂μφ)]Δφ − Kμ, with ∂μjμ = 0 on solutions

Derived in four lines from the field equation. A discrete symmetry such as φ → −φ gives no current, and any constant multiple of jμ is equally conserved.

φ → φ + εΔφ changes ℒ by ε∂μKμ (Kμ = 0 for an internal symmetry); then Q = (1/c)∫j⁰d³x is constant

Charge density of the complex field (derived)

n = (i/ħc²)(φ*∂ₜφ − φ∂ₜφ*), with flux j = (1/iħ)(φ*∇φ − φ∇φ*)

Derived. φ = ħψ/√(2m) turns it into Unit 3's current. Waves A e(∓i(ωt − K⋅x)) give n = ±2ω|A|²/(ħc²): a charge that carries a sign, not a probability.

from φ → e(−iα)φ in ℒ = ∂μφ*∂μφ − (mc/ħ)²φ*φ; n in m⁻³, j in m⁻² s⁻¹; charge density qn

Energy-momentum tensor (derived)

Tμν = [∂ℒ/∂(∂μφ)]∂νφ − δμν ℒ, with ∂μTμν = 0

Derived. For Klein-Gordon T⁰⁰ = ½[(1/c²)(∂ₜφ)² + (∇φ)² + (mc/ħ)²φ²] = π∂ₜφ − ℒ, the Hamiltonian density, a sum of squares.

from invariance under xμ → xμ + εμ; T⁰⁰ is the energy density in J m⁻³, T⁰ⁱ/c the momentum density
3

Interactive lab

Predict first. Explore the model. Compare the result.

Explore the model

8.0 s⁻¹
0 to 20 s⁻¹; steps of 0.5.
0.20 m
0.01 to 0.3 m; steps of 0.01.
8.0 rad m⁻¹
0.5 to 10 rad m⁻¹; steps of 0.5.

Try this. At the defaults the chain sits 8.2% below the field at K = 8 rad m⁻¹; shrink a to 0.05 m and the shortfall falls to 0.5%, as the field is the chain's long-wave limit. Set ω₀ = 0 and both curves leave the origin along ω = vK; raise it and a gap opens below ω₀, as mc² does for a Klein-Gordon quantum.

Live results

FIELD ω AT K
17.89 s⁻¹
CHAIN ω AT K
16.43 s⁻¹
CHAIN BELOW FIELD BY
8.17 %
FIELD ENERGY SPEED v²K/ω
1.79 m s⁻¹

Results follow this lesson’s model and assumptions. Displayed values are rounded.

Interactive Advanced Quantum Mechanics modelFrequency against wavenumber for a bead chain and the field it becomes, v = 2.0 m s⁻¹ held fixed. Solid: field, ω² = ω₀² + v²K². Dashed: chain, ω² = ω₀² + (2v/a)²sin²(Ka/2), ending at π/a = 15.7 rad m⁻¹. Faint: ω = vK and ω = ω₀. ω₀ = 8.0 s⁻¹ plays mc²/ħ and ω₀/v = 4.00 m⁻¹ plays mc/ħ. Dots mark K = 8.0 rad m⁻¹, filled on the field and open on the chain.solid: field, ω² = ω₀² + v²K², v = 2.0 m s⁻¹dashed: bead chain, ends at π/a = 15.7 rad m⁻¹faint: ω = vK (no mass term) and ω = ω₀ω / s⁻¹204010K = 20 rad m⁻¹
Frequency against wavenumber for a bead chain and the field it becomes, v = 2.0 m s⁻¹ held fixed. Solid: field, ω² = ω₀² + v²K². Dashed: chain, ω² = ω₀² + (2v/a)²sin²(Ka/2), ending at π/a = 15.7 rad m⁻¹. Faint: ω = vK and ω = ω₀. ω₀ = 8.0 s⁻¹ plays mc²/ħ and ω₀/v = 4.00 m⁻¹ plays mc/ħ. Dots mark K = 8.0 rad m⁻¹, filled on the field and open on the chain.

Predict → change one variable → check

Plan a change before running it. Every other input stays at the saved baseline.

Saved baseline. On-site frequency ω₀ (mass term): 8.0 s⁻¹; Bead spacing a: 0.20 m; Marked wavenumber K: 8.0 rad m⁻¹

Baseline 8.0; choose 0 to 20, in steps of 0.5.
4. Compared with the saved baseline, this result will…

This experiment is kept only while this page is open. It does not change saved course progress.

4

Catch the common trap

The commonest slip is to read φ(x, t) as one particle's wavefunction, with x the place where the particle is. In a field theory x is a label, exactly as the bead index j was: it says which degree of freedom you mean, and the dynamical variables are the values φ(x) themselves, one oscillator at every point and infinitely many in all. So ℒ is not a probability density, the field Euler-Lagrange equation is the equation of motion of that whole system rather than a Schrödinger equation for one particle, and Noether's density n is allowed to be negative because it counts charge, not likelihood. Nothing promotes x to an operator: when the next topic quantises, φ(x) and π(x) become operators at each x while x stays a number, and particles appear as quanta of the modes, not as points the field follows.

5

Practice & worked examples

3 authored examples. Make an attempt, then reveal the reasoning one step at a time.

EasyExample 1

A demonstration chain has 50 g beads every 2.5 cm, joined by 120 N m⁻¹ springs, each bead hanging as a pendulum of length 0.20 m. Treat it as a field: find v, ω₀ and the mass parameter ω₀/v that plays mc/ħ, then compare the field's and the chain's frequencies for a 0.25 m wave.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

MediumExample 2

A real Klein-Gordon field with the measured π⁰ mass, mc² = 134.98 MeV, carries φ = A cos(Kx − ωt) with ħKc = 250 MeV. Find ħω and ω, the time-averaged energy density, how it divides among the kinetic, gradient and mass terms of T⁰⁰, and the speed at which the energy moves.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

HardExample 3

A classical complex Klein-Gordon field with the measured π± mass, mc² = 139.57 MeV, holds φ = A e(−i(ωt − Kx)) + B e(+i(ωt − Kx)), with A and B real, B = 0.60A and ħKc = 300 MeV. Find the Noether density n and the energy density T⁰⁰, show that n is uniform while T⁰⁰ ripples, and give the averaged energy per unit net charge in MeV.

Sketch your answer or reasoning, then compare it with the authored solution. Your writing is not automatically graded or saved.

0 of 5 steps revealed.

6

Quick check

Select an answer and explain it before checking.

Four candidate Lagrangian densities for a real scalar field are offered, with μ = mc/ħ. Which one gives the Klein-Gordon equation (1/c²)∂ₜ²φ − ∇²φ + μ²φ = 0 and also an energy density T⁰⁰ that is bounded below?
7

Review & continue

A Lagrangian density ℒ(φ, ∂μφ) is the Lagrangian per unit volume of a field, a system with a degree of freedom at every point; making ∫dt∫d³x ℒ stationary gives the field equation, and each continuous symmetry of it gives a conserved current.

  • Explain the relationship without looking at the equation.
  • Check a sign, a unit and a model assumption in your working.
  • Return to the lab or worked example if a step is still unclear.

Extra challenging questions

Connect several ideas, explore supplied data, and compare your reasoning with a worked solution.